DSN

D. Scott Neal Portfolio holdings

AUM $201M
1-Year Return 32.5%
This Quarter Return
+8.88%
1 Year Return
+32.5%
3 Year Return
+88.01%
5 Year Return
+133.61%
10 Year Return
+227.44%
AUM
$189M
AUM Growth
+$9.43M
Cap. Flow
-$1.64M
Cap. Flow %
-0.87%
Top 10 Hldgs %
76.55%
Holding
67
New
4
Increased
9
Reduced
16
Closed
9

Top Buys

1
XLU icon
Utilities Select Sector SPDR Fund
XLU
$16.9M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$2.56M
3
QQQ icon
Invesco QQQ Trust
QQQ
$1.63M
4
IAU icon
iShares Gold Trust
IAU
$1.33M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$1.05M

Top Sells

1
CRL icon
Charles River Laboratories
CRL
$7.19M
2
CSIQ icon
Canadian Solar
CSIQ
$3.9M
3
AJG icon
Arthur J. Gallagher & Co
AJG
$2.91M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$2.73M
5
XLE icon
Energy Select Sector SPDR Fund
XLE
$2.54M

Sector Composition

1 Financials 21.19%
2 Technology 16.79%
3 Real Estate 6.94%
4 Industrials 1.81%
5 Consumer Discretionary 1.33%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HON icon
51
Honeywell
HON
$137B
$266K 0.14%
1,285
– –
MRK icon
52
Merck
MRK
$210B
$260K 0.14%
2,270
– –
ITB icon
53
iShares US Home Construction ETF
ITB
$3.28B
$254K 0.13%
2,000
– –
ESGV icon
54
Vanguard ESG US Stock ETF
ESGV
$11.2B
$240K 0.13%
2,363
-25
-1% -$2.54K
WM icon
55
Waste Management
WM
$90.6B
$211K 0.11%
1,017
– –
ORCL icon
56
Oracle
ORCL
$626B
$204K 0.11%
+1,200
New +$204K
PFE icon
57
Pfizer
PFE
$140B
$203K 0.11%
+7,029
New +$203K
LPSN icon
58
LivePerson
LPSN
$86.3M
$32.1K 0.02%
25,107
– –
EFA icon
59
iShares MSCI EAFE ETF
EFA
$65.9B
– –
-3,053
Closed -$239K
CRL icon
60
Charles River Laboratories
CRL
$7.99B
– –
-34,808
Closed -$7.19M
CSIQ icon
61
Canadian Solar
CSIQ
$650M
– –
-264,272
Closed -$3.9M
HEFA icon
62
iShares Currency Hedged MSCI EAFE ETF
HEFA
$6.55B
– –
-11,202
Closed -$398K
IJS icon
63
iShares S&P Small-Cap 600 Value ETF
IJS
$6.65B
– –
-7,966
Closed -$775K
MDYV icon
64
SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.48B
– –
-18,211
Closed -$1.33M
SPHB icon
65
Invesco S&P 500 High Beta ETF
SPHB
$415M
– –
-27,072
Closed -$2.29M
VTIP icon
66
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$15.7B
– –
-56,296
Closed -$2.73M
XLE icon
67
Energy Select Sector SPDR Fund
XLE
$27.2B
– –
-27,867
Closed -$2.54M
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