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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
-2.75%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$252M
AUM Growth
-$13.5M
Cap. Flow
-$2.34M
Cap. Flow %
-0.93%
Top 10 Hldgs %
79.05%
Holding
66
New
9
Increased
19
Reduced
17
Closed
2

Top Buys

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$12.9M
2
PSQ icon
ProShares Short QQQ
PSQ
+$5.85M
3
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$731K
4
AAPL icon
Apple
AAPL
+$494K
5
MA icon
Mastercard
MA
+$485K

Top Sells

Rank Stock Value
1
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$13.7M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$8.31M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$1.37M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.28M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$1.02M

Sector Composition

Rank Sector Weight
1 Technology 5.13%
2 Financials 1.95%
3 Healthcare 1.38%
4 Consumer Discretionary 1.29%
5 Industrials 0.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOGL icon
51
Alphabet (Google) Class A
GOOGL
$4.36T
$339K 0.13%
+2,440
New +$331K
ESBA icon
52
Empire State Realty Series ES
ESBA
$1.34B
$333K 0.13%
34,000
– –
DIA icon
53
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.1B
$328K 0.13%
+946
New +$328K
EAGG icon
54
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.96B
$325K 0.13%
+6,299
New +$334K
WMT icon
55
Walmart Inc
WMT
$885B
$321K 0.13%
6,471
– –
XOM icon
56
ExxonMobil
XOM
$644B
$280K 0.11%
3,393
-49
-1% -$3.81K
SHY icon
57
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$273K 0.11%
3,270
-144
-4% -$12.2K
QCOM icon
58
Qualcomm
QCOM
$155B
$252K 0.1%
1,651
– –
SPY icon
59
State Street SPDR S&P 500 ETF Trust
SPY
$795B
$252K 0.1%
558
+1
+0.2% +$445
HON icon
60
Honeywell
HON
$77B
$250K 0.1%
+1,363
New +$252K
MCD icon
61
McDonald's
MCD
$192B
$225K 0.09%
910
– –
LQD icon
62
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$213K 0.08%
1,763
– –
MRK icon
63
Merck
MRK
$322B
$207K 0.08%
+2,517
New +$198K
WPC icon
64
W.P. Carey
WPC
$16.8B
$201K 0.08%
2,542
– –
TLT icon
65
iShares 20+ Year Treasury Bond ETF
TLT
$41.4B
– –
-1,736
Closed -$257K
VOT icon
66
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
– –
-53,766
Closed -$13.7M
1 2
3

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MS
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ICM
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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q1 2022 Portfolio in Review

As of Q1 2022, D. Scott Neal held 66 positions worth $252M, down 5.1% from $265M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

D. Scott Neal's Q1 2022 filing shows 9 new, 19 increased, 17 reduced and 2 closed positions. Its largest new stake was SPDR Gold Trust: 73,722 shares worth $13.3M. The largest sale was Vanguard Morningstar Mid-Cap Growth ETF, an estimated $13.7M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, down from 6% a quarter earlier, followed by Financials and Healthcare.

  • D. Scott Neal's largest Q1 2022 buy was SPDR Gold Trust: 73,722 shares worth $13.3M.
  • D. Scott Neal added most to Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF in Q1 2022, an estimated $731K increase.
  • D. Scott Neal's biggest Q1 2022 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $8.31M.
  • D. Scott Neal fully exited Vanguard Morningstar Mid-Cap Growth ETF in Q1 2022, selling an estimated $13.7M.
  • D. Scott Neal's ten largest holdings make up 79% of its $252M portfolio in Q1 2022.
  • D. Scott Neal opened 9 new positions and closed 2 in Q1 2022.
  • D. Scott Neal's portfolio value fell 5.1% quarter-over-quarter to $252M.

Based on D. Scott Neal's 13F filing for Q1 2022, filed 4 May 2022.