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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$265M
AUM Growth
+$28.8M
Cap. Flow
+$23.1M
Cap. Flow %
8.69%
Top 10 Hldgs %
81.08%
Holding
63
New
12
Increased
13
Reduced
18
Closed
6

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$65M
2
REKR icon
Rekor Systems
REKR
+$15.1M
3
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$13.6M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$11.6M
5
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$6.57M

Top Sells

Rank Stock Value
1
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$43.8M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.6M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$9.11M
5
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.31M

Sector Composition

Rank Sector Weight
1 Technology 5.98%
2 Financials 1.41%
3 Consumer Discretionary 1.1%
4 Healthcare 0.99%
5 Industrials 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
26
Apple
AAPL
$4.54T
$761K 0.29%
4,287
+1,857
+76% +$293K
PFE icon
27
Pfizer
PFE
$143B
$726K 0.27%
12,297
-1,986
-14% -$98.4K
HD icon
28
Home Depot
HD
$331B
$715K 0.27%
1,724
+1,000
+138% +$381K
IWR icon
29
iShares Russell Mid-Cap ETF
IWR
$56B
$646K 0.24%
7,778
-11
-0.1% -$903
LOW icon
30
Lowe's Companies
LOW
$117B
$644K 0.24%
2,491
+976
+64% +$232K
JNJ icon
31
Johnson & Johnson
JNJ
$618B
$602K 0.23%
3,518
+1,748
+99% +$286K
NKE icon
32
Nike
NKE
$61.9B
$531K 0.2%
+3,185
New +$525K
NVDA icon
33
NVIDIA
NVDA
$4.86T
$516K 0.19%
17,550
-610
-3% -$16.8K
ABT icon
34
Abbott
ABT
$183B
$488K 0.18%
+3,466
New +$444K
GOOG icon
35
Alphabet (Google) Class C
GOOG
$4.36T
$472K 0.18%
+3,260
New +$471K
TFC icon
36
Truist Financial
TFC
$63.3B
$472K 0.18%
8,064
– –
RF icon
37
Regions Financial
RF
$26.4B
$467K 0.18%
21,434
– –
PG icon
38
Procter & Gamble
PG
$336B
$462K 0.17%
2,825
-38
-1% -$5.64K
GSK icon
39
GSK
GSK
$104B
$430K 0.16%
7,793
-353
-4% -$18.4K
IVOL icon
40
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$274M
$424K 0.16%
15,775
– –
IWM icon
41
iShares Russell 2000 ETF
IWM
$80.2B
$414K 0.16%
1,860
-348
-16% -$78.6K
V icon
42
Visa
V
$684B
$398K 0.15%
+1,838
New +$395K
RSP icon
43
Invesco S&P 500 Equal Weight ETF
RSP
$97.2B
$390K 0.15%
+2,397
New +$379K
ABBV icon
44
AbbVie
ABBV
$443B
$386K 0.15%
+2,848
New +$336K
VOO icon
45
Vanguard S&P 500 ETF
VOO
$979B
$377K 0.14%
+863
New +$364K
IBM icon
46
IBM
IBM
$211B
$371K 0.14%
2,773
-234
-8% -$29.3K
DVY icon
47
iShares Select Dividend ETF
DVY
$23.5B
$327K 0.12%
2,667
– –
WMT icon
48
Walmart Inc
WMT
$885B
$312K 0.12%
6,471
-135
-2% -$6.45K
ESBA icon
49
Empire State Realty Series ES
ESBA
$1.34B
$302K 0.11%
34,000
– –
QCOM icon
50
Qualcomm
QCOM
$155B
$302K 0.11%
1,651
– –
1
2
3

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q4 2021 Portfolio in Review

As of Q4 2021, D. Scott Neal held 63 positions worth $265M, up 12% from $237M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

D. Scott Neal deployed $23.1M of net new capital in Q4 2021, opening 12 new positions and adding to 13 existing holdings. Its largest new stake was Rekor Systems: 1,610,920 shares worth $10.6M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 1.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 5-10 Year Investment Grade Corporate Bond ETF, an estimated $43.8M trimmed.

  • D. Scott Neal's largest Q4 2021 buy was Rekor Systems: 1,610,920 shares worth $10.6M.
  • D. Scott Neal added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q4 2021, an estimated $65M increase.
  • D. Scott Neal's biggest Q4 2021 reduction was iShares 5-10 Year Investment Grade Corporate Bond ETF, cutting an estimated $43.8M.
  • D. Scott Neal fully exited iShares MSCI EAFE Small-Cap ETF in Q4 2021, selling an estimated $5.1M.
  • D. Scott Neal's ten largest holdings make up 81% of its $265M portfolio in Q4 2021.
  • D. Scott Neal opened 12 new positions and closed 6 in Q4 2021.
  • D. Scott Neal's portfolio value rose 12% quarter-over-quarter to $265M.

Based on D. Scott Neal's 13F filing for Q4 2021, filed 21 Jan 2022.