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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+3.25%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$155M
AUM Growth
+$14.9M
Cap. Flow
+$10.1M
Cap. Flow %
6.48%
Top 10 Hldgs %
78.25%
Holding
177
New
8
Increased
21
Reduced
24
Closed
10

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14.5M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.57M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.16M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.12M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$968K

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$11.2M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.23M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$473K
4
DVY icon
iShares Select Dividend ETF
DVY
+$289K
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$173K

Sector Composition

Rank Sector Weight
1 Consumer Staples 1.21%
2 Technology 1.12%
3 Industrials 0.91%
4 Financials 0.68%
5 Healthcare 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGAS
51
DELISTED
Delta Natural Gas Co Inc
DGAS
$162K 0.1%
5,325
– –
JNJ icon
52
Johnson & Johnson
JNJ
$609B
$159K 0.1%
1,277
– –
CL icon
53
Colgate-Palmolive
CL
$74.6B
$158K 0.1%
2,160
– –
AAPL icon
54
Apple
AAPL
$4.51T
$145K 0.09%
4,048
-556
-12% -$18.3K
KO icon
55
Coca-Cola
KO
$378B
$145K 0.09%
3,410
– –
WPC icon
56
W.P. Carey
WPC
$16.7B
$137K 0.09%
2,246
– –
AMZN icon
57
Amazon
AMZN
$3.07T
$133K 0.09%
3,000
– –
MMS icon
58
Maximus
MMS
$3.23B
$124K 0.08%
2,000
– –
MSFT icon
59
Microsoft
MSFT
$3.62T
$123K 0.08%
1,865
+2
+0.1% +$128
ICE icon
60
Intercontinental Exchange
ICE
$86.2B
$120K 0.08%
2,000
– –
ORCL icon
61
Oracle
ORCL
$390B
$119K 0.08%
2,674
– –
IWR icon
62
iShares Russell Mid-Cap ETF
IWR
$55.9B
$108K 0.07%
2,300
– –
PEP icon
63
PepsiCo
PEP
$192B
$105K 0.07%
938
-27
-3% -$2.9K
MDLZ icon
64
Mondelez International
MDLZ
$80.4B
$104K 0.07%
2,425
– –
HD icon
65
Home Depot
HD
$340B
$103K 0.07%
701
-125
-15% -$17.7K
AMT icon
66
American Tower
AMT
$80.8B
$97K 0.06%
800
– –
CMG icon
67
Chipotle Mexican Grill
CMG
$47.9B
$89K 0.06%
10,000
– –
PFE icon
68
Pfizer
PFE
$143B
$89K 0.06%
2,749
– –
SBUX icon
69
Starbucks
SBUX
$122B
$88K 0.06%
1,500
– –
DIS icon
70
Walt Disney
DIS
$171B
$84K 0.05%
739
+1
+0.1% +$110
ED icon
71
Consolidated Edison
ED
$39.6B
$78K 0.05%
1,000
– –
WMT icon
72
Walmart Inc
WMT
$891B
$77K 0.05%
3,216
– –
CSL icon
73
Carlisle Companies
CSL
$14.6B
$74K 0.05%
700
– –
KHC icon
74
Kraft Heinz
KHC
$31.1B
$73K 0.05%
805
– –
XBI icon
75
State Street SPDR S&P Biotech ETF
XBI
$9.47B
$69K 0.04%
1,000
– –
1 2
3
4 5

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MS
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ICM
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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q1 2017 Portfolio in Review

As of Q1 2017, D. Scott Neal held 177 positions worth $155M, up 11% from $140M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

D. Scott Neal deployed $10.1M of net new capital in Q1 2017, opening 8 new positions and adding to 21 existing holdings. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 120,813 shares worth $14.6M.

By sector, the portfolio is most concentrated in Consumer Staples at 1.2% of assets, up from 1.2% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares MSCI EAFE ETF, an estimated $11.2M trimmed.

  • D. Scott Neal's largest Q1 2017 buy was iShares 20+ Year Treasury Bond ETF: 120,813 shares worth $14.6M.
  • D. Scott Neal added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q1 2017, an estimated $2.57M increase.
  • D. Scott Neal's biggest Q1 2017 reduction was iShares MSCI EAFE ETF, cutting an estimated $11.2M.
  • D. Scott Neal fully exited Celgene Corp in Q1 2017, selling an estimated $12K.
  • D. Scott Neal's ten largest holdings make up 78% of its $155M portfolio in Q1 2017.
  • D. Scott Neal opened 8 new positions and closed 10 in Q1 2017.
  • D. Scott Neal's portfolio value rose 11% quarter-over-quarter to $155M.

Based on D. Scott Neal's 13F filing for Q1 2017, filed 25 Apr 2017.