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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+0.34%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$238M
AUM Growth
-$2.58M
Cap. Flow
+$1.84M
Cap. Flow %
0.77%
Top 10 Hldgs %
79.42%
Holding
64
New
3
Increased
6
Reduced
20
Closed
4

Top Buys

Rank Stock Value
1
BJ icon
BJs Wholesale Club
BJ
+$8M
2
ENPH icon
Enphase Energy
ENPH
+$7.32M
3
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$6.62M
4
PSQ icon
ProShares Short QQQ
PSQ
+$4.26M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$3.55M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$11.7M
2
WEAT icon
Teucrium Wheat Fund
WEAT
+$6.88M
3
ABBV icon
AbbVie
ABBV
+$3.88M
4
CORN icon
Teucrium Corn Fund
CORN
+$2.98M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$872K

Sector Composition

Rank Sector Weight
1 Technology 5.45%
2 Materials 4.78%
3 Healthcare 4.54%
4 Consumer Staples 3.84%
5 Financials 1.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBCAA icon
26
Republic Bancorp
RBCAA
$1.95B
$804K 0.34%
21,000
– –
LOW icon
27
Lowe's Companies
LOW
$120B
$750K 0.32%
3,991
– –
HD icon
28
Home Depot
HD
$340B
$747K 0.31%
2,706
– –
PFE icon
29
Pfizer
PFE
$143B
$713K 0.3%
16,297
– –
IVV icon
30
iShares Core S&P 500 ETF
IVV
$877B
$647K 0.27%
1,805
-43
-2% -$17.2K
T icon
31
AT&T
T
$162B
$582K 0.24%
37,918
-3,100
-8% -$56.4K
PG icon
32
Procter & Gamble
PG
$341B
$507K 0.21%
4,016
-970
-19% -$138K
IWR icon
33
iShares Russell Mid-Cap ETF
IWR
$56B
$482K 0.2%
7,750
-18
-0.2% -$1.24K
V icon
34
Visa
V
$693B
$457K 0.19%
2,575
– –
NKE icon
35
Nike
NKE
$63.6B
$431K 0.18%
5,185
– –
RF icon
36
Regions Financial
RF
$26.7B
$430K 0.18%
21,434
– –
AMZN icon
37
Amazon
AMZN
$3.07T
$427K 0.18%
3,781
+1
+0% +$126
MA icon
38
Mastercard
MA
$510B
$384K 0.16%
1,350
– –
VOO icon
39
Vanguard S&P 500 ETF
VOO
$985B
$357K 0.15%
1,088
-200
-16% -$73K
TFC icon
40
Truist Financial
TFC
$63.5B
$351K 0.15%
8,064
– –
IVOL icon
41
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$272M
$350K 0.15%
15,775
– –
EAGG icon
42
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.95B
$347K 0.15%
7,478
+1,400
+23% +$68.2K
ABT icon
43
Abbott
ABT
$188B
$335K 0.14%
3,466
– –
IBM icon
44
IBM
IBM
$213B
$315K 0.13%
2,653
-2
-0.1% -$262
MDY icon
45
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$313K 0.13%
780
– –
IWM icon
46
iShares Russell 2000 ETF
IWM
$80.8B
$307K 0.13%
1,860
– –
RSP icon
47
Invesco S&P 500 Equal Weight ETF
RSP
$97.8B
$305K 0.13%
2,397
– –
XOM icon
48
ExxonMobil
XOM
$635B
$296K 0.12%
3,393
-355
-9% -$32.4K
GOOG icon
49
Alphabet (Google) Class C
GOOG
$4.54T
$294K 0.12%
3,060
– –
DVY icon
50
iShares Select Dividend ETF
DVY
$23.5B
$286K 0.12%
2,667
– –
1
2
3

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MS
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ICM
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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q3 2022 Portfolio in Review

As of Q3 2022, D. Scott Neal held 64 positions worth $238M, down 1.1% from $240M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

D. Scott Neal's Q3 2022 filing shows 3 new, 6 increased, 20 reduced and 4 closed positions. Its largest new stake was BJs Wholesale Club: 111,589 shares worth $8.13M. The largest sale was Invesco QQQ Trust, an estimated $11.7M.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, up from 3% a quarter earlier, followed by Materials and Healthcare.

  • D. Scott Neal's largest Q3 2022 buy was BJs Wholesale Club: 111,589 shares worth $8.13M.
  • D. Scott Neal added most to ProShares Short QQQ in Q3 2022, an estimated $4.26M increase.
  • D. Scott Neal's biggest Q3 2022 reduction was Invesco QQQ Trust, cutting an estimated $11.7M.
  • D. Scott Neal fully exited Teucrium Wheat Fund in Q3 2022, selling an estimated $6.88M.
  • D. Scott Neal's ten largest holdings make up 79% of its $238M portfolio in Q3 2022.
  • D. Scott Neal opened 3 new positions and closed 4 in Q3 2022.
  • D. Scott Neal's portfolio value fell 1.1% quarter-over-quarter to $238M.

Based on D. Scott Neal's 13F filing for Q3 2022, filed 27 Oct 2022.