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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+9.73%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$160M
AUM Growth
-$6.71M
Cap. Flow
-$20.2M
Cap. Flow %
-12.68%
Top 10 Hldgs %
92.9%
Holding
41
New
6
Increased
7
Reduced
14
Closed
4

Top Buys

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$21.1M
2
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$3.94M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$2.64M
4
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.23M
5
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$308K

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.8M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
3
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$6.87M
4
QLD icon
ProShares Ultra QQQ
QLD
+$547K
5
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$423K

Sector Composition

Rank Sector Weight
1 Financials 1.07%
2 Communication Services 0.89%
3 Industrials 0.69%
4 Energy 0.47%
5 Healthcare 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDY icon
26
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$340K 0.21%
1,049
-20
-2% -$6.07K
TFC icon
27
Truist Financial
TFC
$63.3B
$299K 0.19%
7,971
– –
IJH icon
28
iShares Core S&P Mid-Cap ETF
IJH
$122B
$273K 0.17%
7,690
– –
LOW icon
29
Lowe's Companies
LOW
$117B
$262K 0.16%
+1,938
New +$221K
IBM icon
30
IBM
IBM
$211B
$259K 0.16%
2,247
-8
-0.4% -$929
PG icon
31
Procter & Gamble
PG
$336B
$253K 0.16%
2,120
– –
IEF icon
32
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$242K 0.15%
1,988
+28
+1% +$3.4K
RF icon
33
Regions Financial
RF
$26.4B
$238K 0.15%
21,434
+1,434
+7% +$15.3K
IGIB icon
34
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$235K 0.15%
+3,895
New +$227K
WMT icon
35
Walmart Inc
WMT
$885B
$234K 0.15%
5,862
+45
+0.8% +$1.85K
NEE icon
36
NextEra Energy
NEE
$181B
$232K 0.15%
3,856
– –
GE icon
37
GE Aerospace
GE
$374B
$85K 0.05%
2,490
-397
-14% -$13.4K
ACWI icon
38
iShares MSCI ACWI ETF
ACWI
$32.5B
– –
-4,159
Closed -$260K
EFA icon
39
iShares MSCI EAFE ETF
EFA
$78B
– –
-7,397
Closed -$395K
VO icon
40
Vanguard Morningstar Mid-Cap ETF
VO
$106B
– –
-12,852
Closed -$423K
VYM icon
41
Vanguard High Dividend Yield ETF
VYM
$80.9B
– –
-5,626
Closed -$398K
1
2

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FFAM
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NWM
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LA
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APC
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WTFG
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D. Scott Neal's Q2 2020 Portfolio in Review

As of Q2 2020, D. Scott Neal held 41 positions worth $160M, down 4% from $166M the previous quarter. Its ten largest holdings account for 93% of the portfolio.

D. Scott Neal withdrew a net $20.2M in Q2 2020, closing 4 positions and reducing 14 holdings. Its most notable exit was Vanguard Morningstar Mid-Cap ETF, an estimated $423K position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.1% of assets, up from 0.97% a quarter earlier, followed by Communication Services and Industrials.

Against the trend, D. Scott Neal opened a new position in Vanguard Intermediate-Term Treasury ETF worth $21.2M.

  • D. Scott Neal's largest Q2 2020 buy was Vanguard Intermediate-Term Treasury ETF: 299,969 shares worth $21.2M.
  • D. Scott Neal added most to Invesco QQQ Trust in Q2 2020, an estimated $2.64M increase.
  • D. Scott Neal's biggest Q2 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $22.8M.
  • D. Scott Neal fully exited Vanguard Morningstar Mid-Cap ETF in Q2 2020, selling an estimated $423K.
  • D. Scott Neal's ten largest holdings make up 93% of its $160M portfolio in Q2 2020.
  • D. Scott Neal opened 6 new positions and closed 4 in Q2 2020.
  • D. Scott Neal's portfolio value fell 4% quarter-over-quarter to $160M.

Based on D. Scott Neal's 13F filing for Q2 2020, filed 16 Jul 2020.