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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+6.03%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$220M
AUM Growth
-$2.64M
Cap. Flow
-$13.8M
Cap. Flow %
-6.28%
Top 10 Hldgs %
83.15%
Holding
52
New
5
Increased
13
Reduced
14
Closed
3

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$9.47M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$8.33M
3
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$5.09M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$2.71M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.29M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$12.4M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$12.2M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$8.28M
4
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$2.91M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.87M

Sector Composition

Rank Sector Weight
1 Technology 1.38%
2 Financials 1.33%
3 Industrials 0.75%
4 Healthcare 0.53%
5 Consumer Discretionary 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEF icon
51
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
– –
-2,115
Closed -$239K
IEI icon
52
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
– –
-93,695
Closed -$12.2M
1 2
3

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MS
Marshall & Sullivan Seattle, Washington $216M AUM 12.97% 1-Year Est. Return
ICM
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FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q2 2021 Portfolio in Review

As of Q2 2021, D. Scott Neal held 52 positions worth $220M, down 1.2% from $223M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

D. Scott Neal withdrew a net $13.8M in Q2 2021, closing 3 positions and reducing 14 holdings. Its most notable exit was iShares 3-7 Year Treasury Bond ETF, an estimated $12.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.4% of assets, up from 1.2% a quarter earlier, followed by Financials and Industrials.

Against the trend, D. Scott Neal opened a new position in State Street Health Care Select Sector SPDR ETF worth $8.56M.

  • D. Scott Neal's largest Q2 2021 buy was State Street Health Care Select Sector SPDR ETF: 67,971 shares worth $8.56M.
  • D. Scott Neal added most to iShares Core S&P Mid-Cap ETF in Q2 2021, an estimated $9.47M increase.
  • D. Scott Neal's biggest Q2 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $12.4M.
  • D. Scott Neal fully exited iShares 3-7 Year Treasury Bond ETF in Q2 2021, selling an estimated $12.2M.
  • D. Scott Neal's ten largest holdings make up 83% of its $220M portfolio in Q2 2021.
  • D. Scott Neal opened 5 new positions and closed 3 in Q2 2021.
  • D. Scott Neal's portfolio value fell 1.2% quarter-over-quarter to $220M.

Based on D. Scott Neal's 13F filing for Q2 2021, filed 2 Aug 2021.