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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+0%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$140M
AUM Growth
+$12.9M
Cap. Flow
+$13.1M
Cap. Flow %
9.34%
Top 10 Hldgs %
81.02%
Holding
201
New
23
Increased
20
Reduced
31
Closed
31

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$12M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.45M
3
BSCH
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
+$1.37M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$760K
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$496K

Top Sells

Rank Stock Value
1
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$1.12M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$470K
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$457K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$449K
5
IYR icon
iShares US Real Estate ETF
IYR
+$442K

Sector Composition

Rank Sector Weight
1 Consumer Staples 1.17%
2 Technology 1.13%
3 Industrials 1%
4 Financials 0.76%
5 Healthcare 0.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GE icon
26
GE Aerospace
GE
$374B
$332K 0.24%
2,189
+530
+32% +$77K
TFC icon
27
Truist Financial
TFC
$63.3B
$325K 0.23%
6,909
– –
SPSB icon
28
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$310K 0.22%
10,155
-13,875
-58% -$424K
TWM icon
29
ProShares UltraShort Russell2000
TWM
$44.3M
$306K 0.22%
+645
New +$351K
PM icon
30
Philip Morris
PM
$297B
$299K 0.21%
3,265
– –
PG icon
31
Procter & Gamble
PG
$336B
$252K 0.18%
3,003
+6
+0.2% +$511
ALXN
32
DELISTED
Alexion Pharmaceuticals
ALXN
$245K 0.17%
2,000
– –
MO icon
33
Altria Group
MO
$114B
$221K 0.16%
3,265
– –
INTC icon
34
Intel
INTC
$455B
$189K 0.13%
5,218
+183
+4% +$6.55K
CSCO icon
35
Cisco
CSCO
$457B
$186K 0.13%
6,171
– –
CVX icon
36
Chevron
CVX
$392B
$183K 0.13%
1,551
+865
+126% +$94.2K
RAI
37
DELISTED
Reynolds American Inc
RAI
$181K 0.13%
3,234
– –
ABBV icon
38
AbbVie
ABBV
$443B
$179K 0.13%
2,853
– –
SHY icon
39
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$175K 0.12%
2,070
– –
DGAS
40
DELISTED
Delta Natural Gas Co Inc
DGAS
$156K 0.11%
5,325
– –
GOOG icon
41
Alphabet (Google) Class C
GOOG
$4.36T
$154K 0.11%
4,000
-200
-5% -$7.79K
JNJ icon
42
Johnson & Johnson
JNJ
$618B
$147K 0.1%
1,277
– –
ANET icon
43
Arista Networks
ANET
$227B
$145K 0.1%
24,000
– –
CL icon
44
Colgate-Palmolive
CL
$73.1B
$141K 0.1%
2,160
-40
-2% -$2.74K
KO icon
45
Coca-Cola
KO
$377B
$141K 0.1%
3,410
– –
SPLK
46
DELISTED
Splunk Inc
SPLK
$140K 0.1%
2,740
– –
AAPL icon
47
Apple
AAPL
$4.54T
$133K 0.09%
4,604
-204
-4% -$5.78K
TSLA icon
48
Tesla
TSLA
$1.23T
$133K 0.09%
9,345
+795
+9% +$10.4K
VB icon
49
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$133K 0.09%
1,028
+933
+982% +$116K
IJH icon
50
iShares Core S&P Mid-Cap ETF
IJH
$122B
$132K 0.09%
+4,000
New +$127K
1
2
3 4 5

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MS
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ICM
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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q4 2016 Portfolio in Review

As of Q4 2016, D. Scott Neal held 201 positions worth $140M, up 10% from $127M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

D. Scott Neal deployed $13.1M of net new capital in Q4 2016, opening 23 new positions and adding to 20 existing holdings. Its largest new stake was iShares 3-7 Year Treasury Bond ETF: 11,685 shares worth $1.43M.

By sector, the portfolio is most concentrated in Consumer Staples at 1.2% of assets, down from 1.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Vanguard Long-Term Bond ETF, an estimated $1.12M trimmed.

  • D. Scott Neal's largest Q4 2016 buy was iShares 3-7 Year Treasury Bond ETF: 11,685 shares worth $1.43M.
  • D. Scott Neal added most to iShares MSCI EAFE ETF in Q4 2016, an estimated $12M increase.
  • D. Scott Neal's biggest Q4 2016 reduction was Vanguard Long-Term Bond ETF, cutting an estimated $1.12M.
  • D. Scott Neal fully exited UGI in Q4 2016, selling an estimated $88K.
  • D. Scott Neal's ten largest holdings make up 81% of its $140M portfolio in Q4 2016.
  • D. Scott Neal opened 23 new positions and closed 31 in Q4 2016.
  • D. Scott Neal's portfolio value rose 10% quarter-over-quarter to $140M.

Based on D. Scott Neal's 13F filing for Q4 2016, filed 17 Jan 2017.