DSN

D. Scott Neal Portfolio holdings

AUM $201M
1-Year Return 32.5%
This Quarter Return
+2.35%
1 Year Return
+32.5%
3 Year Return
+88.01%
5 Year Return
+133.61%
10 Year Return
+227.44%
AUM
$180M
AUM Growth
+$26.7M
Cap. Flow
+$25.3M
Cap. Flow %
14.07%
Top 10 Hldgs %
70.77%
Holding
65
New
4
Increased
11
Reduced
13
Closed
2

Top Buys

1
QQQ icon
Invesco QQQ Trust
QQQ
$16.2M
2
AJG icon
Arthur J. Gallagher & Co
AJG
$8.05M
3
XLC icon
The Communication Services Select Sector SPDR Fund
XLC
$5.28M
4
LRCX icon
Lam Research
LRCX
$4.65M
5
CSIQ icon
Canadian Solar
CSIQ
$3.9M

Top Sells

1
ABBV icon
AbbVie
ABBV
$14.6M
2
GLD icon
SPDR Gold Trust
GLD
$2.22M
3
KLAC icon
KLA
KLAC
$1.25M
4
XLRE icon
Real Estate Select Sector SPDR Fund
XLRE
$908K
5
EFA icon
iShares MSCI EAFE ETF
EFA
$380K

Sector Composition

1 Financials 21.3%
2 Technology 20.73%
3 Real Estate 6.36%
4 Healthcare 5.09%
5 Industrials 1.67%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GSK icon
51
GSK
GSK
$79.5B
$308K 0.17%
7,928
– –
ABT icon
52
Abbott
ABT
$232B
$301K 0.17%
2,900
– –
IWR icon
53
iShares Russell Mid-Cap ETF
IWR
$44.2B
$289K 0.16%
3,560
– –
ANET icon
54
Arista Networks
ANET
$177B
$287K 0.16%
3,272
-152
-4% -$13.3K
MRK icon
55
Merck
MRK
$209B
$283K 0.16%
2,270
– –
ESGD icon
56
iShares ESG Aware MSCI EAFE ETF
ESGD
$9.85B
$276K 0.15%
3,503
-103
-3% -$8.11K
HON icon
57
Honeywell
HON
$136B
$274K 0.15%
1,285
– –
ESBA icon
58
Empire State Realty Series ES
ESBA
$2.06B
$264K 0.15%
29,000
– –
EFA icon
59
iShares MSCI EAFE ETF
EFA
$65.7B
$239K 0.13%
3,053
-4,847
-61% -$380K
ESGV icon
60
Vanguard ESG US Stock ETF
ESGV
$11.1B
$231K 0.13%
2,388
-230
-9% -$22.2K
WM icon
61
Waste Management
WM
$91B
$217K 0.12%
1,017
– –
ITB icon
62
iShares US Home Construction ETF
ITB
$3.25B
$202K 0.11%
2,000
– –
LPSN icon
63
LivePerson
LPSN
$87.7M
$14.6K 0.01%
25,107
– –
ABBV icon
64
AbbVie
ABBV
$377B
– –
-80,056
Closed -$14.6M
XLRE icon
65
Real Estate Select Sector SPDR Fund
XLRE
$7.55B
– –
-22,976
Closed -$908K
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