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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.29%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$127M
AUM Growth
+$14.6M
Cap. Flow
+$12.3M
Cap. Flow %
9.66%
Top 10 Hldgs %
82.06%
Holding
209
New
24
Increased
27
Reduced
29
Closed
30

Top Buys

Rank Stock Value
1
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$2.81M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$2.8M
3
DVY icon
iShares Select Dividend ETF
DVY
+$2.59M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.53M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.47M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$593K
2
IYR icon
iShares US Real Estate ETF
IYR
+$592K
3
SCHB icon
Schwab US Broad Market ETF
SCHB
+$543K
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$529K
5
IWB icon
iShares Russell 1000 ETF
IWB
+$486K

Sector Composition

Rank Sector Weight
1 Consumer Staples 1.32%
2 Technology 1.16%
3 Industrials 1.04%
4 Healthcare 0.83%
5 Financials 0.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
51
PepsiCo
PEP
$187B
$103K 0.08%
944
– –
IWR icon
52
iShares Russell Mid-Cap ETF
IWR
$56.6B
$100K 0.08%
2,300
– –
AMN icon
53
AMN Healthcare
AMN
$1.36B
$96K 0.08%
+3,000
New +$114K
AMT icon
54
American Tower
AMT
$79.2B
$91K 0.07%
800
– –
PFE icon
55
Pfizer
PFE
$143B
$88K 0.07%
2,749
– –
UGI icon
56
UGI
UGI
$7.85B
$88K 0.07%
1,938
-1,938
-50% -$88.5K
CMG icon
57
Chipotle Mexican Grill
CMG
$44.2B
$85K 0.07%
10,000
– –
SBUX icon
58
Starbucks
SBUX
$120B
$81K 0.06%
1,500
– –
WMT icon
59
Walmart Inc
WMT
$909B
$77K 0.06%
3,216
– –
ED icon
60
Consolidated Edison
ED
$41.4B
$75K 0.06%
1,000
– –
KHC icon
61
Kraft Heinz
KHC
$30.7B
$75K 0.06%
836
+805
+2,597% +$71.2K
CSL icon
62
Carlisle Companies
CSL
$14B
$72K 0.06%
700
– –
CVX icon
63
Chevron
CVX
$373B
$71K 0.06%
686
+277
+68% +$28.3K
DIS icon
64
Walt Disney
DIS
$170B
$69K 0.05%
738
+1
+0.1% +$96
BIV icon
65
Vanguard Intermediate-Term Bond ETF
BIV
$29.1B
$67K 0.05%
763
-626
-45% -$54.9K
XBI icon
66
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$66K 0.05%
1,000
– –
GILD icon
67
Gilead Sciences
GILD
$167B
$65K 0.05%
816
– –
ABT icon
68
Abbott
ABT
$175B
$61K 0.05%
1,453
+854
+143% +$36.6K
LXK
69
DELISTED
Lexmark Intl Inc
LXK
$59K 0.05%
1,476
– –
KMB icon
70
Kimberly-Clark
KMB
$36B
$57K 0.04%
454
+444
+4,440% +$57.4K
ORCL icon
71
Oracle
ORCL
$364B
$57K 0.04%
1,450
– –
CBRL icon
72
Cracker Barrel
CBRL
$1.2B
$55K 0.04%
418
– –
Z icon
73
Zillow
Z
$7.76B
$50K 0.04%
1,450
– –
SCTY
74
DELISTED
SolarCity Corporation
SCTY
$47K 0.04%
2,395
– –
MCD icon
75
McDonald's
MCD
$190B
$46K 0.04%
400
-65
-14% -$7.7K
1 2
3
4 5

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q3 2016 Portfolio in Review

As of Q3 2016, D. Scott Neal held 209 positions worth $127M, up 13% from $113M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

D. Scott Neal deployed $12.3M of net new capital in Q3 2016, opening 24 new positions and adding to 27 existing holdings. Its largest new stake was Vanguard Long-Term Bond ETF: 28,373 shares worth $2.8M.

By sector, the portfolio is most concentrated in Consumer Staples at 1.3% of assets, up from 0.66% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $593K trimmed.

  • D. Scott Neal's largest Q3 2016 buy was Vanguard Long-Term Bond ETF: 28,373 shares worth $2.8M.
  • D. Scott Neal added most to iShares Select Dividend ETF in Q3 2016, an estimated $2.59M increase.
  • D. Scott Neal's biggest Q3 2016 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $593K.
  • D. Scott Neal fully exited Vanguard Intermediate-Term Treasury ETF in Q3 2016, selling an estimated $529K.
  • D. Scott Neal's ten largest holdings make up 82% of its $127M portfolio in Q3 2016.
  • D. Scott Neal opened 24 new positions and closed 30 in Q3 2016.
  • D. Scott Neal's portfolio value rose 13% quarter-over-quarter to $127M.

Based on D. Scott Neal's 13F filing for Q3 2016, filed 18 Oct 2016.