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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
-0.53%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$237M
AUM Growth
+$16.1M
Cap. Flow
+$17.8M
Cap. Flow %
7.54%
Top 10 Hldgs %
80.91%
Holding
54
New
5
Increased
21
Reduced
12
Closed
3

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$18.2M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$17.9M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$14.4M
4
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$5.22M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$1.9M

Top Sells

Rank Stock Value
1
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$13.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$9.84M
3
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$9.26M
4
FNDF icon
Schwab Fundamental International Large Company Index ETF
FNDF
+$5.46M
5
VXF icon
Vanguard Extended Market ETF
VXF
+$2.63M

Sector Composition

Rank Sector Weight
1 Technology 1.39%
2 Financials 1.33%
3 Industrials 0.62%
4 Consumer Discretionary 0.58%
5 Healthcare 0.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOM icon
51
Qualcomm
QCOM
$155B
$213K 0.09%
1,651
– –
FNDC icon
52
Schwab Fundamental International Small Company Index ETF
FNDC
$3.05B
– –
-6,491
Closed -$255K
IJH icon
53
iShares Core S&P Mid-Cap ETF
IJH
$122B
– –
-183,115
Closed -$9.84M
VXF icon
54
Vanguard Extended Market ETF
VXF
$30.3B
– –
-13,936
Closed -$2.63M
1 2
3

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q3 2021 Portfolio in Review

As of Q3 2021, D. Scott Neal held 54 positions worth $237M, up 7.3% from $220M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

D. Scott Neal deployed $17.8M of net new capital in Q3 2021, opening 5 new positions and adding to 21 existing holdings. Its largest new stake was iShares iBoxx $ Investment Grade Corporate Bond ETF: 134,499 shares worth $17.9M.

By sector, the portfolio is most concentrated in Technology at 1.4% of assets, up from 1.4% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares 5-10 Year Investment Grade Corporate Bond ETF, an estimated $13.2M trimmed.

  • D. Scott Neal's largest Q3 2021 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 134,499 shares worth $17.9M.
  • D. Scott Neal added most to Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF in Q3 2021, an estimated $1.9M increase.
  • D. Scott Neal's biggest Q3 2021 reduction was iShares 5-10 Year Investment Grade Corporate Bond ETF, cutting an estimated $13.2M.
  • D. Scott Neal fully exited iShares Core S&P Mid-Cap ETF in Q3 2021, selling an estimated $9.84M.
  • D. Scott Neal's ten largest holdings make up 81% of its $237M portfolio in Q3 2021.
  • D. Scott Neal opened 5 new positions and closed 3 in Q3 2021.
  • D. Scott Neal's portfolio value rose 7.3% quarter-over-quarter to $237M.

Based on D. Scott Neal's 13F filing for Q3 2021, filed 4 Nov 2021.