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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+5.11%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$180M
AUM Growth
-$2.02M
Cap. Flow
-$7.68M
Cap. Flow %
-4.26%
Top 10 Hldgs %
81.29%
Holding
57
New
2
Increased
7
Reduced
15
Closed
3

Top Buys

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$2.26M
2
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$1.46M
3
TSLA icon
Tesla
TSLA
+$518K
4
IAU icon
iShares Gold Trust
IAU
+$209K
5
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$38.1K

Top Sells

Rank Stock Value
1
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$6.49M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$1.32M
3
AJG icon
Arthur J. Gallagher & Co
AJG
+$714K
4
UNM icon
Unum
UNM
+$709K
5
FLEX icon
Flex
FLEX
+$664K

Sector Composition

Rank Sector Weight
1 Financials 26.9%
2 Technology 13.27%
3 Real Estate 5.63%
4 Industrials 1.66%
5 Consumer Discretionary 1.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COST icon
51
Costco
COST
$430B
$212K 0.12%
224
– –
MRK icon
52
Merck
MRK
$324B
$204K 0.11%
2,270
– –
ESGV icon
53
Vanguard ESG US Stock ETF
ESGV
$13B
$202K 0.11%
2,065
-157
-7% -$16.4K
LPSN icon
54
LivePerson
LPSN
$23.2M
$20.1K 0.01%
1,674
– –
AVGO icon
55
Broadcom
AVGO
$1.81T
– –
-2,098
Closed -$486K
ITB icon
56
iShares US Home Construction ETF
ITB
$2.36B
– –
-2,000
Closed -$207K
KRE icon
57
State Street SPDR S&P Regional Banking ETF
KRE
$4.53B
– –
-107,501
Closed -$6.49M
1 2
3

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MS
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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q1 2025 Portfolio in Review

As of Q1 2025, D. Scott Neal held 57 positions worth $180M, down 1.1% from $182M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

D. Scott Neal withdrew a net $7.68M in Q1 2025, closing 3 positions and reducing 15 holdings. Its most notable exit was State Street SPDR S&P Regional Banking ETF, an estimated $6.49M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 24% a quarter earlier, followed by Technology and Real Estate.

Against the trend, D. Scott Neal opened a new position in State Street Utilities Select Sector SPDR ETF worth $2.28M.

  • D. Scott Neal's largest Q1 2025 buy was State Street Utilities Select Sector SPDR ETF: 57,866 shares worth $2.28M.
  • D. Scott Neal added most to State Street Communication Services Select Sector SPDR ETF in Q1 2025, an estimated $1.46M increase.
  • D. Scott Neal's biggest Q1 2025 reduction was Invesco QQQ Trust, cutting an estimated $1.32M.
  • D. Scott Neal fully exited State Street SPDR S&P Regional Banking ETF in Q1 2025, selling an estimated $6.49M.
  • D. Scott Neal's ten largest holdings make up 81% of its $180M portfolio in Q1 2025.
  • D. Scott Neal opened 2 new positions and closed 3 in Q1 2025.
  • D. Scott Neal's portfolio value fell 1.1% quarter-over-quarter to $180M.

Based on D. Scott Neal's 13F filing for Q1 2025, filed 11 Apr 2025.