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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.29%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$127M
AUM Growth
+$14.6M
Cap. Flow
+$12.3M
Cap. Flow %
9.66%
Top 10 Hldgs %
82.06%
Holding
209
New
24
Increased
27
Reduced
29
Closed
30

Top Buys

Rank Stock Value
1
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$2.81M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$2.8M
3
DVY icon
iShares Select Dividend ETF
DVY
+$2.59M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.53M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.47M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$593K
2
IYR icon
iShares US Real Estate ETF
IYR
+$592K
3
SCHB icon
Schwab US Broad Market ETF
SCHB
+$543K
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$529K
5
IWB icon
iShares Russell 1000 ETF
IWB
+$486K

Sector Composition

Rank Sector Weight
1 Consumer Staples 1.32%
2 Technology 1.16%
3 Industrials 1.04%
4 Healthcare 0.83%
5 Financials 0.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFC icon
26
Truist Financial
TFC
$65.4B
$261K 0.2%
6,909
-68
-1% -$2.53K
ALXN
27
DELISTED
Alexion Pharmaceuticals
ALXN
$245K 0.19%
2,000
– –
GE icon
28
GE Aerospace
GE
$364B
$236K 0.19%
1,659
+106
+7% +$15.8K
MO icon
29
Altria Group
MO
$124B
$206K 0.16%
3,265
+3,225
+8,063% +$214K
CSCO icon
30
Cisco
CSCO
$441B
$196K 0.15%
6,171
– –
INTC icon
31
Intel
INTC
$478B
$190K 0.15%
5,035
+66
+1% +$2.34K
ABBV icon
32
AbbVie
ABBV
$450B
$180K 0.14%
2,853
+854
+43% +$55.3K
SHY icon
33
iShares 1-3 Year Treasury Bond ETF
SHY
$25.7B
$176K 0.14%
2,070
-3,130
-60% -$266K
CL icon
34
Colgate-Palmolive
CL
$74.4B
$163K 0.13%
2,200
– –
GOOG icon
35
Alphabet (Google) Class C
GOOG
$4.22T
$163K 0.13%
4,200
– –
SPLK
36
DELISTED
Splunk Inc
SPLK
$161K 0.13%
2,740
– –
RAI
37
DELISTED
Reynolds American Inc
RAI
$152K 0.12%
3,234
+3,180
+5,889% +$160K
JNJ icon
38
Johnson & Johnson
JNJ
$609B
$151K 0.12%
1,277
-563
-31% -$68.3K
KO icon
39
Coca-Cola
KO
$351B
$144K 0.11%
3,410
-20
-0.6% -$876
WPC icon
40
W.P. Carey
WPC
$16.9B
$142K 0.11%
2,246
– –
AAPL icon
41
Apple
AAPL
$4.9T
$136K 0.11%
4,808
+4,208
+701% +$111K
AMZN icon
42
Amazon
AMZN
$2.66T
$130K 0.1%
3,100
+3,000
+3,000% +$115K
ANET icon
43
Arista Networks
ANET
$212B
$128K 0.1%
+24,000
New +$114K
DGAS
44
DELISTED
Delta Natural Gas Co Inc
DGAS
$127K 0.1%
5,325
– –
TSLA icon
45
Tesla
TSLA
$1.43T
$116K 0.09%
8,550
– –
HD icon
46
Home Depot
HD
$338B
$113K 0.09%
876
-130
-13% -$17.3K
MMS icon
47
Maximus
MMS
$3.06B
$113K 0.09%
2,000
– –
MSFT icon
48
Microsoft
MSFT
$2.93T
$111K 0.09%
1,927
+2
+0.1% +$113
ICE icon
49
Intercontinental Exchange
ICE
$79B
$108K 0.08%
2,000
– –
MDLZ icon
50
Mondelez International
MDLZ
$78.3B
$106K 0.08%
+2,425
New +$106K
1
2
3 4 5

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q3 2016 Portfolio in Review

As of Q3 2016, D. Scott Neal held 209 positions worth $127M, up 13% from $113M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

D. Scott Neal deployed $12.3M of net new capital in Q3 2016, opening 24 new positions and adding to 27 existing holdings. Its largest new stake was Vanguard Long-Term Bond ETF: 28,373 shares worth $2.8M.

By sector, the portfolio is most concentrated in Consumer Staples at 1.3% of assets, up from 0.66% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $593K trimmed.

  • D. Scott Neal's largest Q3 2016 buy was Vanguard Long-Term Bond ETF: 28,373 shares worth $2.8M.
  • D. Scott Neal added most to iShares Select Dividend ETF in Q3 2016, an estimated $2.59M increase.
  • D. Scott Neal's biggest Q3 2016 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $593K.
  • D. Scott Neal fully exited Vanguard Intermediate-Term Treasury ETF in Q3 2016, selling an estimated $529K.
  • D. Scott Neal's ten largest holdings make up 82% of its $127M portfolio in Q3 2016.
  • D. Scott Neal opened 24 new positions and closed 30 in Q3 2016.
  • D. Scott Neal's portfolio value rose 13% quarter-over-quarter to $127M.

Based on D. Scott Neal's 13F filing for Q3 2016, filed 18 Oct 2016.