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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.23%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$107M
AUM Growth
-$19.4M
Cap. Flow
-$20.9M
Cap. Flow %
-19.61%
Top 10 Hldgs %
86.43%
Holding
181
New
26
Increased
21
Reduced
35
Closed
9

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$285K
2
WPC icon
W.P. Carey
WPC
+$128K
3
AMTD
TD Ameritrade Holding Corp
AMTD
+$23.6K
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$23.2K
5
ABBV icon
AbbVie
ABBV
+$22.3K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.17M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.83M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.76M
4
OIL
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
+$3.34M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.32M

Sector Composition

Rank Sector Weight
1 Industrials 1.12%
2 Technology 0.94%
3 Healthcare 0.91%
4 Financials 0.7%
5 Energy 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
26
IBM
IBM
$211B
$283K 0.27%
1,952
-4
-0.2% -$511
ALXN
27
DELISTED
Alexion Pharmaceuticals
ALXN
$278K 0.26%
2,000
– –
GE icon
28
GE Aerospace
GE
$374B
$234K 0.22%
1,533
– –
TFC icon
29
Truist Financial
TFC
$63.3B
$232K 0.22%
6,977
– –
PG icon
30
Procter & Gamble
PG
$336B
$202K 0.19%
2,450
+29
+1% +$2.34K
JNJ icon
31
Johnson & Johnson
JNJ
$618B
$191K 0.18%
1,768
+12
+0.7% +$1.24K
INTC icon
32
Intel
INTC
$455B
$160K 0.15%
4,934
+250
+5% +$7.67K
KO icon
33
Coca-Cola
KO
$377B
$159K 0.15%
3,430
+20
+0.6% +$870
UGI icon
34
UGI
UGI
$7.74B
$156K 0.15%
3,876
– –
CL icon
35
Colgate-Palmolive
CL
$73.1B
$155K 0.15%
2,200
– –
BIV icon
36
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$149K 0.14%
1,723
– –
HD icon
37
Home Depot
HD
$331B
$144K 0.14%
1,076
– –
WPC icon
38
W.P. Carey
WPC
$16.8B
$137K 0.13%
+2,246
New +$128K
ESRX
39
DELISTED
Express Scripts Holding Company
ESRX
$137K 0.13%
2,000
-80
-4% -$5.75K
SPLK
40
DELISTED
Splunk Inc
SPLK
$134K 0.13%
2,740
– –
DGAS
41
DELISTED
Delta Natural Gas Co Inc
DGAS
$123K 0.12%
5,325
– –
CSCO icon
42
Cisco
CSCO
$457B
$119K 0.11%
4,171
– –
TSLA icon
43
Tesla
TSLA
$1.23T
$108K 0.1%
7,050
– –
MMS icon
44
Maximus
MMS
$3.17B
$105K 0.1%
2,000
– –
VBK icon
45
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
$105K 0.1%
882
– –
MSFT icon
46
Microsoft
MSFT
$3.45T
$98K 0.09%
1,781
+2
+0.1% +$105
IWR icon
47
iShares Russell Mid-Cap ETF
IWR
$56B
$94K 0.09%
2,300
– –
PEP icon
48
PepsiCo
PEP
$190B
$89K 0.08%
873
+6
+0.7% +$593
ED icon
49
Consolidated Edison
ED
$40.1B
$77K 0.07%
1,000
– –
PFE icon
50
Pfizer
PFE
$143B
$77K 0.07%
2,749
– –
1
2
3 4 5

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MS
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ICM
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FFAM
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NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
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WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q1 2016 Portfolio in Review

As of Q1 2016, D. Scott Neal held 181 positions worth $107M, down 15% from $126M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

D. Scott Neal withdrew a net $20.9M in Q1 2016, closing 9 positions and reducing 35 holdings. Its most notable exit was Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In, an estimated $3.34M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 1.1% of assets, up from 0.88% a quarter earlier, followed by Technology and Healthcare.

Against the trend, D. Scott Neal opened a new position in W.P. Carey worth $137K.

  • D. Scott Neal's largest Q1 2016 buy was W.P. Carey: 2,246 shares worth $137K.
  • D. Scott Neal added most to iShares Core S&P 500 ETF in Q1 2016, an estimated $285K increase.
  • D. Scott Neal's biggest Q1 2016 reduction was Invesco QQQ Trust, cutting an estimated $4.17M.
  • D. Scott Neal fully exited Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In in Q1 2016, selling an estimated $3.34M.
  • D. Scott Neal's ten largest holdings make up 86% of its $107M portfolio in Q1 2016.
  • D. Scott Neal opened 26 new positions and closed 9 in Q1 2016.
  • D. Scott Neal's portfolio value fell 15% quarter-over-quarter to $107M.

Based on D. Scott Neal's 13F filing for Q1 2016, filed 13 Apr 2016.