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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$167M
AUM Growth
+$1.01M
Cap. Flow
-$4.41M
Cap. Flow %
-2.64%
Top 10 Hldgs %
79.79%
Holding
201
New
9
Increased
12
Reduced
30
Closed
30

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$6.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.16M
3
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.08M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.83M
5
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$1.69M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$6.11M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.63M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$2.95M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.71M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.61M

Sector Composition

Rank Sector Weight
1 Technology 1.1%
2 Industrials 1.04%
3 Consumer Staples 1.01%
4 Healthcare 0.79%
5 Financials 0.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHA icon
26
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$745K 0.45%
42,716
-1,708
-4% -$29.2K
BSCK
27
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$543K 0.33%
25,510
– –
SCHH icon
28
Schwab US REIT ETF
SCHH
$11.5B
$538K 0.32%
25,852
+23,738
+1,123% +$494K
IBM icon
29
IBM
IBM
$211B
$447K 0.27%
3,049
-136
-4% -$19.8K
SDS icon
30
ProShares UltraShort S&P500
SDS
$418M
$427K 0.26%
416
– –
SPEM icon
31
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.2B
$405K 0.24%
+10,628
New +$395K
PFE icon
32
Pfizer
PFE
$143B
$402K 0.24%
11,697
+7,899
+208% +$269K
PM icon
33
Philip Morris
PM
$297B
$345K 0.21%
3,265
– –
TFC icon
34
Truist Financial
TFC
$63.3B
$336K 0.2%
6,749
-105
-2% -$5.07K
PG icon
35
Procter & Gamble
PG
$336B
$309K 0.19%
3,362
-1
-0% -$90
IJH icon
36
iShares Core S&P Mid-Cap ETF
IJH
$122B
$299K 0.18%
7,875
-42,955
-85% -$1.59M
ANET icon
37
Arista Networks
ANET
$227B
$266K 0.16%
18,048
– –
CWI icon
38
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.78B
$257K 0.15%
9,884
-2,280
-19% -$58.6K
DVY icon
39
iShares Select Dividend ETF
DVY
$23.5B
$254K 0.15%
2,575
-63,468
-96% -$6.11M
MO icon
40
Altria Group
MO
$114B
$233K 0.14%
3,265
– –
ABBV icon
41
AbbVie
ABBV
$443B
$208K 0.12%
2,153
– –
AAPL icon
42
Apple
AAPL
$4.54T
$205K 0.12%
4,848
– –
CVX icon
43
Chevron
CVX
$392B
$194K 0.12%
1,551
-100
-6% -$11.9K
JNJ icon
44
Johnson & Johnson
JNJ
$618B
$178K 0.11%
1,277
– –
XOM icon
45
ExxonMobil
XOM
$644B
$177K 0.11%
2,120
-125
-6% -$10.3K
WPC icon
46
W.P. Carey
WPC
$16.8B
$170K 0.1%
2,523
– –
CSCO icon
47
Cisco
CSCO
$457B
$167K 0.1%
4,371
– –
KO icon
48
Coca-Cola
KO
$377B
$156K 0.09%
3,410
– –
INTC icon
49
Intel
INTC
$455B
$155K 0.09%
3,361
-872
-21% -$38.1K
TSLA icon
50
Tesla
TSLA
$1.23T
$149K 0.09%
7,185
– –
1
2
3 4 5

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D. Scott Neal's Q4 2017 Portfolio in Review

As of Q4 2017, D. Scott Neal held 201 positions worth $167M, up 0.61% from $166M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

D. Scott Neal's Q4 2017 filing shows 9 new, 12 increased, 30 reduced and 30 closed positions. Its largest new stake was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 89,516 shares worth $3.06M. The largest sale was iShares Select Dividend ETF, an estimated $6.11M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 1% a quarter earlier, followed by Industrials and Consumer Staples.

  • D. Scott Neal's largest Q4 2017 buy was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 89,516 shares worth $3.06M.
  • D. Scott Neal added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q4 2017, an estimated $6.6M increase.
  • D. Scott Neal's biggest Q4 2017 reduction was iShares Select Dividend ETF, cutting an estimated $6.11M.
  • D. Scott Neal fully exited Vanguard Intermediate-Term Corporate Bond ETF in Q4 2017, selling an estimated $2.95M.
  • D. Scott Neal's ten largest holdings make up 80% of its $167M portfolio in Q4 2017.
  • D. Scott Neal opened 9 new positions and closed 30 in Q4 2017.
  • D. Scott Neal's portfolio value rose 0.61% quarter-over-quarter to $167M.

Based on D. Scott Neal's 13F filing for Q4 2017, filed 16 Feb 2018.