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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+3.1%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$206M
AUM Growth
-$31.9M
Cap. Flow
-$38M
Cap. Flow %
-18.47%
Top 10 Hldgs %
75.68%
Holding
62
New
2
Increased
10
Reduced
21
Closed
5

Top Buys

Rank Stock Value
1
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$710K
2
ENPH icon
Enphase Energy
ENPH
+$356K
3
ISMD icon
Inspire Small/Mid Cap Impact ETF
ISMD
+$218K
4
NVO
Novo Nordisk
NVO
+$191K
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$171K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$34.8M
2
AMR icon
Alpha Metallurgical Resources
AMR
+$1.8M
3
MSFT icon
Microsoft
MSFT
+$381K
4
TFC icon
Truist Financial
TFC
+$351K
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$294K

Sector Composition

Rank Sector Weight
1 Technology 6.29%
2 Healthcare 6.15%
3 Materials 5.09%
4 Consumer Staples 4.02%
5 Financials 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HON icon
51
Honeywell
HON
$78.5B
$275K 0.13%
1,363
– –
NVDA icon
52
NVIDIA
NVDA
$4.78T
$256K 0.12%
17,510
– –
MRK icon
53
Merck
MRK
$326B
$255K 0.12%
2,297
-220
-9% -$22.5K
AMZN icon
54
Amazon
AMZN
$2.49T
$235K 0.11%
2,801
-980
-26% -$96.8K
ESBA icon
55
Empire State Realty Series ES
ESBA
$1.58B
$222K 0.11%
34,000
– –
NVO
56
Novo Nordisk
NVO
$226B
$220K 0.11%
+3,256
New +$191K
ISMD icon
57
Inspire Small/Mid Cap Impact ETF
ISMD
$336M
$219K 0.11%
+7,264
New +$218K
GOOG icon
58
Alphabet (Google) Class C
GOOG
$4.09T
– –
-3,060
Closed -$294K
GOOGL icon
59
Alphabet (Google) Class A
GOOGL
$4.1T
– –
-2,240
Closed -$214K
MCD icon
60
McDonald's
MCD
$194B
– –
-910
Closed -$210K
TFC icon
61
Truist Financial
TFC
$64.5B
– –
-8,064
Closed -$351K
WMT icon
62
Walmart Inc
WMT
$902B
– –
-4,935
Closed -$213K
1 2
3

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NWM
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LA
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APC
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WTFG
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D. Scott Neal's Q4 2022 Portfolio in Review

As of Q4 2022, D. Scott Neal held 62 positions worth $206M, down 13% from $238M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

D. Scott Neal withdrew a net $38M in Q4 2022, closing 5 positions and reducing 21 holdings. Its most notable exit was Truist Financial, an estimated $351K position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.3% of assets, up from 5.5% a quarter earlier, followed by Healthcare and Materials.

Against the trend, D. Scott Neal opened a new position in Inspire Small/Mid Cap Impact ETF worth $219K.

  • D. Scott Neal's largest Q4 2022 buy was Inspire Small/Mid Cap Impact ETF: 7,264 shares worth $219K.
  • D. Scott Neal added most to ProShares Short 20+ Year Treasury ETF in Q4 2022, an estimated $710K increase.
  • D. Scott Neal's biggest Q4 2022 reduction was Invesco QQQ Trust, cutting an estimated $34.8M.
  • D. Scott Neal fully exited Truist Financial in Q4 2022, selling an estimated $351K.
  • D. Scott Neal's ten largest holdings make up 76% of its $206M portfolio in Q4 2022.
  • D. Scott Neal opened 2 new positions and closed 5 in Q4 2022.
  • D. Scott Neal's portfolio value fell 13% quarter-over-quarter to $206M.

Based on D. Scott Neal's 13F filing for Q4 2022, filed 11 Jan 2023.