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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
-3.79%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$179M
AUM Growth
-$27M
Cap. Flow
-$16.1M
Cap. Flow %
-9.01%
Top 10 Hldgs %
74.58%
Holding
64
New
7
Increased
6
Reduced
20
Closed
1

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$8.17M
2
GLD icon
SPDR Gold Trust
GLD
+$4.99M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$2.77M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$621K
5
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$486K

Top Sells

Rank Stock Value
1
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$7.41M
2
PSQ icon
ProShares Short QQQ
PSQ
+$5.54M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$4.37M
4
CORN icon
Teucrium Corn Fund
CORN
+$4.24M
5
AMR icon
Alpha Metallurgical Resources
AMR
+$3.58M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Healthcare 6.25%
3 Energy 4.8%
4 Consumer Staples 4.48%
5 Materials 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
T icon
26
AT&T
T
$159B
$746K 0.42%
38,768
– –
IVV icon
27
iShares Core S&P 500 ETF
IVV
$878B
$742K 0.41%
1,805
– –
HD icon
28
Home Depot
HD
$331B
$695K 0.39%
2,355
+3
+0.1% +$920
JNJ icon
29
Johnson & Johnson
JNJ
$618B
$639K 0.36%
4,122
– –
VTI icon
30
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$634K 0.35%
+3,104
New +$621K
V icon
31
Visa
V
$684B
$581K 0.32%
2,575
– –
NKE icon
32
Nike
NKE
$61.9B
$575K 0.32%
4,685
– –
IWR icon
33
iShares Russell Mid-Cap ETF
IWR
$56B
$542K 0.3%
7,750
– –
PG icon
34
Procter & Gamble
PG
$336B
$511K 0.29%
3,434
– –
LOW icon
35
Lowe's Companies
LOW
$117B
$500K 0.28%
2,500
-53
-2% -$10.8K
SPTI icon
36
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.4B
$492K 0.27%
+16,994
New +$486K
MA icon
37
Mastercard
MA
$502B
$491K 0.27%
1,350
– –
NVDA icon
38
NVIDIA
NVDA
$4.86T
$486K 0.27%
17,510
– –
SPTL icon
39
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.4B
$410K 0.23%
+13,270
New +$403K
VOO icon
40
Vanguard S&P 500 ETF
VOO
$979B
$409K 0.23%
1,088
– –
RF icon
41
Regions Financial
RF
$26.4B
$398K 0.22%
21,434
– –
EAGG icon
42
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.96B
$359K 0.2%
7,478
– –
MDY icon
43
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$358K 0.2%
780
– –
RSP icon
44
Invesco S&P 500 Equal Weight ETF
RSP
$97B
$347K 0.19%
2,397
– –
IWM icon
45
iShares Russell 2000 ETF
IWM
$79.8B
$332K 0.19%
1,860
– –
IBM icon
46
IBM
IBM
$211B
$326K 0.18%
2,489
-5
-0.2% -$669
DVY icon
47
iShares Select Dividend ETF
DVY
$23.5B
$313K 0.17%
2,667
– –
MO icon
48
Altria Group
MO
$114B
$312K 0.17%
7,000
– –
ABT icon
49
Abbott
ABT
$183B
$294K 0.16%
2,904
+2
+0.1% +$211
DIA icon
50
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$294K 0.16%
883
– –
1
2
3

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MS
Marshall & Sullivan Seattle, Washington $216M AUM 12.97% 1-Year Est. Return
ICM
IMS Capital Management Portland, Oregon $217M AUM 18.69% 1-Year Est. Return
FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q1 2023 Portfolio in Review

As of Q1 2023, D. Scott Neal held 64 positions worth $179M, down 13% from $206M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

D. Scott Neal withdrew a net $16.1M in Q1 2023, closing 1 position and reducing 20 holdings. Its most notable exit was Quadratic Interest Rate Volatility and Inflation Hedge ETF, an estimated $357K position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.3% a quarter earlier, followed by Healthcare and Energy.

Against the trend, D. Scott Neal opened a new position in Vanguard Morningstar Total Stock Market ETF worth $634K.

  • D. Scott Neal's largest Q1 2023 buy was Vanguard Morningstar Total Stock Market ETF: 3,104 shares worth $634K.
  • D. Scott Neal added most to ExxonMobil in Q1 2023, an estimated $8.17M increase.
  • D. Scott Neal's biggest Q1 2023 reduction was ProShares Short 20+ Year Treasury ETF, cutting an estimated $7.41M.
  • D. Scott Neal fully exited Quadratic Interest Rate Volatility and Inflation Hedge ETF in Q1 2023, selling an estimated $357K.
  • D. Scott Neal's ten largest holdings make up 75% of its $179M portfolio in Q1 2023.
  • D. Scott Neal opened 7 new positions and closed 1 in Q1 2023.
  • D. Scott Neal's portfolio value fell 13% quarter-over-quarter to $179M.

Based on D. Scott Neal's 13F filing for Q1 2023, filed 12 Apr 2023.