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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.7%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$166M
AUM Growth
+$19M
Cap. Flow
+$14.7M
Cap. Flow %
8.85%
Top 10 Hldgs %
79.02%
Holding
214
New
25
Increased
30
Reduced
40
Closed
22

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$12.5M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.49M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$2.95M
4
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$1.43M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.37M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$2.06M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.03M
3
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$1.35M
4
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.24M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 1.04%
2 Consumer Staples 0.99%
3 Industrials 0.9%
4 Financials 0.68%
5 Healthcare 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFE icon
51
Pfizer
PFE
$143B
$129K 0.08%
3,798
+518
+16% +$16.6K
MSFT icon
52
Microsoft
MSFT
$3.45T
$128K 0.08%
1,724
– –
AMZN icon
53
Amazon
AMZN
$2.92T
$120K 0.07%
2,500
-1,820
-42% -$89.4K
IWR icon
54
iShares Russell Mid-Cap ETF
IWR
$56B
$113K 0.07%
2,300
– –
PEP icon
55
PepsiCo
PEP
$190B
$113K 0.07%
1,017
+150
+17% +$17.3K
HD icon
56
Home Depot
HD
$331B
$109K 0.07%
666
– –
BTI icon
57
British American Tobacco
BTI
$131B
$106K 0.06%
+1,701
New +$110K
SPLK
58
DELISTED
Splunk Inc
SPLK
$100K 0.06%
1,500
– –
CL icon
59
Colgate-Palmolive
CL
$73.1B
$99K 0.06%
1,360
– –
MDLZ icon
60
Mondelez International
MDLZ
$79.5B
$99K 0.06%
2,425
– –
GOOG icon
61
Alphabet (Google) Class C
GOOG
$4.36T
$96K 0.06%
2,000
– –
WMT icon
62
Walmart Inc
WMT
$885B
$84K 0.05%
3,216
– –
ED icon
63
Consolidated Edison
ED
$40.1B
$81K 0.05%
1,000
– –
ABT icon
64
Abbott
ABT
$183B
$78K 0.05%
1,453
– –
MMS icon
65
Maximus
MMS
$3.17B
$77K 0.05%
1,200
– –
XLP icon
66
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$77K 0.05%
+1,425
New +$78.3K
DIS icon
67
Walt Disney
DIS
$167B
$75K 0.05%
759
+20
+3% +$2.06K
BRK.B icon
68
Berkshire Hathaway Class B
BRK.B
$1.1T
$73K 0.04%
400
+250
+167% +$44.2K
PNC icon
69
PNC Financial Services
PNC
$99.7B
$71K 0.04%
525
+100
+24% +$12.8K
CSL icon
70
Carlisle Companies
CSL
$14.3B
$70K 0.04%
700
– –
ORCL icon
71
Oracle
ORCL
$374B
$70K 0.04%
1,450
-1,224
-46% -$60.9K
ICE icon
72
Intercontinental Exchange
ICE
$85.6B
$69K 0.04%
1,000
– –
NVDA icon
73
NVIDIA
NVDA
$4.86T
$68K 0.04%
15,280
-56,200
-79% -$234K
MCD icon
74
McDonald's
MCD
$192B
$63K 0.04%
400
– –
KHC icon
75
Kraft Heinz
KHC
$30.7B
$62K 0.04%
805
-967
-55% -$80.9K
1 2
3
4 5

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q3 2017 Portfolio in Review

As of Q3 2017, D. Scott Neal held 214 positions worth $166M, up 13% from $147M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

D. Scott Neal deployed $14.7M of net new capital in Q3 2017, opening 25 new positions and adding to 30 existing holdings. Its largest new stake was Vanguard Intermediate-Term Corporate Bond ETF: 33,504 shares worth $2.95M.

By sector, the portfolio is most concentrated in Technology at 1% of assets, down from 1.6% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.06M trimmed.

  • D. Scott Neal's largest Q3 2017 buy was Vanguard Intermediate-Term Corporate Bond ETF: 33,504 shares worth $2.95M.
  • D. Scott Neal added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q3 2017, an estimated $12.5M increase.
  • D. Scott Neal's biggest Q3 2017 reduction was iShares Select Dividend ETF, cutting an estimated $2.06M.
  • D. Scott Neal fully exited State Street SPDR Portfolio Short Term Corporate Bond ETF in Q3 2017, selling an estimated $311K.
  • D. Scott Neal's ten largest holdings make up 79% of its $166M portfolio in Q3 2017.
  • D. Scott Neal opened 25 new positions and closed 22 in Q3 2017.
  • D. Scott Neal's portfolio value rose 13% quarter-over-quarter to $166M.

Based on D. Scott Neal's 13F filing for Q3 2017, filed 18 Oct 2017.