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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$265M
AUM Growth
+$28.8M
Cap. Flow
+$23.1M
Cap. Flow %
8.69%
Top 10 Hldgs %
81.08%
Holding
63
New
12
Increased
13
Reduced
18
Closed
6

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$65M
2
REKR icon
Rekor Systems
REKR
+$15.1M
3
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$13.6M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$11.6M
5
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$6.57M

Top Sells

Rank Stock Value
1
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$43.8M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.6M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$9.11M
5
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.31M

Sector Composition

Rank Sector Weight
1 Technology 5.98%
2 Financials 1.41%
3 Consumer Discretionary 1.1%
4 Healthcare 0.99%
5 Industrials 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHY icon
51
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$292K 0.11%
3,414
– –
SPY icon
52
State Street SPDR S&P 500 ETF Trust
SPY
$795B
$265K 0.1%
557
– –
TLT icon
53
iShares 20+ Year Treasury Bond ETF
TLT
$41.4B
$257K 0.1%
1,736
+9
+0.5% +$1.33K
MCD icon
54
McDonald's
MCD
$192B
$244K 0.09%
910
– –
LQD icon
55
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$234K 0.09%
1,763
-132,736
-99% -$17.6M
XOM icon
56
ExxonMobil
XOM
$644B
$211K 0.08%
3,442
-2,754
-44% -$172K
WPC icon
57
W.P. Carey
WPC
$16.8B
$204K 0.08%
+2,542
New +$195K
FNDF icon
58
Schwab Fundamental International Large Company Index ETF
FNDF
$24.9B
– –
-46,053
Closed -$1.51M
NEE icon
59
NextEra Energy
NEE
$181B
– –
-4,166
Closed -$327K
PNC icon
60
PNC Financial Services
PNC
$99.7B
– –
-1,769
Closed -$346K
ROST icon
61
Ross Stores
ROST
$80.5B
– –
-2,857
Closed -$311K
SCZ icon
62
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
– –
-68,555
Closed -$5.1M
SPSB icon
63
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
– –
-7,071
Closed -$221K
1 2
3

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q4 2021 Portfolio in Review

As of Q4 2021, D. Scott Neal held 63 positions worth $265M, up 12% from $237M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

D. Scott Neal deployed $23.1M of net new capital in Q4 2021, opening 12 new positions and adding to 13 existing holdings. Its largest new stake was Rekor Systems: 1,610,920 shares worth $10.6M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 1.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 5-10 Year Investment Grade Corporate Bond ETF, an estimated $43.8M trimmed.

  • D. Scott Neal's largest Q4 2021 buy was Rekor Systems: 1,610,920 shares worth $10.6M.
  • D. Scott Neal added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q4 2021, an estimated $65M increase.
  • D. Scott Neal's biggest Q4 2021 reduction was iShares 5-10 Year Investment Grade Corporate Bond ETF, cutting an estimated $43.8M.
  • D. Scott Neal fully exited iShares MSCI EAFE Small-Cap ETF in Q4 2021, selling an estimated $5.1M.
  • D. Scott Neal's ten largest holdings make up 81% of its $265M portfolio in Q4 2021.
  • D. Scott Neal opened 12 new positions and closed 6 in Q4 2021.
  • D. Scott Neal's portfolio value rose 12% quarter-over-quarter to $265M.

Based on D. Scott Neal's 13F filing for Q4 2021, filed 21 Jan 2022.