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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+3.1%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$206M
AUM Growth
-$31.9M
Cap. Flow
-$38M
Cap. Flow %
-18.47%
Top 10 Hldgs %
75.68%
Holding
62
New
2
Increased
10
Reduced
21
Closed
5

Top Buys

Rank Stock Value
1
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$710K
2
ENPH icon
Enphase Energy
ENPH
+$356K
3
ISMD icon
Inspire Small/Mid Cap Impact ETF
ISMD
+$218K
4
NVO
Novo Nordisk
NVO
+$191K
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$171K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$34.8M
2
AMR icon
Alpha Metallurgical Resources
AMR
+$1.8M
3
MSFT icon
Microsoft
MSFT
+$381K
4
TFC icon
Truist Financial
TFC
+$351K
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$294K

Sector Composition

Rank Sector Weight
1 Technology 6.29%
2 Healthcare 6.15%
3 Materials 5.09%
4 Consumer Staples 4.02%
5 Financials 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFE icon
26
Pfizer
PFE
$141B
$805K 0.39%
15,703
-594
-4% -$28.5K
HD icon
27
Home Depot
HD
$335B
$743K 0.36%
2,352
-354
-13% -$108K
JNJ icon
28
Johnson & Johnson
JNJ
$641B
$728K 0.35%
4,122
-1,086
-21% -$188K
T icon
29
AT&T
T
$167B
$714K 0.35%
38,768
+850
+2% +$15.2K
IVV icon
30
iShares Core S&P 500 ETF
IVV
$869B
$693K 0.34%
1,805
– –
NKE icon
31
Nike
NKE
$62.5B
$548K 0.27%
4,685
-500
-10% -$50.3K
V icon
32
Visa
V
$689B
$535K 0.26%
2,575
– –
IWR icon
33
iShares Russell Mid-Cap ETF
IWR
$56.1B
$523K 0.25%
7,750
– –
PG icon
34
Procter & Gamble
PG
$346B
$520K 0.25%
3,434
-582
-14% -$81.6K
LOW icon
35
Lowe's Companies
LOW
$119B
$509K 0.25%
2,553
-1,438
-36% -$287K
XOM icon
36
ExxonMobil
XOM
$642B
$503K 0.24%
4,557
+1,164
+34% +$125K
MA icon
37
Mastercard
MA
$487B
$469K 0.23%
1,350
– –
RF icon
38
Regions Financial
RF
$26.2B
$462K 0.22%
21,434
– –
VOO icon
39
Vanguard S&P 500 ETF
VOO
$968B
$382K 0.19%
1,088
– –
IVOL icon
40
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$270M
$357K 0.17%
15,775
– –
IBM icon
41
IBM
IBM
$204B
$351K 0.17%
2,494
-159
-6% -$21.9K
EAGG icon
42
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.98B
$350K 0.17%
7,478
– –
MDY icon
43
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$345K 0.17%
780
– –
RSP icon
44
Invesco S&P 500 Equal Weight ETF
RSP
$97.1B
$339K 0.16%
2,397
– –
IWM icon
45
iShares Russell 2000 ETF
IWM
$80.3B
$324K 0.16%
1,860
– –
DVY icon
46
iShares Select Dividend ETF
DVY
$23.8B
$322K 0.16%
2,667
– –
MO icon
47
Altria Group
MO
$122B
$320K 0.16%
7,000
– –
ABT icon
48
Abbott
ABT
$182B
$319K 0.15%
2,902
-564
-16% -$58.4K
DIA icon
49
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
$293K 0.14%
883
– –
GSK icon
50
GSK
GSK
$104B
$279K 0.14%
7,928
– –
1
2
3

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MS
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ICM
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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q4 2022 Portfolio in Review

As of Q4 2022, D. Scott Neal held 62 positions worth $206M, down 13% from $238M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

D. Scott Neal withdrew a net $38M in Q4 2022, closing 5 positions and reducing 21 holdings. Its most notable exit was Truist Financial, an estimated $351K position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.3% of assets, up from 5.5% a quarter earlier, followed by Healthcare and Materials.

Against the trend, D. Scott Neal opened a new position in Inspire Small/Mid Cap Impact ETF worth $219K.

  • D. Scott Neal's largest Q4 2022 buy was Inspire Small/Mid Cap Impact ETF: 7,264 shares worth $219K.
  • D. Scott Neal added most to ProShares Short 20+ Year Treasury ETF in Q4 2022, an estimated $710K increase.
  • D. Scott Neal's biggest Q4 2022 reduction was Invesco QQQ Trust, cutting an estimated $34.8M.
  • D. Scott Neal fully exited Truist Financial in Q4 2022, selling an estimated $351K.
  • D. Scott Neal's ten largest holdings make up 76% of its $206M portfolio in Q4 2022.
  • D. Scott Neal opened 2 new positions and closed 5 in Q4 2022.
  • D. Scott Neal's portfolio value fell 13% quarter-over-quarter to $206M.

Based on D. Scott Neal's 13F filing for Q4 2022, filed 11 Jan 2023.