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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+0.34%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$238M
AUM Growth
-$2.58M
Cap. Flow
+$1.84M
Cap. Flow %
0.77%
Top 10 Hldgs %
79.42%
Holding
64
New
3
Increased
6
Reduced
20
Closed
4

Top Buys

Rank Stock Value
1
BJ icon
BJs Wholesale Club
BJ
+$8M
2
ENPH icon
Enphase Energy
ENPH
+$7.32M
3
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$6.62M
4
PSQ icon
ProShares Short QQQ
PSQ
+$4.26M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$3.55M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$11.7M
2
WEAT icon
Teucrium Wheat Fund
WEAT
+$6.88M
3
ABBV icon
AbbVie
ABBV
+$3.88M
4
CORN icon
Teucrium Corn Fund
CORN
+$2.98M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$872K

Sector Composition

Rank Sector Weight
1 Technology 5.45%
2 Materials 4.78%
3 Healthcare 4.54%
4 Consumer Staples 3.84%
5 Financials 1.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MO icon
51
Altria Group
MO
$114B
$283K 0.12%
7,000
– –
DIA icon
52
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.1B
$254K 0.11%
883
– –
GSK icon
53
GSK
GSK
$104B
$233K 0.1%
7,928
– –
ESBA icon
54
Empire State Realty Series ES
ESBA
$1.34B
$218K 0.09%
34,000
– –
MRK icon
55
Merck
MRK
$322B
$217K 0.09%
2,517
– –
HON icon
56
Honeywell
HON
$77B
$215K 0.09%
1,363
– –
GOOGL icon
57
Alphabet (Google) Class A
GOOGL
$4.36T
$214K 0.09%
2,240
– –
NVDA icon
58
NVIDIA
NVDA
$4.86T
$213K 0.09%
17,510
-600
-3% -$9.49K
WMT icon
59
Walmart Inc
WMT
$885B
$213K 0.09%
4,935
– –
MCD icon
60
McDonald's
MCD
$192B
$210K 0.09%
910
– –
QCOM icon
61
Qualcomm
QCOM
$155B
– –
-1,651
Closed -$211K
WBD icon
62
Warner Bros
WBD
$65.9B
– –
-10,281
Closed -$138K
WEAT icon
63
Teucrium Wheat Fund
WEAT
$285M
– –
-152,114
Closed -$6.88M
WPC icon
64
W.P. Carey
WPC
$16.8B
– –
-2,542
Closed -$206K
1 2
3

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MS
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ICM
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FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q3 2022 Portfolio in Review

As of Q3 2022, D. Scott Neal held 64 positions worth $238M, down 1.1% from $240M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

D. Scott Neal's Q3 2022 filing shows 3 new, 6 increased, 20 reduced and 4 closed positions. Its largest new stake was BJs Wholesale Club: 111,589 shares worth $8.13M. The largest sale was Invesco QQQ Trust, an estimated $11.7M.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, up from 3% a quarter earlier, followed by Materials and Healthcare.

  • D. Scott Neal's largest Q3 2022 buy was BJs Wholesale Club: 111,589 shares worth $8.13M.
  • D. Scott Neal added most to ProShares Short QQQ in Q3 2022, an estimated $4.26M increase.
  • D. Scott Neal's biggest Q3 2022 reduction was Invesco QQQ Trust, cutting an estimated $11.7M.
  • D. Scott Neal fully exited Teucrium Wheat Fund in Q3 2022, selling an estimated $6.88M.
  • D. Scott Neal's ten largest holdings make up 79% of its $238M portfolio in Q3 2022.
  • D. Scott Neal opened 3 new positions and closed 4 in Q3 2022.
  • D. Scott Neal's portfolio value fell 1.1% quarter-over-quarter to $238M.

Based on D. Scott Neal's 13F filing for Q3 2022, filed 27 Oct 2022.