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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+13.56%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$112M
AUM Growth
-$4.74M
Cap. Flow
-$15.8M
Cap. Flow %
-14.06%
Top 10 Hldgs %
70.06%
Holding
67
New
5
Increased
12
Reduced
14
Closed
8

Top Buys

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$7.82M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$511K
3
ANET icon
Arista Networks
ANET
+$325K
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$263K
5
REKR icon
Rekor Systems
REKR
+$242K

Top Sells

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$8.14M
2
XOM icon
ExxonMobil
XOM
+$7.73M
3
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$7.38M
4
AMR icon
Alpha Metallurgical Resources
AMR
+$375K
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$318K

Sector Composition

Rank Sector Weight
1 Technology 19.21%
2 Financials 12.11%
3 Materials 9.78%
4 Healthcare 9.75%
5 Industrials 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
26
Visa
V
$684B
$664K 0.59%
2,550
-25
-1% -$6.16K
T icon
27
AT&T
T
$159B
$651K 0.58%
38,768
– –
JNJ icon
28
Johnson & Johnson
JNJ
$618B
$643K 0.57%
4,100
– –
EFA icon
29
iShares MSCI EAFE ETF
EFA
$78B
$642K 0.57%
8,519
+499
+6% +$35.3K
MA icon
30
Mastercard
MA
$502B
$581K 0.52%
1,363
– –
GOOG icon
31
Alphabet (Google) Class C
GOOG
$4.36T
$564K 0.5%
4,000
+1,940
+94% +$263K
LOW icon
32
Lowe's Companies
LOW
$117B
$556K 0.5%
2,500
– –
NKE icon
33
Nike
NKE
$61.9B
$510K 0.45%
4,685
– –
PG icon
34
Procter & Gamble
PG
$336B
$478K 0.43%
3,260
– –
VOO icon
35
Vanguard S&P 500 ETF
VOO
$979B
$423K 0.38%
969
-45
-4% -$18.4K
RF icon
36
Regions Financial
RF
$26.4B
$421K 0.37%
21,434
– –
IBM icon
37
IBM
IBM
$211B
$406K 0.36%
2,481
-4
-0.2% -$604
ESGU icon
38
iShares ESG Aware MSCI USA ETF
ESGU
$17.9B
$397K 0.35%
3,787
– –
MDY icon
39
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$397K 0.35%
780
– –
AMZN icon
40
Amazon
AMZN
$2.92T
$383K 0.34%
2,521
+14
+0.6% +$1.96K
IWM icon
41
iShares Russell 2000 ETF
IWM
$80.2B
$373K 0.33%
1,860
– –
ANET icon
42
Arista Networks
ANET
$227B
$364K 0.32%
+6,180
New +$325K
NVO
43
Novo Nordisk
NVO
$208B
$332K 0.3%
3,210
-46
-1% -$4.55K
ABT icon
44
Abbott
ABT
$183B
$319K 0.28%
2,900
– –
GOOGL icon
45
Alphabet (Google) Class A
GOOGL
$4.36T
$310K 0.28%
2,220
-20
-0.9% -$2.69K
GSK icon
46
GSK
GSK
$104B
$297K 0.26%
7,928
– –
MO icon
47
Altria Group
MO
$114B
$289K 0.26%
7,000
– –
IWR icon
48
iShares Russell Mid-Cap ETF
IWR
$56B
$277K 0.25%
3,560
– –
XOM icon
49
ExxonMobil
XOM
$644B
$274K 0.24%
2,739
-73,572
-96% -$7.73M
ESBA icon
50
Empire State Realty Series ES
ESBA
$1.34B
$273K 0.24%
29,000
– –
1
2
3

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MS
Marshall & Sullivan Seattle, Washington $216M AUM 12.97% 1-Year Est. Return
ICM
IMS Capital Management Portland, Oregon $217M AUM 18.69% 1-Year Est. Return
FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q4 2023 Portfolio in Review

As of Q4 2023, D. Scott Neal held 67 positions worth $112M, down 4% from $117M the previous quarter. Its ten largest holdings account for 70% of the portfolio.

D. Scott Neal withdrew a net $15.8M in Q4 2023, closing 8 positions and reducing 14 holdings. Its most notable exit was iShares US Consumer Staples ETF, an estimated $8.14M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 15% a quarter earlier, followed by Financials and Materials.

Against the trend, D. Scott Neal opened a new position in Arista Networks worth $364K.

  • D. Scott Neal's largest Q4 2023 buy was Arista Networks: 6,180 shares worth $364K.
  • D. Scott Neal added most to SPDR Gold Trust in Q4 2023, an estimated $7.82M increase.
  • D. Scott Neal's biggest Q4 2023 reduction was ExxonMobil, cutting an estimated $7.73M.
  • D. Scott Neal fully exited iShares US Consumer Staples ETF in Q4 2023, selling an estimated $8.14M.
  • D. Scott Neal's ten largest holdings make up 70% of its $112M portfolio in Q4 2023.
  • D. Scott Neal opened 5 new positions and closed 8 in Q4 2023.
  • D. Scott Neal's portfolio value fell 4% quarter-over-quarter to $112M.

Based on D. Scott Neal's 13F filing for Q4 2023, filed 17 Jan 2024.