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D. Scott Neal Portfolio holdings
AUM
$216M
1-Year Est. Return
33.28%
This Fund
S&P 500
This Quarter
Est. Return
+5.06%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$178M
AUM Growth
+$18.5M
(+12%)
Cap. Flow
+$12.3M
Cap. Flow
% of AUM
6.93%
Top 10 Holdings %
Top 10 Hldgs %
92.21%
Holding
40
New
3
Increased
11
Reduced
10
Closed
2
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$26.1M |
| 2 |
Vanguard Morningstar Small-Cap Growth ETF
VBK
|
+$7.42M |
| 3 |
Vanguard Morningstar Mid-Cap Growth ETF
VOT
|
+$5.97M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$4.73M |
| 5 |
iShares MSCI EAFE Growth ETF
EFG
|
+$4.47M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Intermediate-Term Treasury ETF
VGIT
|
+$21.2M |
| 2 |
Vanguard Short-Term Treasury ETF
VGSH
|
+$14.7M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$1.71M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$349K |
| 5 |
Tesla
TSLA
|
+$341K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 0.96% |
| 2 | Communication Services | 0.76% |
| 3 | Industrials | 0.71% |
| 4 | Technology | 0.56% |
| 5 | Healthcare | 0.46% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Chevron
CVX
$392B
| $315K | 0.18% |
4,376
| – | – |
|
27
Truist Financial
TFC
$63.3B
| $303K | 0.17% |
7,971
| – | – |
|
28
Procter & Gamble
PG
$336B
| $295K | 0.17% |
2,120
| – | – |
|
29
iShares Core S&P Mid-Cap ETF
IJH
$122B
| $285K | 0.16% |
7,690
| – | – |
|
30
NextEra Energy
NEE
$181B
| $268K | 0.15% |
3,856
| – | – |
|
31
ExxonMobil
XOM
$644B
| $259K | 0.15% |
7,542
-550
| -7% | -$22.5K |
|
32
IBM
IBM
$211B
| $253K | 0.14% |
2,174
-73
| -3% | -$8.6K |
|
33
Regions Financial
RF
$26.4B
| $247K | 0.14% |
21,434
| – | – |
|
34
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
| $240K | 0.13% |
1,968
-20
| -1% | -$2.44K |
|
35
Lowe's Companies
LOW
$117B
| $239K | 0.13% |
1,438
-500
| -26% | -$77K |
|
36
Walmart Inc
WMT
$885B
| $230K | 0.13% |
4,932
-930
| -16% | -$41.3K |
|
37
NVIDIA
NVDA
$4.86T
| $212K | 0.12% |
+15,680
| New | +$182K |
|
38
GE Aerospace
GE
$374B
| $72K | 0.04% |
2,310
-180
| -7% | -$5.85K |
|
|
39
Tesla
TSLA
$1.23T
| – | – |
-4,740
| Closed | -$341K |
|
|
40
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
| – | – |
-299,969
| Closed | -$21.2M |
|
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D. Scott Neal's Q3 2020 Portfolio in Review
As of Q3 2020, D. Scott Neal held 40 positions worth $178M, up 12% from $160M the previous quarter. Its ten largest holdings account for 92% of the portfolio.
D. Scott Neal deployed $12.3M of net new capital in Q3 2020, opening 3 new positions and adding to 11 existing holdings. Its largest new stake was iShares MSCI EAFE Growth ETF: 50,394 shares worth $4.53M.
By sector, the portfolio is most concentrated in Financials at 0.96% of assets, down from 1.1% a quarter earlier, followed by Communication Services and Industrials.
On the sell side, the largest reduction was Vanguard Short-Term Treasury ETF, an estimated $14.7M trimmed.
- D. Scott Neal's largest Q3 2020 buy was iShares MSCI EAFE Growth ETF: 50,394 shares worth $4.53M.
- D. Scott Neal added most to iShares 5-10 Year Investment Grade Corporate Bond ETF in Q3 2020, an estimated $26.1M increase.
- D. Scott Neal's biggest Q3 2020 reduction was Vanguard Short-Term Treasury ETF, cutting an estimated $14.7M.
- D. Scott Neal fully exited Vanguard Intermediate-Term Treasury ETF in Q3 2020, selling an estimated $21.2M.
- D. Scott Neal's ten largest holdings make up 92% of its $178M portfolio in Q3 2020.
- D. Scott Neal opened 3 new positions and closed 2 in Q3 2020.
- D. Scott Neal's portfolio value rose 12% quarter-over-quarter to $178M.
Based on D. Scott Neal's 13F filing for Q3 2020, filed 15 Oct 2020.