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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
-0.51%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$176M
AUM Growth
+$9.27M
Cap. Flow
+$12.9M
Cap. Flow %
7.3%
Top 10 Hldgs %
83.09%
Holding
187
New
17
Increased
16
Reduced
24
Closed
9

Top Buys

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$16.9M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$9.13M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$5.99M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.91M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.27M

Top Sells

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$14.4M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.06M
3
IYR icon
iShares US Real Estate ETF
IYR
+$2.83M
4
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$1.72M
5
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$1.48M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Industrials 0.93%
3 Consumer Staples 0.87%
4 Healthcare 0.7%
5 Financials 0.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPLK
51
DELISTED
Splunk Inc
SPLK
$148K 0.08%
1,500
– –
ALXN
52
DELISTED
Alexion Pharmaceuticals
ALXN
$134K 0.08%
1,200
– –
TSLA icon
53
Tesla
TSLA
$1.24T
$127K 0.07%
7,185
– –
IWR icon
54
iShares Russell Mid-Cap ETF
IWR
$56.8B
$119K 0.07%
2,300
– –
HD icon
55
Home Depot
HD
$332B
$112K 0.06%
631
– –
GOOG icon
56
Alphabet (Google) Class C
GOOG
$3.9T
$103K 0.06%
2,000
– –
MDLZ icon
57
Mondelez International
MDLZ
$77.7B
$101K 0.06%
2,425
– –
BTI icon
58
British American Tobacco
BTI
$132B
$98K 0.06%
1,701
– –
CL icon
59
Colgate-Palmolive
CL
$72.6B
$97K 0.06%
1,360
– –
PEP icon
60
PepsiCo
PEP
$186B
$95K 0.05%
867
– –
WMT icon
61
Walmart Inc
WMT
$871B
$95K 0.05%
3,216
– –
VNQ icon
62
Vanguard Real Estate ETF
VNQ
$39.9B
$94K 0.05%
1,241
-188,474
-99% -$14.4M
ABT icon
63
Abbott
ABT
$180B
$87K 0.05%
1,453
– –
MMS icon
64
Maximus
MMS
$3.14B
$80K 0.05%
1,200
– –
PNC icon
65
PNC Financial Services
PNC
$100B
$79K 0.04%
522
– –
ED icon
66
Consolidated Edison
ED
$41.6B
$78K 0.04%
1,000
– –
DIS icon
67
Walt Disney
DIS
$165B
$76K 0.04%
760
+1
+0.1% +$106
XLP icon
68
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.1B
$75K 0.04%
1,425
– –
ICE icon
69
Intercontinental Exchange
ICE
$82.4B
$73K 0.04%
1,000
– –
MU icon
70
Micron Technology
MU
$1.04T
$71K 0.04%
1,358
– –
ORCL icon
71
Oracle
ORCL
$331B
$66K 0.04%
1,450
– –
MCD icon
72
McDonald's
MCD
$188B
$63K 0.04%
400
– –
AMT icon
73
American Tower
AMT
$77.7B
$58K 0.03%
400
– –
SBUX icon
74
Starbucks
SBUX
$118B
$58K 0.03%
1,000
– –
AMN icon
75
AMN Healthcare
AMN
$1.28B
$57K 0.03%
1,000
-1,000
-50% -$54.4K
1 2
3
4 5

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q1 2018 Portfolio in Review

As of Q1 2018, D. Scott Neal held 187 positions worth $176M, up 5.6% from $167M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

D. Scott Neal deployed $12.9M of net new capital in Q1 2018, opening 17 new positions and adding to 16 existing holdings. Its largest new stake was Vanguard FTSE Emerging Markets ETF: 352,153 shares worth $16.5M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 1.1% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was Vanguard Real Estate ETF, an estimated $14.4M trimmed.

  • D. Scott Neal's largest Q1 2018 buy was Vanguard FTSE Emerging Markets ETF: 352,153 shares worth $16.5M.
  • D. Scott Neal added most to Vanguard High Dividend Yield ETF in Q1 2018, an estimated $9.13M increase.
  • D. Scott Neal's biggest Q1 2018 reduction was Vanguard Real Estate ETF, cutting an estimated $14.4M.
  • D. Scott Neal fully exited State Street SPDR Portfolio Intermediate Term Corporate Bond ETF in Q1 2018, selling an estimated $3.06M.
  • D. Scott Neal's ten largest holdings make up 83% of its $176M portfolio in Q1 2018.
  • D. Scott Neal opened 17 new positions and closed 9 in Q1 2018.
  • D. Scott Neal's portfolio value rose 5.6% quarter-over-quarter to $176M.

Based on D. Scott Neal's 13F filing for Q1 2018, filed 19 Apr 2018.