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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+6.03%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$220M
AUM Growth
-$2.64M
Cap. Flow
-$13.8M
Cap. Flow %
-6.28%
Top 10 Hldgs %
83.15%
Holding
52
New
5
Increased
13
Reduced
14
Closed
3

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$9.47M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$8.33M
3
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$5.09M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$2.71M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.29M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$12.4M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$12.2M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$8.28M
4
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$2.91M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.87M

Sector Composition

Rank Sector Weight
1 Technology 1.38%
2 Financials 1.33%
3 Industrials 0.75%
4 Healthcare 0.53%
5 Consumer Discretionary 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVOL icon
26
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$274M
$446K 0.2%
+16,149
New +$460K
TFC icon
27
Truist Financial
TFC
$63.3B
$446K 0.2%
8,030
+145
+2% +$8.52K
RF icon
28
Regions Financial
RF
$26.4B
$433K 0.2%
21,434
– –
ESBA icon
29
Empire State Realty Series ES
ESBA
$1.34B
$422K 0.19%
+35,000
New +$410K
IBM icon
30
IBM
IBM
$211B
$412K 0.19%
2,940
-117
-4% -$16K
XOM icon
31
ExxonMobil
XOM
$644B
$411K 0.19%
6,517
– –
GSK icon
32
GSK
GSK
$104B
$405K 0.18%
+8,146
New +$391K
NVDA icon
33
NVIDIA
NVDA
$4.86T
$363K 0.16%
18,160
– –
ROST icon
34
Ross Stores
ROST
$80.5B
$354K 0.16%
2,857
– –
PNC icon
35
PNC Financial Services
PNC
$99.7B
$336K 0.15%
1,760
– –
DVY icon
36
iShares Select Dividend ETF
DVY
$23.5B
$311K 0.14%
2,667
– –
PG icon
37
Procter & Gamble
PG
$336B
$310K 0.14%
2,298
– –
AMZN icon
38
Amazon
AMZN
$2.92T
$306K 0.14%
1,780
– –
NEE icon
39
NextEra Energy
NEE
$181B
$305K 0.14%
4,166
+310
+8% +$23.3K
AAPL icon
40
Apple
AAPL
$4.54T
$303K 0.14%
2,215
+245
+12% +$31.7K
SHY icon
41
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$294K 0.13%
3,414
-33,264
-91% -$2.87M
LOW icon
42
Lowe's Companies
LOW
$117B
$289K 0.13%
1,491
+53
+4% +$10.4K
FNDC icon
43
Schwab Fundamental International Small Company Index ETF
FNDC
$3.05B
$255K 0.12%
6,491
– –
TLT icon
44
iShares 20+ Year Treasury Bond ETF
TLT
$41.4B
$249K 0.11%
1,727
– –
WMT icon
45
Walmart Inc
WMT
$885B
$241K 0.11%
5,127
+195
+4% +$9.08K
SPY icon
46
State Street SPDR S&P 500 ETF Trust
SPY
$795B
$238K 0.11%
557
– –
QCOM icon
47
Qualcomm
QCOM
$155B
$236K 0.11%
1,651
+110
+7% +$14.9K
JNJ icon
48
Johnson & Johnson
JNJ
$618B
$218K 0.1%
1,324
– –
MCD icon
49
McDonald's
MCD
$192B
$208K 0.09%
902
– –
CVX icon
50
Chevron
CVX
$392B
– –
-3,276
Closed -$343K
1
2
3

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q2 2021 Portfolio in Review

As of Q2 2021, D. Scott Neal held 52 positions worth $220M, down 1.2% from $223M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

D. Scott Neal withdrew a net $13.8M in Q2 2021, closing 3 positions and reducing 14 holdings. Its most notable exit was iShares 3-7 Year Treasury Bond ETF, an estimated $12.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.4% of assets, up from 1.2% a quarter earlier, followed by Financials and Industrials.

Against the trend, D. Scott Neal opened a new position in State Street Health Care Select Sector SPDR ETF worth $8.56M.

  • D. Scott Neal's largest Q2 2021 buy was State Street Health Care Select Sector SPDR ETF: 67,971 shares worth $8.56M.
  • D. Scott Neal added most to iShares Core S&P Mid-Cap ETF in Q2 2021, an estimated $9.47M increase.
  • D. Scott Neal's biggest Q2 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $12.4M.
  • D. Scott Neal fully exited iShares 3-7 Year Treasury Bond ETF in Q2 2021, selling an estimated $12.2M.
  • D. Scott Neal's ten largest holdings make up 83% of its $220M portfolio in Q2 2021.
  • D. Scott Neal opened 5 new positions and closed 3 in Q2 2021.
  • D. Scott Neal's portfolio value fell 1.2% quarter-over-quarter to $220M.

Based on D. Scott Neal's 13F filing for Q2 2021, filed 2 Aug 2021.