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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$207M
AUM Growth
+$13.1M
Cap. Flow
+$3.75M
Cap. Flow %
1.81%
Top 10 Hldgs %
83.97%
Holding
43
New
8
Increased
7
Reduced
19
Closed
1

Top Buys

Rank Stock Value
1
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.36M
2
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$4.01M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.51M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$2.74M
5
USRT icon
iShares Core US REIT ETF
USRT
+$1.79M

Top Sells

Rank Stock Value
1
VBK icon
Vanguard Morningstar Small-Cap Growth ETF
VBK
+$5.55M
2
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$3.85M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$3.7M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.45M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.01M

Sector Composition

Rank Sector Weight
1 Financials 1.15%
2 Communication Services 0.72%
3 Industrials 0.64%
4 Technology 0.3%
5 Healthcare 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBK icon
26
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
$490K 0.24%
2,466
-29,237
-92% -$5.55M
EFA icon
27
iShares MSCI EAFE ETF
EFA
$78B
$469K 0.23%
6,747
– –
TFC icon
28
Truist Financial
TFC
$63.3B
$449K 0.22%
7,971
– –
PFE icon
29
Pfizer
PFE
$143B
$391K 0.19%
10,509
-1,028
-9% -$36.6K
ACWI icon
30
iShares MSCI ACWI ETF
ACWI
$32.5B
$390K 0.19%
4,915
-48,427
-91% -$3.7M
MSFT icon
31
Microsoft
MSFT
$3.45T
$363K 0.18%
2,301
+546
+31% +$80.2K
RF icon
32
Regions Financial
RF
$26.4B
$343K 0.17%
+20,000
New +$329K
IJH icon
33
iShares Core S&P Mid-Cap ETF
IJH
$122B
$317K 0.15%
7,690
– –
XLRE icon
34
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.55B
$306K 0.15%
7,911
-99,444
-93% -$3.85M
SPIB icon
35
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$292K 0.14%
8,266
-564
-6% -$19.9K
IBM icon
36
IBM
IBM
$211B
$269K 0.13%
2,096
-171
-8% -$22.2K
PG icon
37
Procter & Gamble
PG
$336B
$265K 0.13%
2,120
-600
-22% -$73.4K
LOW icon
38
Lowe's Companies
LOW
$117B
$232K 0.11%
1,938
– –
IEF icon
39
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$218K 0.11%
1,979
– –
UWM icon
40
ProShares Ultra Russell2000
UWM
$245M
$205K 0.1%
+5,328
New +$187K
XOM icon
41
ExxonMobil
XOM
$644B
$205K 0.1%
+2,938
New +$203K
GE icon
42
GE Aerospace
GE
$374B
$139K 0.07%
2,490
-142
-5% -$7.34K
WPC icon
43
W.P. Carey
WPC
$16.8B
– –
-2,523
Closed -$221K
1
2

Similar funds

MS
Marshall & Sullivan Seattle, Washington $216M AUM 12.97% 1-Year Est. Return
ICM
IMS Capital Management Portland, Oregon $217M AUM 18.69% 1-Year Est. Return
FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q4 2019 Portfolio in Review

As of Q4 2019, D. Scott Neal held 43 positions worth $207M, up 6.7% from $194M the previous quarter. Its ten largest holdings account for 84% of the portfolio.

D. Scott Neal's Q4 2019 filing shows 8 new, 7 increased, 19 reduced and 1 closed positions. Its largest new stake was iShares S&P Small-Cap 600 Value ETF: 69,196 shares worth $5.56M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $5.55M.

By sector, the portfolio is most concentrated in Financials at 1.1% of assets, up from 0.22% a quarter earlier, followed by Communication Services and Industrials.

  • D. Scott Neal's largest Q4 2019 buy was iShares S&P Small-Cap 600 Value ETF: 69,196 shares worth $5.56M.
  • D. Scott Neal added most to iShares 5-10 Year Investment Grade Corporate Bond ETF in Q4 2019, an estimated $3.51M increase.
  • D. Scott Neal's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $5.55M.
  • D. Scott Neal fully exited W.P. Carey in Q4 2019, selling an estimated $221K.
  • D. Scott Neal's ten largest holdings make up 84% of its $207M portfolio in Q4 2019.
  • D. Scott Neal opened 8 new positions and closed 1 in Q4 2019.
  • D. Scott Neal's portfolio value rose 6.7% quarter-over-quarter to $207M.

Based on D. Scott Neal's 13F filing for Q4 2019, filed 16 Jan 2020.