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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+1.69%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$179M
AUM Growth
+$2.89M
Cap. Flow
+$243K
Cap. Flow %
0.14%
Top 10 Hldgs %
87.19%
Holding
185
New
7
Increased
12
Reduced
22
Closed
120

Top Buys

Rank Stock Value
1
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$11.5M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$8.73M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.7M
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.54M
5
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$1.47M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.64M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.7M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.21M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$1.83M
5
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$1.27M

Sector Composition

Rank Sector Weight
1 Industrials 0.84%
2 Technology 0.79%
3 Communication Services 0.65%
4 Healthcare 0.5%
5 Financials 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CL icon
51
Colgate-Palmolive
CL
$74.4B
$88K 0.05%
1,360
– –
ED icon
52
Consolidated Edison
ED
$41.4B
$78K 0.04%
1,000
– –
MMS icon
53
Maximus
MMS
$3.06B
$75K 0.04%
1,200
– –
ICE icon
54
Intercontinental Exchange
ICE
$79B
$74K 0.04%
1,000
– –
XLP icon
55
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$73K 0.04%
1,420
-5
-0.4% -$254
MU icon
56
Micron Technology
MU
$959B
$71K 0.04%
1,358
– –
ORCL icon
57
Oracle
ORCL
$364B
$64K 0.04%
1,450
– –
AMN icon
58
AMN Healthcare
AMN
$1.36B
$59K 0.03%
1,000
– –
USB icon
59
US Bancorp
USB
$98.4B
$50K 0.03%
1,000
– –
SBUX icon
60
Starbucks
SBUX
$120B
$49K 0.03%
1,000
– –
BSX icon
61
Boston Scientific
BSX
$65.4B
$39K 0.02%
1,200
– –
FMBH icon
62
First Mid Bancshares
FMBH
$1.31B
$39K 0.02%
+1,000
New +$37.9K
SFNC icon
63
Simmons First National
SFNC
$3.33B
$37K 0.02%
1,246
– –
BCX icon
64
BlackRock Resources & Commodities Strategy Trust
BCX
$868M
$11K 0.01%
+1,134
New +$10.7K
AAPL icon
65
Apple
AAPL
$4.9T
– –
-6,048
Closed -$254K
ABT icon
66
Abbott
ABT
$175B
– –
-1,453
Closed -$87K
ADP icon
67
Automatic Data Processing
ADP
$102B
– –
-142
Closed -$16K
AEE icon
68
Ameren
AEE
$30.9B
– –
-29
Closed -$2K
AFL icon
69
Aflac
AFL
$63.5B
– –
-120
Closed -$5K
ALL icon
70
Allstate
ALL
$64.3B
– –
-503
Closed -$48K
AMAT icon
71
Applied Materials
AMAT
$421B
– –
-758
Closed -$42K
AMT icon
72
American Tower
AMT
$79.2B
– –
-400
Closed -$58K
AMZN icon
73
Amazon
AMZN
$2.66T
– –
-2,500
Closed -$181K
APD icon
74
Air Products & Chemicals
APD
$65.8B
– –
-153
Closed -$24K
AVGO icon
75
Broadcom
AVGO
$1.76T
– –
-1,170
Closed -$28K
1 2
3
4 5

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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q2 2018 Portfolio in Review

As of Q2 2018, D. Scott Neal held 185 positions worth $179M, up 1.6% from $176M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

D. Scott Neal's Q2 2018 filing shows 7 new, 12 increased, 22 reduced and 120 closed positions. Its largest new stake was State Street SPDR Portfolio Developed World ex-US ETF: 46,386 shares worth $1.41M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.64M.

By sector, the portfolio is most concentrated in Industrials at 0.84% of assets, down from 0.93% a quarter earlier, followed by Technology and Communication Services.

  • D. Scott Neal's largest Q2 2018 buy was State Street SPDR Portfolio Developed World ex-US ETF: 46,386 shares worth $1.41M.
  • D. Scott Neal added most to iShares 5-10 Year Investment Grade Corporate Bond ETF in Q2 2018, an estimated $11.5M increase.
  • D. Scott Neal's biggest Q2 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.64M.
  • D. Scott Neal fully exited iShares Core S&P 500 ETF in Q2 2018, selling an estimated $3.21M.
  • D. Scott Neal's ten largest holdings make up 87% of its $179M portfolio in Q2 2018.
  • D. Scott Neal opened 7 new positions and closed 120 in Q2 2018.
  • D. Scott Neal's portfolio value rose 1.6% quarter-over-quarter to $179M.

Based on D. Scott Neal's 13F filing for Q2 2018, filed 15 Aug 2018.