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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+4.29%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$223M
AUM Growth
+$18.5M
Cap. Flow
+$15.1M
Cap. Flow %
6.75%
Top 10 Hldgs %
86.2%
Holding
53
New
10
Increased
10
Reduced
12
Closed
6

Top Buys

Rank Stock Value
1
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$37.6M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$15.7M
3
VXF icon
Vanguard Extended Market ETF
VXF
+$14.5M
4
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$12.4M
5
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$10.4M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$45M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$19.1M
3
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$14.1M
4
VBK icon
Vanguard Morningstar Small-Cap Growth ETF
VBK
+$11.2M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$5.61M

Sector Composition

Rank Sector Weight
1 Financials 1.27%
2 Technology 1.16%
3 Industrials 0.78%
4 Communication Services 0.65%
5 Consumer Discretionary 0.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBK icon
51
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
– –
-41,680
Closed -$11.2M
VGSH icon
52
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
– –
-22,033
Closed -$1.36M
VOT icon
53
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
– –
-66,287
Closed -$14.1M
1 2
3

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q1 2021 Portfolio in Review

As of Q1 2021, D. Scott Neal held 53 positions worth $223M, up 9% from $205M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

D. Scott Neal deployed $15.1M of net new capital in Q1 2021, opening 10 new positions and adding to 10 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 243,020 shares worth $16.9M.

By sector, the portfolio is most concentrated in Financials at 1.3% of assets, up from 1.2% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $45M trimmed.

  • D. Scott Neal's largest Q1 2021 buy was Invesco S&P 500 High Beta ETF: 243,020 shares worth $16.9M.
  • D. Scott Neal added most to iShares 5-10 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $37.6M increase.
  • D. Scott Neal's biggest Q1 2021 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $45M.
  • D. Scott Neal fully exited Vanguard Morningstar Mid-Cap Growth ETF in Q1 2021, selling an estimated $14.1M.
  • D. Scott Neal's ten largest holdings make up 86% of its $223M portfolio in Q1 2021.
  • D. Scott Neal opened 10 new positions and closed 6 in Q1 2021.
  • D. Scott Neal's portfolio value rose 9% quarter-over-quarter to $223M.

Based on D. Scott Neal's 13F filing for Q1 2021, filed 30 Apr 2021.