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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+4.29%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$223M
AUM Growth
+$18.5M
Cap. Flow
+$15.1M
Cap. Flow %
6.75%
Top 10 Hldgs %
86.2%
Holding
53
New
10
Increased
10
Reduced
12
Closed
6

Top Buys

Rank Stock Value
1
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$37.6M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$15.7M
3
VXF icon
Vanguard Extended Market ETF
VXF
+$14.5M
4
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$12.4M
5
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$10.4M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$45M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$19.1M
3
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$14.1M
4
VBK icon
Vanguard Morningstar Small-Cap Growth ETF
VBK
+$11.2M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$5.61M

Sector Composition

Rank Sector Weight
1 Financials 1.27%
2 Technology 1.16%
3 Industrials 0.78%
4 Communication Services 0.65%
5 Consumer Discretionary 0.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RF icon
26
Regions Financial
RF
$26.4B
$443K 0.2%
21,434
– –
IJH icon
27
iShares Core S&P Mid-Cap ETF
IJH
$122B
$400K 0.18%
7,690
– –
IBM icon
28
IBM
IBM
$211B
$390K 0.17%
3,057
-99
-3% -$11.8K
XOM icon
29
ExxonMobil
XOM
$644B
$364K 0.16%
6,517
-1,025
-14% -$53.7K
CVX icon
30
Chevron
CVX
$392B
$343K 0.15%
3,276
– –
ROST icon
31
Ross Stores
ROST
$80.5B
$343K 0.15%
+2,857
New +$339K
PG icon
32
Procter & Gamble
PG
$336B
$311K 0.14%
2,298
+31
+1% +$4.04K
PNC icon
33
PNC Financial Services
PNC
$99.7B
$309K 0.14%
1,760
-4
-0.2% -$660
DVY icon
34
iShares Select Dividend ETF
DVY
$23.5B
$304K 0.14%
2,667
– –
NEE icon
35
NextEra Energy
NEE
$181B
$292K 0.13%
3,856
– –
AMZN icon
36
Amazon
AMZN
$2.92T
$275K 0.12%
1,780
+540
+44% +$85.6K
LOW icon
37
Lowe's Companies
LOW
$117B
$273K 0.12%
1,438
– –
FNDC icon
38
Schwab Fundamental International Small Company Index ETF
FNDC
$3.05B
$243K 0.11%
+6,491
New +$238K
NVDA icon
39
NVIDIA
NVDA
$4.86T
$242K 0.11%
18,160
+2,000
+12% +$26.9K
AAPL icon
40
Apple
AAPL
$4.54T
$241K 0.11%
+1,970
New +$253K
IEF icon
41
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$239K 0.11%
2,115
+147
+7% +$17.1K
TLT icon
42
iShares 20+ Year Treasury Bond ETF
TLT
$41.4B
$234K 0.1%
1,727
– –
WMT icon
43
Walmart Inc
WMT
$885B
$223K 0.1%
4,932
– –
SPY icon
44
State Street SPDR S&P 500 ETF Trust
SPY
$795B
$221K 0.1%
557
-1,056
-65% -$407K
JNJ icon
45
Johnson & Johnson
JNJ
$618B
$218K 0.1%
1,324
+10
+0.8% +$1.62K
QCOM icon
46
Qualcomm
QCOM
$155B
$204K 0.09%
1,541
– –
MCD icon
47
McDonald's
MCD
$192B
$202K 0.09%
+902
New +$193K
EFG icon
48
iShares MSCI EAFE Growth ETF
EFG
$16.6B
– –
-55,585
Closed -$5.61M
FPXI icon
49
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$274M
– –
-23,859
Closed -$1.64M
GE icon
50
GE Aerospace
GE
$374B
– –
-2,374
Closed -$128K
1
2
3

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NWM
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APC
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WTFG
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SNWA
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D. Scott Neal's Q1 2021 Portfolio in Review

As of Q1 2021, D. Scott Neal held 53 positions worth $223M, up 9% from $205M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

D. Scott Neal deployed $15.1M of net new capital in Q1 2021, opening 10 new positions and adding to 10 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 243,020 shares worth $16.9M.

By sector, the portfolio is most concentrated in Financials at 1.3% of assets, up from 1.2% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $45M trimmed.

  • D. Scott Neal's largest Q1 2021 buy was Invesco S&P 500 High Beta ETF: 243,020 shares worth $16.9M.
  • D. Scott Neal added most to iShares 5-10 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $37.6M increase.
  • D. Scott Neal's biggest Q1 2021 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $45M.
  • D. Scott Neal fully exited Vanguard Morningstar Mid-Cap Growth ETF in Q1 2021, selling an estimated $14.1M.
  • D. Scott Neal's ten largest holdings make up 86% of its $223M portfolio in Q1 2021.
  • D. Scott Neal opened 10 new positions and closed 6 in Q1 2021.
  • D. Scott Neal's portfolio value rose 9% quarter-over-quarter to $223M.

Based on D. Scott Neal's 13F filing for Q1 2021, filed 30 Apr 2021.