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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.03%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$147M
AUM Growth
-$8.41M
Cap. Flow
-$11.4M
Cap. Flow %
-7.79%
Top 10 Hldgs %
77.93%
Holding
194
New
27
Increased
29
Reduced
45
Closed
5

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$638K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$561K
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$428K
4
BSCI
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
+$334K
5
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$328K

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14.9M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$247K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$197K
4
TWM icon
ProShares UltraShort Russell2000
TWM
+$192K
5
IYR icon
iShares US Real Estate ETF
IYR
+$168K

Sector Composition

Rank Sector Weight
1 Technology 1.63%
2 Consumer Staples 1.34%
3 Industrials 1.25%
4 Healthcare 0.74%
5 Financials 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
51
AbbVie
ABBV
$434B
$156K 0.11%
2,153
-700
-25% -$47.1K
KO icon
52
Coca-Cola
KO
$374B
$153K 0.1%
3,410
– –
INTC icon
53
Intel
INTC
$456B
$152K 0.1%
4,511
-435
-9% -$15.6K
KHC icon
54
Kraft Heinz
KHC
$31.2B
$152K 0.1%
1,772
+967
+120% +$87.7K
AMAT icon
55
Applied Materials
AMAT
$405B
$146K 0.1%
+3,541
New +$150K
ALXN
56
DELISTED
Alexion Pharmaceuticals
ALXN
$146K 0.1%
1,200
-800
-40% -$93.1K
CSCO icon
57
Cisco
CSCO
$456B
$137K 0.09%
4,371
-1,800
-29% -$58.6K
ORCL icon
58
Oracle
ORCL
$395B
$134K 0.09%
2,674
– –
AVGO icon
59
Broadcom
AVGO
$1.85T
$127K 0.09%
+5,470
New +$127K
CSX icon
60
CSX Corp
CSX
$93.1B
$122K 0.08%
+6,696
New +$115K
AAL icon
61
American Airlines Group
AAL
$10.7B
$120K 0.08%
+2,379
New +$111K
EA icon
62
Electronic Arts
EA
$53B
$120K 0.08%
+1,136
New +$117K
ISRG icon
63
Intuitive Surgical
ISRG
$133B
$120K 0.08%
+1,152
New +$111K
MSFT icon
64
Microsoft
MSFT
$3.58T
$119K 0.08%
1,724
-141
-8% -$9.68K
TMUS icon
65
T-Mobile US
TMUS
$189B
$116K 0.08%
+1,921
New +$125K
IWR icon
66
iShares Russell Mid-Cap ETF
IWR
$56.2B
$110K 0.07%
2,300
– –
META icon
67
Meta Platforms (Facebook)
META
$1.51T
$110K 0.07%
729
+679
+1,358% +$101K
MDLZ icon
68
Mondelez International
MDLZ
$79.2B
$105K 0.07%
2,425
– –
PFE icon
69
Pfizer
PFE
$142B
$105K 0.07%
3,280
+531
+19% +$16.7K
INCY icon
70
Incyte
INCY
$24.3B
$103K 0.07%
+821
New +$104K
HD icon
71
Home Depot
HD
$333B
$102K 0.07%
666
-35
-5% -$5.37K
CL icon
72
Colgate-Palmolive
CL
$73.2B
$101K 0.07%
1,360
-800
-37% -$59.4K
PEP icon
73
PepsiCo
PEP
$190B
$100K 0.07%
867
-71
-8% -$8.14K
ULTA icon
74
Ulta Beauty
ULTA
$22.7B
$99K 0.07%
+346
New +$101K
FISV
75
Fiserv Inc
FISV
$29.1B
$96K 0.07%
+1,576
New +$95.3K
1 2
3
4 5

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ICM
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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q2 2017 Portfolio in Review

As of Q2 2017, D. Scott Neal held 194 positions worth $147M, down 5.4% from $155M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

D. Scott Neal withdrew a net $11.4M in Q2 2017, closing 5 positions and reducing 45 holdings. Its most notable exit was Mead Johnson Nutrition Company, an estimated $9K position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.6% of assets, up from 1.1% a quarter earlier, followed by Consumer Staples and Industrials.

Against the trend, D. Scott Neal opened a new position in Invesco BulletShares 2018 Corporate Bond ETF worth $334K.

  • D. Scott Neal's largest Q2 2017 buy was Invesco BulletShares 2018 Corporate Bond ETF: 15,734 shares worth $334K.
  • D. Scott Neal added most to iShares Russell 2000 ETF in Q2 2017, an estimated $638K increase.
  • D. Scott Neal's biggest Q2 2017 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $14.9M.
  • D. Scott Neal fully exited Mead Johnson Nutrition Company in Q2 2017, selling an estimated $9K.
  • D. Scott Neal's ten largest holdings make up 78% of its $147M portfolio in Q2 2017.
  • D. Scott Neal opened 27 new positions and closed 5 in Q2 2017.
  • D. Scott Neal's portfolio value fell 5.4% quarter-over-quarter to $147M.

Based on D. Scott Neal's 13F filing for Q2 2017, filed 14 Jul 2017.