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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+3.25%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$155M
AUM Growth
+$14.9M
Cap. Flow
+$10.1M
Cap. Flow %
6.48%
Top 10 Hldgs %
78.25%
Holding
177
New
8
Increased
21
Reduced
24
Closed
10

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14.5M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.57M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.16M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.12M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$968K

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$11.2M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.23M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$473K
4
DVY icon
iShares Select Dividend ETF
DVY
+$289K
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$173K

Sector Composition

Rank Sector Weight
1 Consumer Staples 1.21%
2 Technology 1.12%
3 Industrials 0.91%
4 Financials 0.68%
5 Healthcare 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UWM icon
26
ProShares Ultra Russell2000
UWM
$245M
$590K 0.38%
20,420
-2,040
-9% -$58.1K
IBM icon
27
IBM
IBM
$211B
$517K 0.33%
3,105
-16
-0.5% -$2.68K
SCHM icon
28
Schwab US Mid-Cap ETF
SCHM
$14.5B
$510K 0.33%
32,340
+30,960
+2,243% +$483K
USB icon
29
US Bancorp
USB
$98.2B
$386K 0.25%
7,488
+36
+0.5% +$1.92K
PM icon
30
Philip Morris
PM
$297B
$369K 0.24%
3,265
– –
XOM icon
31
ExxonMobil
XOM
$644B
$360K 0.23%
4,386
-500
-10% -$41.8K
PG icon
32
Procter & Gamble
PG
$336B
$338K 0.22%
3,763
+760
+25% +$67.4K
GE icon
33
GE Aerospace
GE
$374B
$313K 0.2%
2,189
– –
SPSB icon
34
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$311K 0.2%
10,155
– –
TFC icon
35
Truist Financial
TFC
$63.3B
$309K 0.2%
6,909
– –
TWM icon
36
ProShares UltraShort Russell2000
TWM
$44.3M
$259K 0.17%
578
-67
-10% -$30.8K
ALXN
37
DELISTED
Alexion Pharmaceuticals
ALXN
$242K 0.16%
2,000
– –
MO icon
38
Altria Group
MO
$114B
$233K 0.15%
3,265
– –
CWI icon
39
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.78B
$226K 0.15%
9,954
+9,837
+8,408% +$217K
CSCO icon
40
Cisco
CSCO
$457B
$209K 0.13%
6,171
– –
RAI
41
DELISTED
Reynolds American Inc
RAI
$204K 0.13%
3,234
– –
ANET icon
42
Arista Networks
ANET
$227B
$198K 0.13%
24,000
– –
VEU icon
43
Vanguard FTSE All-World ex-US ETF
VEU
$66.6B
$193K 0.12%
4,027
+3,847
+2,137% +$179K
ABBV icon
44
AbbVie
ABBV
$443B
$186K 0.12%
2,853
– –
INTC icon
45
Intel
INTC
$455B
$178K 0.11%
4,946
-272
-5% -$9.84K
SHY icon
46
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$175K 0.11%
2,070
– –
TSLA icon
47
Tesla
TSLA
$1.23T
$173K 0.11%
9,345
– –
SPLK
48
DELISTED
Splunk Inc
SPLK
$171K 0.11%
2,740
– –
CVX icon
49
Chevron
CVX
$392B
$167K 0.11%
1,551
– –
GOOG icon
50
Alphabet (Google) Class C
GOOG
$4.36T
$166K 0.11%
4,000
– –
1
2
3 4 5

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WTFG
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D. Scott Neal's Q1 2017 Portfolio in Review

As of Q1 2017, D. Scott Neal held 177 positions worth $155M, up 11% from $140M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

D. Scott Neal deployed $10.1M of net new capital in Q1 2017, opening 8 new positions and adding to 21 existing holdings. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 120,813 shares worth $14.6M.

By sector, the portfolio is most concentrated in Consumer Staples at 1.2% of assets, up from 1.2% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares MSCI EAFE ETF, an estimated $11.2M trimmed.

  • D. Scott Neal's largest Q1 2017 buy was iShares 20+ Year Treasury Bond ETF: 120,813 shares worth $14.6M.
  • D. Scott Neal added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q1 2017, an estimated $2.57M increase.
  • D. Scott Neal's biggest Q1 2017 reduction was iShares MSCI EAFE ETF, cutting an estimated $11.2M.
  • D. Scott Neal fully exited Celgene Corp in Q1 2017, selling an estimated $12K.
  • D. Scott Neal's ten largest holdings make up 78% of its $155M portfolio in Q1 2017.
  • D. Scott Neal opened 8 new positions and closed 10 in Q1 2017.
  • D. Scott Neal's portfolio value rose 11% quarter-over-quarter to $155M.

Based on D. Scott Neal's 13F filing for Q1 2017, filed 25 Apr 2017.