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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.03%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$147M
AUM Growth
-$8.41M
Cap. Flow
-$11.4M
Cap. Flow %
-7.79%
Top 10 Hldgs %
77.93%
Holding
194
New
27
Increased
29
Reduced
45
Closed
5

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$638K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$561K
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$428K
4
BSCI
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
+$334K
5
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$328K

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14.9M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$247K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$197K
4
TWM icon
ProShares UltraShort Russell2000
TWM
+$192K
5
IYR icon
iShares US Real Estate ETF
IYR
+$168K

Sector Composition

Rank Sector Weight
1 Technology 1.63%
2 Consumer Staples 1.34%
3 Industrials 1.25%
4 Healthcare 0.74%
5 Financials 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHM icon
26
Schwab US Mid-Cap ETF
SCHM
$14.7B
$520K 0.35%
32,412
+72
+0.2% +$1.14K
GE icon
27
GE Aerospace
GE
$383B
$449K 0.31%
3,471
+1,282
+59% +$176K
IBM icon
28
IBM
IBM
$213B
$449K 0.31%
3,053
-52
-2% -$7.84K
USB icon
29
US Bancorp
USB
$99.6B
$391K 0.27%
7,524
+36
+0.5% +$1.85K
PM icon
30
Philip Morris
PM
$292B
$383K 0.26%
3,265
– –
XOM icon
31
ExxonMobil
XOM
$643B
$354K 0.24%
4,386
– –
BSCI
32
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$334K 0.23%
+15,734
New +$334K
TFC icon
33
Truist Financial
TFC
$63.4B
$314K 0.21%
6,909
– –
SPSB icon
34
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.6B
$311K 0.21%
10,155
– –
PG icon
35
Procter & Gamble
PG
$338B
$293K 0.2%
3,363
-400
-11% -$35.3K
NVDA icon
36
NVIDIA
NVDA
$5.01T
$258K 0.18%
+71,480
New +$227K
MO icon
37
Altria Group
MO
$114B
$243K 0.17%
3,265
– –
CWI icon
38
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.79B
$232K 0.16%
9,771
-183
-2% -$4.3K
RAI
39
DELISTED
Reynolds American Inc
RAI
$210K 0.14%
3,234
– –
AMZN icon
40
Amazon
AMZN
$3.06T
$209K 0.14%
4,320
+1,320
+44% +$63K
VEU icon
41
Vanguard FTSE All-World ex-US ETF
VEU
$66.9B
$202K 0.14%
4,035
+8
+0.2% +$396
MU icon
42
Micron Technology
MU
$937B
$190K 0.13%
+6,352
New +$186K
AAPL icon
43
Apple
AAPL
$4.46T
$175K 0.12%
4,848
+800
+20% +$29.6K
SHY icon
44
iShares 1-3 Year Treasury Bond ETF
SHY
$25B
$175K 0.12%
2,070
– –
TSLA icon
45
Tesla
TSLA
$1.27T
$173K 0.12%
7,185
-2,160
-23% -$47.5K
ANET icon
46
Arista Networks
ANET
$233B
$169K 0.12%
18,048
-5,952
-25% -$53.9K
JNJ icon
47
Johnson & Johnson
JNJ
$613B
$169K 0.12%
1,277
– –
WPC icon
48
W.P. Carey
WPC
$16.6B
$163K 0.11%
2,523
+277
+12% +$17.5K
CVX icon
49
Chevron
CVX
$385B
$162K 0.11%
1,551
– –
DGAS
50
DELISTED
Delta Natural Gas Co Inc
DGAS
$162K 0.11%
5,325
– –
1
2
3 4 5

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q2 2017 Portfolio in Review

As of Q2 2017, D. Scott Neal held 194 positions worth $147M, down 5.4% from $155M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

D. Scott Neal withdrew a net $11.4M in Q2 2017, closing 5 positions and reducing 45 holdings. Its most notable exit was Mead Johnson Nutrition Company, an estimated $9K position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.6% of assets, up from 1.1% a quarter earlier, followed by Consumer Staples and Industrials.

Against the trend, D. Scott Neal opened a new position in Invesco BulletShares 2018 Corporate Bond ETF worth $334K.

  • D. Scott Neal's largest Q2 2017 buy was Invesco BulletShares 2018 Corporate Bond ETF: 15,734 shares worth $334K.
  • D. Scott Neal added most to iShares Russell 2000 ETF in Q2 2017, an estimated $638K increase.
  • D. Scott Neal's biggest Q2 2017 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $14.9M.
  • D. Scott Neal fully exited Mead Johnson Nutrition Company in Q2 2017, selling an estimated $9K.
  • D. Scott Neal's ten largest holdings make up 78% of its $147M portfolio in Q2 2017.
  • D. Scott Neal opened 27 new positions and closed 5 in Q2 2017.
  • D. Scott Neal's portfolio value fell 5.4% quarter-over-quarter to $147M.

Based on D. Scott Neal's 13F filing for Q2 2017, filed 14 Jul 2017.