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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.7%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$166M
AUM Growth
+$19M
Cap. Flow
+$14.7M
Cap. Flow %
8.85%
Top 10 Hldgs %
79.02%
Holding
214
New
25
Increased
30
Reduced
40
Closed
22

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$12.5M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.49M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$2.95M
4
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$1.43M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.37M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$2.06M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.03M
3
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$1.35M
4
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.24M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 1.04%
2 Consumer Staples 0.99%
3 Industrials 0.9%
4 Financials 0.68%
5 Healthcare 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDS icon
26
ProShares UltraShort S&P500
SDS
$418M
$485K 0.29%
416
-55
-12% -$67.1K
IBM icon
27
IBM
IBM
$211B
$442K 0.27%
3,185
+132
+4% +$18.4K
USB icon
28
US Bancorp
USB
$98.2B
$405K 0.24%
7,559
+35
+0.5% +$1.83K
VCSH icon
29
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$389K 0.23%
4,858
-13,639
-74% -$1.09M
PM icon
30
Philip Morris
PM
$297B
$362K 0.22%
3,265
– –
VEU icon
31
Vanguard FTSE All-World ex-US ETF
VEU
$66.6B
$350K 0.21%
6,632
+2,597
+64% +$134K
BSCI
32
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$332K 0.2%
15,665
-69
-0.4% -$1.46K
TFC icon
33
Truist Financial
TFC
$63.3B
$322K 0.19%
6,854
-55
-0.8% -$2.53K
CWI icon
34
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.78B
$307K 0.19%
12,164
+2,393
+24% +$58.9K
PG icon
35
Procter & Gamble
PG
$336B
$306K 0.18%
3,363
– –
ANET icon
36
Arista Networks
ANET
$227B
$214K 0.13%
18,048
– –
MO icon
37
Altria Group
MO
$114B
$207K 0.12%
3,265
– –
CVX icon
38
Chevron
CVX
$392B
$194K 0.12%
1,651
+100
+6% +$10.9K
ABBV icon
39
AbbVie
ABBV
$443B
$191K 0.12%
2,153
– –
AAPL icon
40
Apple
AAPL
$4.54T
$187K 0.11%
4,848
– –
XOM icon
41
ExxonMobil
XOM
$644B
$184K 0.11%
2,245
-2,141
-49% -$170K
GE icon
42
GE Aerospace
GE
$374B
$181K 0.11%
1,565
-1,906
-55% -$230K
ALXN
43
DELISTED
Alexion Pharmaceuticals
ALXN
$168K 0.1%
1,200
– –
WPC icon
44
W.P. Carey
WPC
$16.8B
$167K 0.1%
2,523
– –
JNJ icon
45
Johnson & Johnson
JNJ
$618B
$166K 0.1%
1,277
– –
TSLA icon
46
Tesla
TSLA
$1.23T
$163K 0.1%
7,185
– –
INTC icon
47
Intel
INTC
$455B
$161K 0.1%
4,233
-278
-6% -$9.88K
SCHX icon
48
Schwab US Large- Cap ETF
SCHX
$71.8B
$161K 0.1%
16,050
+13,644
+567% +$134K
KO icon
49
Coca-Cola
KO
$377B
$153K 0.09%
3,410
– –
CSCO icon
50
Cisco
CSCO
$457B
$147K 0.09%
4,371
– –
1
2
3 4 5

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D. Scott Neal's Q3 2017 Portfolio in Review

As of Q3 2017, D. Scott Neal held 214 positions worth $166M, up 13% from $147M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

D. Scott Neal deployed $14.7M of net new capital in Q3 2017, opening 25 new positions and adding to 30 existing holdings. Its largest new stake was Vanguard Intermediate-Term Corporate Bond ETF: 33,504 shares worth $2.95M.

By sector, the portfolio is most concentrated in Technology at 1% of assets, down from 1.6% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.06M trimmed.

  • D. Scott Neal's largest Q3 2017 buy was Vanguard Intermediate-Term Corporate Bond ETF: 33,504 shares worth $2.95M.
  • D. Scott Neal added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q3 2017, an estimated $12.5M increase.
  • D. Scott Neal's biggest Q3 2017 reduction was iShares Select Dividend ETF, cutting an estimated $2.06M.
  • D. Scott Neal fully exited State Street SPDR Portfolio Short Term Corporate Bond ETF in Q3 2017, selling an estimated $311K.
  • D. Scott Neal's ten largest holdings make up 79% of its $166M portfolio in Q3 2017.
  • D. Scott Neal opened 25 new positions and closed 22 in Q3 2017.
  • D. Scott Neal's portfolio value rose 13% quarter-over-quarter to $166M.

Based on D. Scott Neal's 13F filing for Q3 2017, filed 18 Oct 2017.