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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+7.02%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$117M
AUM Growth
-$16M
Cap. Flow
-$21.4M
Cap. Flow %
-18.32%
Top 10 Hldgs %
68.16%
Holding
66
New
3
Increased
12
Reduced
14
Closed
4

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$1.68M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.6M
3
GLD icon
SPDR Gold Trust
GLD
+$1.32M
4
IAU icon
iShares Gold Trust
IAU
+$1.18M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$385K

Top Sells

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$7.75M
2
BJ icon
BJs Wholesale Club
BJ
+$6.36M
3
ENPH icon
Enphase Energy
ENPH
+$4.47M
4
AMR icon
Alpha Metallurgical Resources
AMR
+$3.54M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$1.13M

Sector Composition

Rank Sector Weight
1 Technology 14.72%
2 Financials 11.29%
3 Healthcare 9.15%
4 Energy 7.67%
5 Materials 7.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJS icon
26
iShares S&P Small-Cap 600 Value ETF
IJS
$8.14B
$715K 0.61%
7,966
-4,415
-36% -$421K
HD icon
27
Home Depot
HD
$335B
$706K 0.6%
2,336
– –
JNJ icon
28
Johnson & Johnson
JNJ
$641B
$639K 0.55%
4,100
– –
SPY icon
29
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$620K 0.53%
1,445
+866
+150% +$385K
V icon
30
Visa
V
$689B
$592K 0.51%
2,575
– –
T icon
31
AT&T
T
$167B
$582K 0.5%
38,768
– –
EFA icon
32
iShares MSCI EAFE ETF
EFA
$76.8B
$553K 0.47%
8,020
+3,262
+69% +$234K
MA icon
33
Mastercard
MA
$487B
$540K 0.46%
1,363
– –
LOW icon
34
Lowe's Companies
LOW
$119B
$520K 0.44%
2,500
– –
PG icon
35
Procter & Gamble
PG
$346B
$476K 0.41%
3,260
– –
NKE icon
36
Nike
NKE
$62.5B
$450K 0.38%
4,685
– –
VOO icon
37
Vanguard S&P 500 ETF
VOO
$968B
$400K 0.34%
1,014
-3
-0.3% -$1.23K
RF icon
38
Regions Financial
RF
$26.2B
$374K 0.32%
21,434
– –
MDY icon
39
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$357K 0.31%
780
– –
ESGU icon
40
iShares ESG Aware MSCI USA ETF
ESGU
$17.7B
$357K 0.31%
3,787
– –
IBM icon
41
IBM
IBM
$204B
$349K 0.3%
2,485
-3
-0.1% -$427
IWM icon
42
iShares Russell 2000 ETF
IWM
$80.3B
$330K 0.28%
1,860
– –
AMZN icon
43
Amazon
AMZN
$2.49T
$319K 0.27%
2,507
+26
+1% +$3.48K
RSP icon
44
Invesco S&P 500 Equal Weight ETF
RSP
$97.1B
$318K 0.27%
2,244
– –
MO icon
45
Altria Group
MO
$122B
$301K 0.26%
7,000
– –
DIA icon
46
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
$297K 0.25%
883
– –
NVO
47
Novo Nordisk
NVO
$220B
$296K 0.25%
3,256
– –
GOOGL icon
48
Alphabet (Google) Class A
GOOGL
$3.99T
$293K 0.25%
2,240
– –
DVY icon
49
iShares Select Dividend ETF
DVY
$23.8B
$291K 0.25%
2,667
– –
GSK icon
50
GSK
GSK
$104B
$290K 0.25%
7,928
– –
1
2
3

Similar funds

MS
Marshall & Sullivan Seattle, Washington $216M AUM 12.97% 1-Year Est. Return
ICM
IMS Capital Management Portland, Oregon $217M AUM 18.69% 1-Year Est. Return
FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q3 2023 Portfolio in Review

As of Q3 2023, D. Scott Neal held 66 positions worth $117M, down 12% from $133M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

D. Scott Neal withdrew a net $21.4M in Q3 2023, closing 4 positions and reducing 14 holdings. Its most notable exit was State Street Utilities Select Sector SPDR ETF, an estimated $7.75M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

Against the trend, D. Scott Neal opened a new position in Vanguard Mid-Cap ETF worth $255K.

  • D. Scott Neal's largest Q3 2023 buy was Vanguard Mid-Cap ETF: 4,904 shares worth $255K.
  • D. Scott Neal added most to Invesco QQQ Trust in Q3 2023, an estimated $1.68M increase.
  • D. Scott Neal's biggest Q3 2023 reduction was Alpha Metallurgical Resources, cutting an estimated $3.54M.
  • D. Scott Neal fully exited State Street Utilities Select Sector SPDR ETF in Q3 2023, selling an estimated $7.75M.
  • D. Scott Neal's ten largest holdings make up 68% of its $117M portfolio in Q3 2023.
  • D. Scott Neal opened 3 new positions and closed 4 in Q3 2023.
  • D. Scott Neal's portfolio value fell 12% quarter-over-quarter to $117M.

Based on D. Scott Neal's 13F filing for Q3 2023, filed 11 Oct 2023.