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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+0%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$140M
AUM Growth
+$12.9M
Cap. Flow
+$13.1M
Cap. Flow %
9.34%
Top 10 Hldgs %
81.02%
Holding
201
New
23
Increased
20
Reduced
31
Closed
31

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$12M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.45M
3
BSCH
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
+$1.37M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$760K
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$496K

Top Sells

Rank Stock Value
1
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$1.12M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$470K
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$457K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$449K
5
IYR icon
iShares US Real Estate ETF
IYR
+$442K

Sector Composition

Rank Sector Weight
1 Consumer Staples 1.17%
2 Technology 1.13%
3 Industrials 1%
4 Financials 0.76%
5 Healthcare 0.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPC icon
51
W.P. Carey
WPC
$16.8B
$130K 0.09%
2,246
– –
MSFT icon
52
Microsoft
MSFT
$3.45T
$116K 0.08%
1,863
-64
-3% -$3.85K
ICE icon
53
Intercontinental Exchange
ICE
$85.6B
$113K 0.08%
2,000
– –
AMZN icon
54
Amazon
AMZN
$2.92T
$112K 0.08%
3,000
-100
-3% -$3.92K
MMS icon
55
Maximus
MMS
$3.17B
$112K 0.08%
2,000
– –
HD icon
56
Home Depot
HD
$331B
$111K 0.08%
826
-50
-6% -$6.45K
MDLZ icon
57
Mondelez International
MDLZ
$79.5B
$108K 0.08%
2,425
– –
IWR icon
58
iShares Russell Mid-Cap ETF
IWR
$56B
$103K 0.07%
2,300
– –
ORCL icon
59
Oracle
ORCL
$374B
$103K 0.07%
2,674
+1,224
+84% +$47.9K
PEP icon
60
PepsiCo
PEP
$190B
$101K 0.07%
965
+21
+2% +$2.2K
AMT icon
61
American Tower
AMT
$80.8B
$85K 0.06%
800
– –
PFE icon
62
Pfizer
PFE
$143B
$85K 0.06%
2,749
– –
SBUX icon
63
Starbucks
SBUX
$120B
$83K 0.06%
1,500
– –
CSL icon
64
Carlisle Companies
CSL
$14.3B
$77K 0.05%
700
– –
DIS icon
65
Walt Disney
DIS
$167B
$77K 0.05%
738
– –
CMG icon
66
Chipotle Mexican Grill
CMG
$47.2B
$75K 0.05%
10,000
– –
ED icon
67
Consolidated Edison
ED
$40.1B
$74K 0.05%
1,000
– –
WMT icon
68
Walmart Inc
WMT
$885B
$74K 0.05%
3,216
– –
CBRL icon
69
Cracker Barrel
CBRL
$1.26B
$70K 0.05%
418
– –
KHC icon
70
Kraft Heinz
KHC
$30.7B
$70K 0.05%
805
-31
-4% -$2.65K
BIV icon
71
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$63K 0.04%
763
– –
XBI icon
72
State Street SPDR S&P Biotech ETF
XBI
$9.6B
$59K 0.04%
1,000
– –
GILD icon
73
Gilead Sciences
GILD
$162B
$58K 0.04%
816
– –
ABT icon
74
Abbott
ABT
$183B
$56K 0.04%
1,453
– –
Z icon
75
Zillow
Z
$7.79B
$53K 0.04%
1,450
– –
1 2
3
4 5

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q4 2016 Portfolio in Review

As of Q4 2016, D. Scott Neal held 201 positions worth $140M, up 10% from $127M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

D. Scott Neal deployed $13.1M of net new capital in Q4 2016, opening 23 new positions and adding to 20 existing holdings. Its largest new stake was iShares 3-7 Year Treasury Bond ETF: 11,685 shares worth $1.43M.

By sector, the portfolio is most concentrated in Consumer Staples at 1.2% of assets, down from 1.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Vanguard Long-Term Bond ETF, an estimated $1.12M trimmed.

  • D. Scott Neal's largest Q4 2016 buy was iShares 3-7 Year Treasury Bond ETF: 11,685 shares worth $1.43M.
  • D. Scott Neal added most to iShares MSCI EAFE ETF in Q4 2016, an estimated $12M increase.
  • D. Scott Neal's biggest Q4 2016 reduction was Vanguard Long-Term Bond ETF, cutting an estimated $1.12M.
  • D. Scott Neal fully exited UGI in Q4 2016, selling an estimated $88K.
  • D. Scott Neal's ten largest holdings make up 81% of its $140M portfolio in Q4 2016.
  • D. Scott Neal opened 23 new positions and closed 31 in Q4 2016.
  • D. Scott Neal's portfolio value rose 10% quarter-over-quarter to $140M.

Based on D. Scott Neal's 13F filing for Q4 2016, filed 17 Jan 2017.