DSN

D. Scott Neal Portfolio holdings

AUM $201M
1-Year Return 32.5%
This Quarter Return
+2.35%
1 Year Return
+32.5%
3 Year Return
+88.01%
5 Year Return
+133.61%
10 Year Return
+227.44%
AUM
$180M
AUM Growth
+$26.7M
Cap. Flow
+$25.3M
Cap. Flow %
14.07%
Top 10 Hldgs %
70.77%
Holding
65
New
4
Increased
11
Reduced
13
Closed
2

Top Buys

1
QQQ icon
Invesco QQQ Trust
QQQ
$16.2M
2
AJG icon
Arthur J. Gallagher & Co
AJG
$8.05M
3
XLC icon
The Communication Services Select Sector SPDR Fund
XLC
$5.28M
4
LRCX icon
Lam Research
LRCX
$4.65M
5
CSIQ icon
Canadian Solar
CSIQ
$3.9M

Top Sells

1
ABBV icon
AbbVie
ABBV
$14.6M
2
GLD icon
SPDR Gold Trust
GLD
$2.22M
3
KLAC icon
KLA
KLAC
$1.25M
4
XLRE icon
Real Estate Select Sector SPDR Fund
XLRE
$908K
5
EFA icon
iShares MSCI EAFE ETF
EFA
$380K

Sector Composition

1 Financials 21.3%
2 Technology 20.73%
3 Real Estate 6.36%
4 Healthcare 5.09%
5 Industrials 1.67%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RBCAA icon
26
Republic Bancorp
RBCAA
$1.52B
$1.13M 0.63%
21,000
– –
IVV icon
27
iShares Core S&P 500 ETF
IVV
$666B
$1.03M 0.57%
1,877
– –
HD icon
28
Home Depot
HD
$410B
$804K 0.45%
2,336
– –
IJS icon
29
iShares S&P Small-Cap 600 Value ETF
IJS
$6.65B
$775K 0.43%
7,966
– –
GOOG icon
30
Alphabet (Google) Class C
GOOG
$2.81T
$734K 0.41%
4,000
– –
T icon
31
AT&T
T
$212B
$705K 0.39%
36,890
– –
V icon
32
Visa
V
$681B
$669K 0.37%
2,550
– –
JNJ icon
33
Johnson & Johnson
JNJ
$431B
$599K 0.33%
4,100
– –
MA icon
34
Mastercard
MA
$538B
$596K 0.33%
1,350
-15
-1% -$6.62K
LOW icon
35
Lowe's Companies
LOW
$148B
$551K 0.31%
2,500
– –
PG icon
36
Procter & Gamble
PG
$373B
$538K 0.3%
3,260
– –
AMZN icon
37
Amazon
AMZN
$2.51T
$491K 0.27%
2,541
+20
+0.8% +$3.87K
NVO icon
38
Novo Nordisk
NVO
$249B
$468K 0.26%
3,280
– –
VOO icon
39
Vanguard S&P 500 ETF
VOO
$730B
$460K 0.26%
917
– –
RF icon
40
Regions Financial
RF
$24.4B
$435K 0.24%
21,434
– –
IBM icon
41
IBM
IBM
$230B
$427K 0.24%
2,468
-5
-0.2% -$865
MDY icon
42
SPDR S&P MidCap 400 ETF Trust
MDY
$23.9B
$419K 0.23%
780
– –
GOOGL icon
43
Alphabet (Google) Class A
GOOGL
$2.81T
$404K 0.23%
2,220
– –
HEFA icon
44
iShares Currency Hedged MSCI EAFE ETF
HEFA
$6.55B
$398K 0.22%
+11,202
New +$398K
ESGU icon
45
iShares ESG Aware MSCI USA ETF
ESGU
$14.3B
$391K 0.22%
3,274
-513
-14% -$61.2K
IWM icon
46
iShares Russell 2000 ETF
IWM
$67.4B
$377K 0.21%
1,860
– –
NKE icon
47
Nike
NKE
$111B
$355K 0.2%
4,685
– –
AVGO icon
48
Broadcom
AVGO
$1.44T
$334K 0.19%
2,080
-100
-5% -$16.1K
MO icon
49
Altria Group
MO
$112B
$326K 0.18%
7,000
– –
XOM icon
50
Exxon Mobil
XOM
$479B
$315K 0.18%
2,734
– –
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