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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+4.01%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$182M
AUM Growth
-$6.76M
Cap. Flow
-$10.5M
Cap. Flow %
-5.77%
Top 10 Hldgs %
78.98%
Holding
61
New
3
Increased
6
Reduced
18
Closed
6

Top Buys

Rank Stock Value
1
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$9.95M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$6.67M
3
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$1.04M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$213K
5
COST icon
Costco
COST
+$208K

Top Sells

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.9M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.26M
3
LRCX icon
Lam Research
LRCX
+$3.33M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.05M
5
GLD icon
SPDR Gold Trust
GLD
+$938K

Sector Composition

Rank Sector Weight
1 Financials 23.91%
2 Technology 15.66%
3 Real Estate 5.5%
4 Industrials 1.77%
5 Consumer Discretionary 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MA icon
26
Mastercard
MA
$502B
$718K 0.39%
1,363
– –
LOW icon
27
Lowe's Companies
LOW
$117B
$642K 0.35%
2,600
+100
+4% +$26.7K
AMZN icon
28
Amazon
AMZN
$2.92T
$556K 0.31%
2,535
+4
+0.2% +$818
PG icon
29
Procter & Gamble
PG
$336B
$548K 0.3%
3,269
– –
IBM icon
30
IBM
IBM
$211B
$541K 0.3%
2,461
-4
-0.2% -$891
RF icon
31
Regions Financial
RF
$26.4B
$509K 0.28%
21,434
– –
VOO icon
32
Vanguard S&P 500 ETF
VOO
$979B
$494K 0.27%
917
– –
AVGO icon
33
Broadcom
AVGO
$1.85T
$486K 0.27%
2,098
– –
JNJ icon
34
Johnson & Johnson
JNJ
$618B
$448K 0.25%
3,100
– –
MDY icon
35
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$446K 0.24%
780
– –
GOOGL icon
36
Alphabet (Google) Class A
GOOGL
$4.36T
$430K 0.24%
2,270
+50
+2% +$8.75K
IWM icon
37
iShares Russell 2000 ETF
IWM
$80.2B
$411K 0.23%
1,860
– –
ESGU icon
38
iShares ESG Aware MSCI USA ETF
ESGU
$17.9B
$398K 0.22%
3,087
-78
-2% -$10.1K
MO icon
39
Altria Group
MO
$114B
$373K 0.2%
7,000
– –
NKE icon
40
Nike
NKE
$61.9B
$350K 0.19%
4,600
-85
-2% -$6.68K
ABT icon
41
Abbott
ABT
$183B
$328K 0.18%
2,900
– –
IWR icon
42
iShares Russell Mid-Cap ETF
IWR
$56B
$315K 0.17%
3,560
– –
SPY icon
43
State Street SPDR S&P 500 ETF Trust
SPY
$795B
$297K 0.16%
486
-7,226
-94% -$4.26M
ESBA icon
44
Empire State Realty Series ES
ESBA
$1.34B
$295K 0.16%
29,000
– –
HON icon
45
Honeywell
HON
$77B
$290K 0.16%
1,363
– –
XOM icon
46
ExxonMobil
XOM
$644B
$283K 0.16%
2,634
-100
-4% -$11.7K
NVO
47
Novo Nordisk
NVO
$208B
$280K 0.15%
3,250
– –
GSK icon
48
GSK
GSK
$104B
$271K 0.15%
7,928
– –
ESGD icon
49
iShares ESG Aware MSCI EAFE ETF
ESGD
$12B
$258K 0.14%
3,393
+25
+0.7% +$1.99K
ESGV icon
50
Vanguard ESG US Stock ETF
ESGV
$13.1B
$233K 0.13%
2,222
-141
-6% -$14.8K
1
2
3

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q4 2024 Portfolio in Review

As of Q4 2024, D. Scott Neal held 61 positions worth $182M, down 3.6% from $189M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

D. Scott Neal withdrew a net $10.5M in Q4 2024, closing 6 positions and reducing 18 holdings. Its most notable exit was State Street Utilities Select Sector SPDR ETF, an estimated $16.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 24% of assets, up from 21% a quarter earlier, followed by Technology and Real Estate.

Against the trend, D. Scott Neal opened a new position in State Street SPDR S&P Regional Banking ETF worth $6.49M.

  • D. Scott Neal's largest Q4 2024 buy was State Street SPDR S&P Regional Banking ETF: 107,501 shares worth $6.49M.
  • D. Scott Neal added most to State Street Communication Services Select Sector SPDR ETF in Q4 2024, an estimated $9.95M increase.
  • D. Scott Neal's biggest Q4 2024 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.26M.
  • D. Scott Neal fully exited State Street Utilities Select Sector SPDR ETF in Q4 2024, selling an estimated $16.9M.
  • D. Scott Neal's ten largest holdings make up 79% of its $182M portfolio in Q4 2024.
  • D. Scott Neal opened 3 new positions and closed 6 in Q4 2024.
  • D. Scott Neal's portfolio value fell 3.6% quarter-over-quarter to $182M.

Based on D. Scott Neal's 13F filing for Q4 2024, filed 14 Jan 2025.