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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
-2.75%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$252M
AUM Growth
-$13.5M
Cap. Flow
-$2.34M
Cap. Flow %
-0.93%
Top 10 Hldgs %
79.05%
Holding
66
New
9
Increased
19
Reduced
17
Closed
2

Top Buys

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$12.9M
2
PSQ icon
ProShares Short QQQ
PSQ
+$5.85M
3
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$731K
4
AAPL icon
Apple
AAPL
+$494K
5
MA icon
Mastercard
MA
+$485K

Top Sells

Rank Stock Value
1
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$13.7M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$8.31M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$1.37M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.28M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$1.02M

Sector Composition

Rank Sector Weight
1 Technology 5.13%
2 Financials 1.95%
3 Healthcare 1.38%
4 Consumer Discretionary 1.29%
5 Industrials 0.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFE icon
26
Pfizer
PFE
$143B
$844K 0.34%
16,297
+4,000
+33% +$208K
HD icon
27
Home Depot
HD
$331B
$810K 0.32%
2,706
+982
+57% +$341K
LOW icon
28
Lowe's Companies
LOW
$117B
$807K 0.32%
3,991
+1,500
+60% +$345K
IGIB icon
29
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$738K 0.29%
13,442
-9
-0.1% -$510
PG icon
30
Procter & Gamble
PG
$336B
$729K 0.29%
4,770
+1,945
+69% +$304K
AMZN icon
31
Amazon
AMZN
$2.92T
$720K 0.29%
4,420
-300
-6% -$46.4K
NKE icon
32
Nike
NKE
$61.9B
$698K 0.28%
5,185
+2,000
+63% +$281K
V icon
33
Visa
V
$684B
$627K 0.25%
2,825
+987
+54% +$213K
ABBV icon
34
AbbVie
ABBV
$443B
$622K 0.25%
3,836
+988
+35% +$144K
IWR icon
35
iShares Russell Mid-Cap ETF
IWR
$56B
$607K 0.24%
7,778
– –
VOO icon
36
Vanguard S&P 500 ETF
VOO
$979B
$535K 0.21%
1,288
+425
+49% +$174K
MA icon
37
Mastercard
MA
$502B
$482K 0.19%
+1,350
New +$485K
NVDA icon
38
NVIDIA
NVDA
$4.86T
$481K 0.19%
17,610
+60
+0.3% +$1.5K
RF icon
39
Regions Financial
RF
$26.4B
$477K 0.19%
21,434
– –
IBM icon
40
IBM
IBM
$211B
$476K 0.19%
3,661
+888
+32% +$116K
TFC icon
41
Truist Financial
TFC
$63.3B
$457K 0.18%
8,064
– –
GOOG icon
42
Alphabet (Google) Class C
GOOG
$4.36T
$455K 0.18%
3,260
– –
GSK icon
43
GSK
GSK
$104B
$424K 0.17%
7,793
– –
ABT icon
44
Abbott
ABT
$183B
$410K 0.16%
3,466
– –
IVOL icon
45
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$274M
$404K 0.16%
15,775
– –
MDY icon
46
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$383K 0.15%
780
-17,083
-96% -$8.31M
IWM icon
47
iShares Russell 2000 ETF
IWM
$80.2B
$382K 0.15%
1,860
– –
RSP icon
48
Invesco S&P 500 Equal Weight ETF
RSP
$97.2B
$378K 0.15%
2,397
– –
MO icon
49
Altria Group
MO
$114B
$366K 0.15%
+7,000
New +$357K
DVY icon
50
iShares Select Dividend ETF
DVY
$23.5B
$342K 0.14%
2,667
– –
1
2
3

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ICM
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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q1 2022 Portfolio in Review

As of Q1 2022, D. Scott Neal held 66 positions worth $252M, down 5.1% from $265M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

D. Scott Neal's Q1 2022 filing shows 9 new, 19 increased, 17 reduced and 2 closed positions. Its largest new stake was SPDR Gold Trust: 73,722 shares worth $13.3M. The largest sale was Vanguard Morningstar Mid-Cap Growth ETF, an estimated $13.7M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, down from 6% a quarter earlier, followed by Financials and Healthcare.

  • D. Scott Neal's largest Q1 2022 buy was SPDR Gold Trust: 73,722 shares worth $13.3M.
  • D. Scott Neal added most to Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF in Q1 2022, an estimated $731K increase.
  • D. Scott Neal's biggest Q1 2022 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $8.31M.
  • D. Scott Neal fully exited Vanguard Morningstar Mid-Cap Growth ETF in Q1 2022, selling an estimated $13.7M.
  • D. Scott Neal's ten largest holdings make up 79% of its $252M portfolio in Q1 2022.
  • D. Scott Neal opened 9 new positions and closed 2 in Q1 2022.
  • D. Scott Neal's portfolio value fell 5.1% quarter-over-quarter to $252M.

Based on D. Scott Neal's 13F filing for Q1 2022, filed 4 May 2022.