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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+8.88%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$189M
AUM Growth
+$9.43M
Cap. Flow
-$3.3M
Cap. Flow %
-1.74%
Top 10 Hldgs %
76.55%
Holding
67
New
4
Increased
9
Reduced
16
Closed
9

Top Buys

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$15.5M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.46M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.58M
4
IAU icon
iShares Gold Trust
IAU
+$1.25M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.01M

Top Sells

Rank Stock Value
1
CRL icon
Charles River Laboratories
CRL
+$7.19M
2
CSIQ icon
Canadian Solar
CSIQ
+$3.9M
3
AJG icon
Arthur J. Gallagher & Co
AJG
+$2.91M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.73M
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$2.54M

Sector Composition

Rank Sector Weight
1 Financials 21.19%
2 Technology 16.79%
3 Real Estate 6.94%
4 Industrials 1.81%
5 Consumer Discretionary 1.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
26
Visa
V
$689B
$701K 0.37%
2,550
– –
LOW icon
27
Lowe's Companies
LOW
$119B
$677K 0.36%
2,500
– –
MA icon
28
Mastercard
MA
$487B
$673K 0.36%
1,363
+13
+1% +$6.05K
GOOG icon
29
Alphabet (Google) Class C
GOOG
$3.99T
$672K 0.36%
4,020
+20
+0.5% +$3.38K
PG icon
30
Procter & Gamble
PG
$346B
$566K 0.3%
3,269
+9
+0.3% +$1.53K
IBM icon
31
IBM
IBM
$204B
$545K 0.29%
2,465
-3
-0.1% -$588
RF icon
32
Regions Financial
RF
$26.2B
$505K 0.27%
21,434
– –
JNJ icon
33
Johnson & Johnson
JNJ
$641B
$502K 0.27%
3,100
-1,000
-24% -$159K
VOO icon
34
Vanguard S&P 500 ETF
VOO
$968B
$485K 0.26%
917
– –
AMZN icon
35
Amazon
AMZN
$2.49T
$472K 0.25%
2,531
-10
-0.4% -$1.82K
MDY icon
36
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$446K 0.24%
780
– –
NKE icon
37
Nike
NKE
$62.5B
$416K 0.22%
4,685
– –
IWM icon
38
iShares Russell 2000 ETF
IWM
$80.3B
$411K 0.22%
1,860
– –
ESGU icon
39
iShares ESG Aware MSCI USA ETF
ESGU
$17.7B
$399K 0.21%
3,165
-109
-3% -$13.2K
NVO
40
Novo Nordisk
NVO
$220B
$387K 0.2%
3,250
-30
-0.9% -$4K
GOOGL icon
41
Alphabet (Google) Class A
GOOGL
$3.99T
$368K 0.19%
2,220
– –
MO icon
42
Altria Group
MO
$122B
$364K 0.19%
7,000
– –
AVGO icon
43
Broadcom
AVGO
$1.82T
$362K 0.19%
2,098
+18
+0.9% +$2.89K
ABT icon
44
Abbott
ABT
$182B
$331K 0.17%
2,900
– –
GSK icon
45
GSK
GSK
$104B
$327K 0.17%
7,928
– –
XOM icon
46
ExxonMobil
XOM
$642B
$320K 0.17%
2,734
– –
ANET icon
47
Arista Networks
ANET
$215B
$314K 0.17%
3,272
– –
IWR icon
48
iShares Russell Mid-Cap ETF
IWR
$56.1B
$314K 0.17%
3,560
– –
ESBA icon
49
Empire State Realty Series ES
ESBA
$1.56B
$307K 0.16%
29,000
– –
ESGD icon
50
iShares ESG Aware MSCI EAFE ETF
ESGD
$11.8B
$283K 0.15%
3,368
-135
-4% -$10.9K
1
2
3

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ICM
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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q3 2024 Portfolio in Review

As of Q3 2024, D. Scott Neal held 67 positions worth $189M, up 5.3% from $180M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

D. Scott Neal's Q3 2024 filing shows 4 new, 9 increased, 16 reduced and 9 closed positions. Its largest new stake was State Street Utilities Select Sector SPDR ETF: 418,416 shares worth $16.9M. The largest sale was Charles River Laboratories, an estimated $7.19M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 21% a quarter earlier, followed by Technology and Real Estate.

  • D. Scott Neal's largest Q3 2024 buy was State Street Utilities Select Sector SPDR ETF: 418,416 shares worth $16.9M.
  • D. Scott Neal added most to State Street SPDR S&P 500 ETF Trust in Q3 2024, an estimated $2.46M increase.
  • D. Scott Neal's biggest Q3 2024 reduction was Arthur J. Gallagher & Co, cutting an estimated $2.91M.
  • D. Scott Neal fully exited Charles River Laboratories in Q3 2024, selling an estimated $7.19M.
  • D. Scott Neal's ten largest holdings make up 77% of its $189M portfolio in Q3 2024.
  • D. Scott Neal opened 4 new positions and closed 9 in Q3 2024.
  • D. Scott Neal's portfolio value rose 5.3% quarter-over-quarter to $189M.

Based on D. Scott Neal's 13F filing for Q3 2024, filed 17 Oct 2024.