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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+11.31%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$201M
AUM Growth
+$20.3M
Cap. Flow
+$3.91M
Cap. Flow %
1.95%
Top 10 Hldgs %
79.72%
Holding
57
New
3
Increased
14
Reduced
14
Closed
2

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.67M
2
KLAC icon
KLA
KLAC
+$390K
3
FLEX icon
Flex
FLEX
+$358K
4
AVGO icon
Broadcom
AVGO
+$222K
5
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$222K

Top Sells

Rank Stock Value
1
UNM icon
Unum
UNM
+$560K
2
NVDA icon
NVIDIA
NVDA
+$485K
3
COST icon
Costco
COST
+$212K
4
MRK icon
Merck
MRK
+$204K
5
MSFT icon
Microsoft
MSFT
+$90.3K

Sector Composition

Rank Sector Weight
1 Financials 23.19%
2 Technology 16.68%
3 Real Estate 4.09%
4 Industrials 1.73%
5 Consumer Discretionary 1.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MA icon
26
Mastercard
MA
$477B
$766K 0.38%
1,363
-3
-0.2% -$1.66K
IBM icon
27
IBM
IBM
$202B
$726K 0.36%
2,462
+10
+0.4% +$2.58K
VOO icon
28
Vanguard S&P 500 ETF
VOO
$968B
$583K 0.29%
1,026
+109
+12% +$57.3K
LOW icon
29
Lowe's Companies
LOW
$116B
$577K 0.29%
2,600
– –
PG icon
30
Procter & Gamble
PG
$343B
$575K 0.29%
3,607
+338
+10% +$55.2K
AMZN icon
31
Amazon
AMZN
$2.5T
$513K 0.26%
2,339
-196
-8% -$38.8K
RF icon
32
Regions Financial
RF
$26.3B
$504K 0.25%
21,434
– –
JNJ icon
33
Johnson & Johnson
JNJ
$635B
$474K 0.24%
3,100
– –
MDY icon
34
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$442K 0.22%
780
– –
MO icon
35
Altria Group
MO
$122B
$416K 0.21%
7,102
+102
+1% +$5.99K
ESGU icon
36
iShares ESG Aware MSCI USA ETF
ESGU
$17.6B
$408K 0.2%
3,017
– –
IWM icon
37
iShares Russell 2000 ETF
IWM
$80.9B
$401K 0.2%
1,860
– –
TSLA icon
38
Tesla
TSLA
$1.24T
$398K 0.2%
1,254
-299
-19% -$90.1K
GOOGL icon
39
Alphabet (Google) Class A
GOOGL
$3.91T
$391K 0.2%
2,220
– –
ABT icon
40
Abbott
ABT
$180B
$381K 0.19%
2,800
-100
-3% -$13.2K
GOOG icon
41
Alphabet (Google) Class C
GOOG
$3.9T
$355K 0.18%
2,000
– –
IWR icon
42
iShares Russell Mid-Cap ETF
IWR
$56.8B
$327K 0.16%
3,560
– –
NKE icon
43
Nike
NKE
$61.9B
$327K 0.16%
4,600
– –
GSK icon
44
GSK
GSK
$103B
$304K 0.15%
7,928
– –
HON icon
45
Honeywell
HON
$77.1B
$299K 0.15%
1,363
– –
ESGD icon
46
iShares ESG Aware MSCI EAFE ETF
ESGD
$11.7B
$293K 0.15%
3,288
-105
-3% -$8.95K
XOM icon
47
ExxonMobil
XOM
$651B
$284K 0.14%
2,634
-5
-0.2% -$534
AVGO icon
48
Broadcom
AVGO
$1.82T
$282K 0.14%
+1,022
New +$222K
ORCL icon
49
Oracle
ORCL
$331B
$262K 0.13%
+1,200
New +$194K
WM icon
50
Waste Management
WM
$95.9B
$233K 0.12%
1,017
– –
1
2
3

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MS
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ICM
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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q2 2025 Portfolio in Review

As of Q2 2025, D. Scott Neal held 57 positions worth $201M, up 11% from $180M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

D. Scott Neal's Q2 2025 filing shows 3 new, 14 increased, 14 reduced and 2 closed positions. Its largest new stake was Broadcom: 1,022 shares worth $282K. The largest sale was Unum, an estimated $560K.

By sector, the portfolio is most concentrated in Financials at 23% of assets, down from 27% a quarter earlier, followed by Technology and Real Estate.

  • D. Scott Neal's largest Q2 2025 buy was Broadcom: 1,022 shares worth $282K.
  • D. Scott Neal added most to State Street SPDR S&P 500 ETF Trust in Q2 2025, an estimated $3.67M increase.
  • D. Scott Neal's biggest Q2 2025 reduction was Unum, cutting an estimated $560K.
  • D. Scott Neal fully exited Costco in Q2 2025, selling an estimated $212K.
  • D. Scott Neal's ten largest holdings make up 80% of its $201M portfolio in Q2 2025.
  • D. Scott Neal opened 3 new positions and closed 2 in Q2 2025.
  • D. Scott Neal's portfolio value rose 11% quarter-over-quarter to $201M.

Based on D. Scott Neal's 13F filing for Q2 2025, filed 8 Jul 2025.