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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+8.88%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$189M
AUM Growth
+$9.43M
Cap. Flow
-$3.3M
Cap. Flow %
-1.74%
Top 10 Hldgs %
76.55%
Holding
67
New
4
Increased
9
Reduced
16
Closed
9

Top Buys

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$15.5M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.46M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.58M
4
IAU icon
iShares Gold Trust
IAU
+$1.25M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.01M

Top Sells

Rank Stock Value
1
CRL icon
Charles River Laboratories
CRL
+$7.19M
2
CSIQ icon
Canadian Solar
CSIQ
+$3.9M
3
AJG icon
Arthur J. Gallagher & Co
AJG
+$2.91M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.73M
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$2.54M

Sector Composition

Rank Sector Weight
1 Financials 21.19%
2 Technology 16.79%
3 Real Estate 6.94%
4 Industrials 1.81%
5 Consumer Discretionary 1.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HON icon
51
Honeywell
HON
$78.3B
$266K 0.14%
1,363
– –
MRK icon
52
Merck
MRK
$326B
$260K 0.14%
2,270
– –
ITB icon
53
iShares US Home Construction ETF
ITB
$2.41B
$254K 0.13%
2,000
– –
ESGV icon
54
Vanguard ESG US Stock ETF
ESGV
$13B
$240K 0.13%
2,363
-25
-1% -$2.45K
WM icon
55
Waste Management
WM
$96.1B
$211K 0.11%
1,017
– –
ORCL icon
56
Oracle
ORCL
$346B
$204K 0.11%
+1,200
New +$174K
PFE icon
57
Pfizer
PFE
$144B
$203K 0.11%
+7,029
New +$205K
LPSN icon
58
LivePerson
LPSN
$22.9M
$32.1K 0.02%
1,674
– –
CRL icon
59
Charles River Laboratories
CRL
$11.6B
– –
-34,808
Closed -$7.19M
CSIQ icon
60
Canadian Solar
CSIQ
$927M
– –
-264,272
Closed -$3.9M
EFA icon
61
iShares MSCI EAFE ETF
EFA
$76.8B
– –
-3,053
Closed -$239K
HEFA icon
62
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.51B
– –
-11,202
Closed -$398K
IJS icon
63
iShares S&P Small-Cap 600 Value ETF
IJS
$8.2B
– –
-7,966
Closed -$775K
MDYV icon
64
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.79B
– –
-18,211
Closed -$1.33M
SPHB icon
65
Invesco S&P 500 High Beta ETF
SPHB
$965M
– –
-27,072
Closed -$2.29M
VTIP icon
66
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
– –
-56,296
Closed -$2.73M
XLE icon
67
State Street Energy Select Sector SPDR ETF
XLE
$38.3B
– –
-55,734
Closed -$2.54M
1 2
3

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FFAM
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WTFG
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D. Scott Neal's Q3 2024 Portfolio in Review

As of Q3 2024, D. Scott Neal held 67 positions worth $189M, up 5.3% from $180M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

D. Scott Neal's Q3 2024 filing shows 4 new, 9 increased, 16 reduced and 9 closed positions. Its largest new stake was State Street Utilities Select Sector SPDR ETF: 418,416 shares worth $16.9M. The largest sale was Charles River Laboratories, an estimated $7.19M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 21% a quarter earlier, followed by Technology and Real Estate.

  • D. Scott Neal's largest Q3 2024 buy was State Street Utilities Select Sector SPDR ETF: 418,416 shares worth $16.9M.
  • D. Scott Neal added most to State Street SPDR S&P 500 ETF Trust in Q3 2024, an estimated $2.46M increase.
  • D. Scott Neal's biggest Q3 2024 reduction was Arthur J. Gallagher & Co, cutting an estimated $2.91M.
  • D. Scott Neal fully exited Charles River Laboratories in Q3 2024, selling an estimated $7.19M.
  • D. Scott Neal's ten largest holdings make up 77% of its $189M portfolio in Q3 2024.
  • D. Scott Neal opened 4 new positions and closed 9 in Q3 2024.
  • D. Scott Neal's portfolio value rose 5.3% quarter-over-quarter to $189M.

Based on D. Scott Neal's 13F filing for Q3 2024, filed 17 Oct 2024.