We are live on ! Find out more
DSN

D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.29%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$127M
AUM Growth
+$14.6M
Cap. Flow
+$12.3M
Cap. Flow %
9.66%
Top 10 Hldgs %
82.06%
Holding
209
New
24
Increased
27
Reduced
29
Closed
30

Top Buys

Rank Stock Value
1
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$2.81M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$2.8M
3
DVY icon
iShares Select Dividend ETF
DVY
+$2.59M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.53M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.47M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$593K
2
IYR icon
iShares US Real Estate ETF
IYR
+$592K
3
SCHB icon
Schwab US Broad Market ETF
SCHB
+$543K
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$529K
5
IWB icon
iShares Russell 1000 ETF
IWB
+$486K

Sector Composition

Rank Sector Weight
1 Consumer Staples 1.32%
2 Technology 1.16%
3 Industrials 1.04%
4 Healthcare 0.83%
5 Financials 0.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
76
Merck
MRK
$315B
$42K 0.03%
698
– –
AMTD
77
DELISTED
TD Ameritrade Holding Corp
AMTD
$42K 0.03%
1,200
– –
UAA icon
78
Under Armour
UAA
$3.17B
$39K 0.03%
1,000
– –
IBKR icon
79
Interactive Brokers
IBKR
$40.3B
$35K 0.03%
4,000
– –
IWF icon
80
iShares Russell 1000 Growth ETF
IWF
$123B
$35K 0.03%
1,328
– –
VMI icon
81
Valmont Industries
VMI
$10.3B
$34K 0.03%
250
– –
BIIB icon
82
Biogen
BIIB
$30.4B
$31K 0.02%
100
– –
SFNC icon
83
Simmons First National
SFNC
$3.33B
$31K 0.02%
1,246
– –
BSX icon
84
Boston Scientific
BSX
$65.4B
$29K 0.02%
1,200
– –
CTSH icon
85
Cognizant
CTSH
$21.2B
$29K 0.02%
600
– –
XLE icon
86
State Street Energy Select Sector SPDR ETF
XLE
$38.2B
$28K 0.02%
800
– –
HON icon
87
Honeywell
HON
$71.3B
$27K 0.02%
262
– –
MMM icon
88
3M
MMM
$83.4B
$26K 0.02%
179
– –
EMR icon
89
Emerson Electric
EMR
$78.2B
$24K 0.02%
441
– –
BNY
90
Bank of New York Mellon
BNY
$108B
$22K 0.02%
542
-539
-50% -$21.5K
VVC
91
DELISTED
Vectren Corporation
VVC
$22K 0.02%
445
– –
APD icon
92
Air Products & Chemicals
APD
$65.8B
$21K 0.02%
151
– –
NEE icon
93
NextEra Energy
NEE
$185B
$21K 0.02%
680
– –
TLT icon
94
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$21K 0.02%
150
– –
DUK icon
95
Duke Energy
DUK
$97.5B
$20K 0.02%
254
+2
+0.8% +$166
REGN icon
96
Regeneron Pharmaceuticals
REGN
$70.9B
$19K 0.01%
47
– –
CERN
97
DELISTED
Cerner Corp
CERN
$18K 0.01%
288
– –
PYPL icon
98
PayPal
PYPL
$49.9B
$16K 0.01%
400
– –
DISH
99
DELISTED
DISH Network Corp.
DISH
$16K 0.01%
300
– –
ADP icon
100
Automatic Data Processing
ADP
$102B
$13K 0.01%
142
– –
2 3
4
5 6

Similar funds

MS
Marshall & Sullivan Seattle, Washington $216M AUM 12.97% 1-Year Est. Return
ICM
IMS Capital Management Portland, Oregon $217M AUM 18.69% 1-Year Est. Return
FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q3 2016 Portfolio in Review

As of Q3 2016, D. Scott Neal held 209 positions worth $127M, up 13% from $113M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

D. Scott Neal deployed $12.3M of net new capital in Q3 2016, opening 24 new positions and adding to 27 existing holdings. Its largest new stake was Vanguard Long-Term Bond ETF: 28,373 shares worth $2.8M.

By sector, the portfolio is most concentrated in Consumer Staples at 1.3% of assets, up from 0.66% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $593K trimmed.

  • D. Scott Neal's largest Q3 2016 buy was Vanguard Long-Term Bond ETF: 28,373 shares worth $2.8M.
  • D. Scott Neal added most to iShares Select Dividend ETF in Q3 2016, an estimated $2.59M increase.
  • D. Scott Neal's biggest Q3 2016 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $593K.
  • D. Scott Neal fully exited Vanguard Intermediate-Term Treasury ETF in Q3 2016, selling an estimated $529K.
  • D. Scott Neal's ten largest holdings make up 82% of its $127M portfolio in Q3 2016.
  • D. Scott Neal opened 24 new positions and closed 30 in Q3 2016.
  • D. Scott Neal's portfolio value rose 13% quarter-over-quarter to $127M.

Based on D. Scott Neal's 13F filing for Q3 2016, filed 18 Oct 2016.