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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.23%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$107M
AUM Growth
-$19.4M
Cap. Flow
-$20.9M
Cap. Flow %
-19.61%
Top 10 Hldgs %
86.43%
Holding
181
New
26
Increased
21
Reduced
35
Closed
9

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$285K
2
WPC icon
W.P. Carey
WPC
+$128K
3
AMTD
TD Ameritrade Holding Corp
AMTD
+$23.6K
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$23.2K
5
ABBV icon
AbbVie
ABBV
+$22.3K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.17M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.83M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.76M
4
OIL
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
+$3.34M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.32M

Sector Composition

Rank Sector Weight
1 Industrials 1.12%
2 Technology 0.94%
3 Healthcare 0.91%
4 Financials 0.7%
5 Energy 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GILD icon
51
Gilead Sciences
GILD
$162B
$75K 0.07%
816
-300
-27% -$27.1K
DIS icon
52
Walt Disney
DIS
$167B
$73K 0.07%
737
+1
+0.1% +$97
WMT icon
53
Walmart Inc
WMT
$885B
$73K 0.07%
3,216
– –
CSL icon
54
Carlisle Companies
CSL
$14.3B
$70K 0.07%
700
– –
CBRL icon
55
Cracker Barrel
CBRL
$1.26B
$68K 0.06%
443
-55
-11% -$7.59K
ORCL icon
56
Oracle
ORCL
$374B
$59K 0.06%
1,450
-250
-15% -$9.25K
MCD icon
57
McDonald's
MCD
$192B
$58K 0.05%
465
+20
+4% +$2.39K
ABBV icon
58
AbbVie
ABBV
$443B
$55K 0.05%
964
+400
+71% +$22.3K
LXK
59
DELISTED
Lexmark Intl Inc
LXK
$49K 0.05%
1,476
– –
IWF icon
60
iShares Russell 1000 Growth ETF
IWF
$121B
$48K 0.05%
1,944
-672
-26% -$15.9K
ICE icon
61
Intercontinental Exchange
ICE
$85.6B
$47K 0.04%
1,000
– –
BNY
62
Bank of New York Mellon
BNY
$106B
$40K 0.04%
1,081
– –
CVX icon
63
Chevron
CVX
$392B
$39K 0.04%
409
+9
+2% +$787
CTSH icon
64
Cognizant
CTSH
$24.9B
$38K 0.04%
600
-200
-25% -$11.6K
SCTY
65
DELISTED
SolarCity Corporation
SCTY
$34K 0.03%
1,395
+600
+75% +$17.1K
VMI icon
66
Valmont Industries
VMI
$9.3B
$31K 0.03%
250
-50
-17% -$5.55K
SBUX icon
67
Starbucks
SBUX
$120B
$30K 0.03%
500
– –
MRK icon
68
Merck
MRK
$322B
$28K 0.03%
548
+34
+7% +$1.67K
SFNC icon
69
Simmons First National
SFNC
$3.41B
$28K 0.03%
1,246
– –
BIIB icon
70
Biogen
BIIB
$30B
$26K 0.02%
100
-100
-50% -$26.4K
HON icon
71
Honeywell
HON
$77B
$26K 0.02%
262
– –
MMM icon
72
3M
MMM
$90.9B
$25K 0.02%
179
– –
XLE icon
73
State Street Energy Select Sector SPDR ETF
XLE
$39B
$25K 0.02%
+800
New +$23.2K
AMTD
74
DELISTED
TD Ameritrade Holding Corp
AMTD
$25K 0.02%
+800
New +$23.6K
ABT icon
75
Abbott
ABT
$183B
$24K 0.02%
564
– –
1 2
3
4 5

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MS
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ICM
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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q1 2016 Portfolio in Review

As of Q1 2016, D. Scott Neal held 181 positions worth $107M, down 15% from $126M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

D. Scott Neal withdrew a net $20.9M in Q1 2016, closing 9 positions and reducing 35 holdings. Its most notable exit was Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In, an estimated $3.34M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 1.1% of assets, up from 0.88% a quarter earlier, followed by Technology and Healthcare.

Against the trend, D. Scott Neal opened a new position in W.P. Carey worth $137K.

  • D. Scott Neal's largest Q1 2016 buy was W.P. Carey: 2,246 shares worth $137K.
  • D. Scott Neal added most to iShares Core S&P 500 ETF in Q1 2016, an estimated $285K increase.
  • D. Scott Neal's biggest Q1 2016 reduction was Invesco QQQ Trust, cutting an estimated $4.17M.
  • D. Scott Neal fully exited Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In in Q1 2016, selling an estimated $3.34M.
  • D. Scott Neal's ten largest holdings make up 86% of its $107M portfolio in Q1 2016.
  • D. Scott Neal opened 26 new positions and closed 9 in Q1 2016.
  • D. Scott Neal's portfolio value fell 15% quarter-over-quarter to $107M.

Based on D. Scott Neal's 13F filing for Q1 2016, filed 13 Apr 2016.