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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
-0.51%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$176M
AUM Growth
+$9.27M
Cap. Flow
+$12.9M
Cap. Flow %
7.3%
Top 10 Hldgs %
83.09%
Holding
187
New
17
Increased
16
Reduced
24
Closed
9

Top Buys

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$16.9M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$9.13M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$5.99M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.91M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.27M

Top Sells

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$14.4M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.06M
3
IYR icon
iShares US Real Estate ETF
IYR
+$2.83M
4
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$1.72M
5
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$1.48M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Industrials 0.93%
3 Consumer Staples 0.87%
4 Healthcare 0.7%
5 Financials 0.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDS icon
26
ProShares UltraShort S&P500
SDS
$406M
$426K 0.24%
416
– –
PFE icon
27
Pfizer
PFE
$140B
$394K 0.22%
11,687
-10
-0.1% -$344
TFC icon
28
Truist Financial
TFC
$63.2B
$351K 0.2%
6,749
– –
PM icon
29
Philip Morris
PM
$301B
$325K 0.18%
3,265
– –
IJH icon
30
iShares Core S&P Mid-Cap ETF
IJH
$123B
$295K 0.17%
7,875
– –
ANET icon
31
Arista Networks
ANET
$219B
$288K 0.16%
18,048
– –
PG icon
32
Procter & Gamble
PG
$343B
$267K 0.15%
3,362
– –
AAPL icon
33
Apple
AAPL
$4.89T
$254K 0.14%
6,048
+1,200
+25% +$51.7K
SPMD icon
34
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$252K 0.14%
7,613
-43,938
-85% -$1.48M
DVY icon
35
iShares Select Dividend ETF
DVY
$24B
$221K 0.13%
2,325
-250
-10% -$24.4K
ABBV icon
36
AbbVie
ABBV
$458B
$204K 0.12%
2,153
– –
MO icon
37
Altria Group
MO
$122B
$203K 0.12%
3,265
– –
GE icon
38
GE Aerospace
GE
$367B
$195K 0.11%
3,016
+1,702
+130% +$126K
USRT icon
39
iShares Core US REIT ETF
USRT
$4.74B
$194K 0.11%
4,301
-18,548
-81% -$849K
CSCO icon
40
Cisco
CSCO
$450B
$193K 0.11%
4,491
+120
+3% +$5.09K
SPSM icon
41
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$188K 0.11%
6,279
-36,273
-85% -$1.1M
AMZN icon
42
Amazon
AMZN
$2.5T
$181K 0.1%
2,500
– –
CVX icon
43
Chevron
CVX
$388B
$177K 0.1%
1,551
– –
INTC icon
44
Intel
INTC
$466B
$164K 0.09%
3,141
-220
-7% -$10.5K
JNJ icon
45
Johnson & Johnson
JNJ
$635B
$164K 0.09%
1,277
– –
XOM icon
46
ExxonMobil
XOM
$651B
$160K 0.09%
2,139
+19
+0.9% +$1.52K
MSFT icon
47
Microsoft
MSFT
$2.84T
$157K 0.09%
1,724
– –
NVDA icon
48
NVIDIA
NVDA
$5.01T
$154K 0.09%
26,520
+16,000
+152% +$94K
WPC icon
49
W.P. Carey
WPC
$17.1B
$153K 0.09%
2,523
– –
KO icon
50
Coca-Cola
KO
$354B
$148K 0.08%
3,410
– –
1
2
3 4 5

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q1 2018 Portfolio in Review

As of Q1 2018, D. Scott Neal held 187 positions worth $176M, up 5.6% from $167M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

D. Scott Neal deployed $12.9M of net new capital in Q1 2018, opening 17 new positions and adding to 16 existing holdings. Its largest new stake was Vanguard FTSE Emerging Markets ETF: 352,153 shares worth $16.5M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 1.1% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was Vanguard Real Estate ETF, an estimated $14.4M trimmed.

  • D. Scott Neal's largest Q1 2018 buy was Vanguard FTSE Emerging Markets ETF: 352,153 shares worth $16.5M.
  • D. Scott Neal added most to Vanguard High Dividend Yield ETF in Q1 2018, an estimated $9.13M increase.
  • D. Scott Neal's biggest Q1 2018 reduction was Vanguard Real Estate ETF, cutting an estimated $14.4M.
  • D. Scott Neal fully exited State Street SPDR Portfolio Intermediate Term Corporate Bond ETF in Q1 2018, selling an estimated $3.06M.
  • D. Scott Neal's ten largest holdings make up 83% of its $176M portfolio in Q1 2018.
  • D. Scott Neal opened 17 new positions and closed 9 in Q1 2018.
  • D. Scott Neal's portfolio value rose 5.6% quarter-over-quarter to $176M.

Based on D. Scott Neal's 13F filing for Q1 2018, filed 19 Apr 2018.