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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.23%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$107M
AUM Growth
-$19.4M
Cap. Flow
-$20.9M
Cap. Flow %
-19.61%
Top 10 Hldgs %
86.43%
Holding
181
New
26
Increased
21
Reduced
35
Closed
9

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$285K
2
WPC icon
W.P. Carey
WPC
+$128K
3
AMTD
TD Ameritrade Holding Corp
AMTD
+$23.6K
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$23.2K
5
ABBV icon
AbbVie
ABBV
+$22.3K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.17M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.83M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.76M
4
OIL
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
+$3.34M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.32M

Sector Composition

Rank Sector Weight
1 Industrials 1.12%
2 Technology 0.94%
3 Healthcare 0.91%
4 Financials 0.7%
5 Energy 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMR icon
76
Emerson Electric
EMR
$83.9B
$24K 0.02%
441
– –
BSX icon
77
Boston Scientific
BSX
$69.5B
$23K 0.02%
1,200
– –
LNKD
78
DELISTED
LinkedIn Corporation
LNKD
$23K 0.02%
200
– –
MFC icon
79
Manulife Financial
MFC
$73.9B
$22K 0.02%
1,538
– –
VVC
80
DELISTED
Vectren Corporation
VVC
$22K 0.02%
445
– –
XBI icon
81
State Street SPDR S&P Biotech ETF
XBI
$9.6B
$21K 0.02%
+400
New +$20.8K
AMT icon
82
American Tower
AMT
$80.8B
$20K 0.02%
+200
New +$18.7K
APD icon
83
Air Products & Chemicals
APD
$65.7B
$20K 0.02%
151
– –
DUK icon
84
Duke Energy
DUK
$97.8B
$20K 0.02%
250
+25
+11% +$1.89K
TXN icon
85
Texas Instruments
TXN
$252B
$19K 0.02%
328
– –
REGN icon
86
Regeneron Pharmaceuticals
REGN
$78.5B
$17K 0.02%
47
– –
UWM icon
87
ProShares Ultra Russell2000
UWM
$245M
$17K 0.02%
880
– –
TMO icon
88
Thermo Fisher Scientific
TMO
$213B
$16K 0.02%
110
– –
PYPL icon
89
PayPal
PYPL
$48.9B
$15K 0.01%
400
– –
CERN
90
DELISTED
Cerner Corp
CERN
$15K 0.01%
288
-287
-50% -$15.6K
BND icon
91
Vanguard Total Bond Market
BND
$157B
$14K 0.01%
169
– –
IWD icon
92
iShares Russell 1000 Value ETF
IWD
$82.2B
$14K 0.01%
145
-150
-51% -$14.1K
DISH
93
DELISTED
DISH Network Corp.
DISH
$14K 0.01%
300
– –
ADP icon
94
Automatic Data Processing
ADP
$106B
$13K 0.01%
142
– –
CXP
95
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$13K 0.01%
595
– –
INGR icon
96
Ingredion
INGR
$6.27B
$12K 0.01%
109
– –
SGI
97
Somnigroup International
SGI
$13.7B
$12K 0.01%
800
– –
GLD icon
98
SPDR Gold Trust
GLD
$131B
$11K 0.01%
90
– –
PCRX icon
99
Pacira BioSciences
PCRX
$1.04B
$11K 0.01%
200
-200
-50% -$11.7K
EBAY icon
100
eBay
EBAY
$50.6B
$10K 0.01%
400
– –
2 3
4
5 6

Similar funds

MS
Marshall & Sullivan Seattle, Washington $216M AUM 12.97% 1-Year Est. Return
ICM
IMS Capital Management Portland, Oregon $217M AUM 18.69% 1-Year Est. Return
FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q1 2016 Portfolio in Review

As of Q1 2016, D. Scott Neal held 181 positions worth $107M, down 15% from $126M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

D. Scott Neal withdrew a net $20.9M in Q1 2016, closing 9 positions and reducing 35 holdings. Its most notable exit was Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In, an estimated $3.34M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 1.1% of assets, up from 0.88% a quarter earlier, followed by Technology and Healthcare.

Against the trend, D. Scott Neal opened a new position in W.P. Carey worth $137K.

  • D. Scott Neal's largest Q1 2016 buy was W.P. Carey: 2,246 shares worth $137K.
  • D. Scott Neal added most to iShares Core S&P 500 ETF in Q1 2016, an estimated $285K increase.
  • D. Scott Neal's biggest Q1 2016 reduction was Invesco QQQ Trust, cutting an estimated $4.17M.
  • D. Scott Neal fully exited Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In in Q1 2016, selling an estimated $3.34M.
  • D. Scott Neal's ten largest holdings make up 86% of its $107M portfolio in Q1 2016.
  • D. Scott Neal opened 26 new positions and closed 9 in Q1 2016.
  • D. Scott Neal's portfolio value fell 15% quarter-over-quarter to $107M.

Based on D. Scott Neal's 13F filing for Q1 2016, filed 13 Apr 2016.