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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$167M
AUM Growth
+$1.01M
Cap. Flow
-$4.41M
Cap. Flow %
-2.64%
Top 10 Hldgs %
79.79%
Holding
201
New
9
Increased
12
Reduced
30
Closed
30

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$6.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.16M
3
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.08M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.83M
5
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$1.69M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$6.11M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.63M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$2.95M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.71M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.61M

Sector Composition

Rank Sector Weight
1 Technology 1.1%
2 Industrials 1.04%
3 Consumer Staples 1.01%
4 Healthcare 0.79%
5 Financials 0.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
51
Microsoft
MSFT
$3.45T
$147K 0.09%
1,724
– –
AMZN icon
52
Amazon
AMZN
$2.92T
$146K 0.09%
2,500
– –
ALXN
53
DELISTED
Alexion Pharmaceuticals
ALXN
$144K 0.09%
1,200
– –
SPLK
54
DELISTED
Splunk Inc
SPLK
$124K 0.07%
1,500
– –
HD icon
55
Home Depot
HD
$331B
$120K 0.07%
631
-35
-5% -$6.04K
IWR icon
56
iShares Russell Mid-Cap ETF
IWR
$56B
$120K 0.07%
2,300
– –
BTI icon
57
British American Tobacco
BTI
$131B
$114K 0.07%
1,701
– –
GE icon
58
GE Aerospace
GE
$374B
$110K 0.07%
1,314
-251
-16% -$24K
WMT icon
59
Walmart Inc
WMT
$885B
$106K 0.06%
3,216
– –
GOOG icon
60
Alphabet (Google) Class C
GOOG
$4.36T
$105K 0.06%
2,000
– –
MDLZ icon
61
Mondelez International
MDLZ
$79.5B
$104K 0.06%
2,425
– –
PEP icon
62
PepsiCo
PEP
$190B
$104K 0.06%
867
-150
-15% -$17.1K
CL icon
63
Colgate-Palmolive
CL
$73.1B
$103K 0.06%
1,360
– –
AMN icon
64
AMN Healthcare
AMN
$1.3B
$98K 0.06%
2,000
+1,000
+100% +$45.6K
MMS icon
65
Maximus
MMS
$3.17B
$86K 0.05%
1,200
– –
ED icon
66
Consolidated Edison
ED
$40.1B
$85K 0.05%
1,000
– –
ABT icon
67
Abbott
ABT
$183B
$83K 0.05%
1,453
– –
DIS icon
68
Walt Disney
DIS
$167B
$82K 0.05%
759
– –
XLP icon
69
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$81K 0.05%
1,425
– –
CSL icon
70
Carlisle Companies
CSL
$14.3B
$80K 0.05%
700
– –
PNC icon
71
PNC Financial Services
PNC
$99.7B
$75K 0.05%
522
-3
-0.6% -$415
ICE icon
72
Intercontinental Exchange
ICE
$85.6B
$71K 0.04%
1,000
– –
MCD icon
73
McDonald's
MCD
$192B
$69K 0.04%
400
– –
ORCL icon
74
Oracle
ORCL
$374B
$69K 0.04%
1,450
– –
KHC icon
75
Kraft Heinz
KHC
$30.7B
$63K 0.04%
805
– –
1 2
3
4 5

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MS
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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q4 2017 Portfolio in Review

As of Q4 2017, D. Scott Neal held 201 positions worth $167M, up 0.61% from $166M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

D. Scott Neal's Q4 2017 filing shows 9 new, 12 increased, 30 reduced and 30 closed positions. Its largest new stake was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 89,516 shares worth $3.06M. The largest sale was iShares Select Dividend ETF, an estimated $6.11M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 1% a quarter earlier, followed by Industrials and Consumer Staples.

  • D. Scott Neal's largest Q4 2017 buy was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 89,516 shares worth $3.06M.
  • D. Scott Neal added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q4 2017, an estimated $6.6M increase.
  • D. Scott Neal's biggest Q4 2017 reduction was iShares Select Dividend ETF, cutting an estimated $6.11M.
  • D. Scott Neal fully exited Vanguard Intermediate-Term Corporate Bond ETF in Q4 2017, selling an estimated $2.95M.
  • D. Scott Neal's ten largest holdings make up 80% of its $167M portfolio in Q4 2017.
  • D. Scott Neal opened 9 new positions and closed 30 in Q4 2017.
  • D. Scott Neal's portfolio value rose 0.61% quarter-over-quarter to $167M.

Based on D. Scott Neal's 13F filing for Q4 2017, filed 16 Feb 2018.