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DSN
D. Scott Neal Portfolio holdings
AUM
$216M
1-Year Est. Return
33.28%
This Fund
S&P 500
This Quarter
Est. Return
+2.58%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$126M
AUM Growth
+$6.99M
(+5.9%)
Cap. Flow
+$4.59M
Cap. Flow
% of AUM
3.64%
Top 10 Holdings %
Top 10 Hldgs %
84.86%
Holding
152
New
118
Increased
7
Reduced
23
Closed
–
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$1.91M |
| 2 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$796K |
| 3 |
Vanguard Real Estate ETF
VNQ
|
+$453K |
| 4 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$321K |
| 5 |
Invesco QQQ Trust
QQQ
|
+$310K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
OIL
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
|
+$666K |
| 2 |
Merck
MRK
|
+$639K |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$379K |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$356K |
| 5 |
Johnson & Johnson
JNJ
|
+$247K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 0.95% |
| 2 | Industrials | 0.88% |
| 3 | Technology | 0.81% |
| 4 | Financials | 0.63% |
| 5 | Energy | 0.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Vanguard FTSE All-World ex-US ETF
VEU
$66.5B
| $309K | 0.25% |
7,124
-1,306
| -15% | -$58.4K |
|
27
Truist Financial
TFC
$63.4B
| $264K | 0.21% |
6,977
| – | – |
|
28
IBM
IBM
$213B
| $257K | 0.2% |
1,956
-4
| -0.2% | -$537 |
|
29
iShares Core S&P 500 ETF
IVV
$877B
| $231K | 0.18% |
+1,127
| New | +$233K |
|
30
GE Aerospace
GE
$378B
| $229K | 0.18% |
+1,533
| New | +$218K |
|
31
Procter & Gamble
PG
$341B
| $192K | 0.15% |
2,421
-523
| -18% | -$40K |
|
|
ESRX
32
DELISTED
Express Scripts Holding Company
ESRX
| $182K | 0.14% |
+2,080
| New | +$178K |
|
|
33
Johnson & Johnson
JNJ
$610B
| $180K | 0.14% |
1,756
-2,452
| -58% | -$247K |
|
34
Intel
INTC
$440B
| $161K | 0.13% |
4,684
-2,611
| -36% | -$88.3K |
|
|
SPLK
35
DELISTED
Splunk Inc
SPLK
| $161K | 0.13% |
+2,740
| New | +$157K |
|
36
Colgate-Palmolive
CL
$74.7B
| $147K | 0.12% |
+2,200
| New | +$146K |
|
37
Coca-Cola
KO
$378B
| $146K | 0.12% |
+3,410
| New | +$145K |
|
38
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
| $143K | 0.11% |
+1,723
| New | +$145K |
|
39
Home Depot
HD
$340B
| $142K | 0.11% |
+1,076
| New | +$137K |
|
40
UGI
UGI
$7.76B
| $131K | 0.1% |
+3,876
| New | +$135K |
|
41
Cisco
CSCO
$452B
| $113K | 0.09% |
+4,171
| New | +$115K |
|
42
Gilead Sciences
GILD
$162B
| $113K | 0.09% |
+1,116
| New | +$116K |
|
43
Maximus
MMS
$3.23B
| $113K | 0.09% |
+2,000
| New | +$121K |
|
44
Tesla
TSLA
$1.25T
| $113K | 0.09% |
+7,050
| New | +$105K |
|
|
DGAS
45
DELISTED
Delta Natural Gas Co Inc
DGAS
| $112K | 0.09% |
+5,325
| New | +$110K |
|
46
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.2B
| $107K | 0.08% |
+882
| New | +$109K |
|
47
Microsoft
MSFT
$3.62T
| $99K | 0.08% |
+1,779
| New | +$93.6K |
|
48
iShares Russell Mid-Cap ETF
IWR
$55.9B
| $92K | 0.07% |
+2,300
| New | +$93.7K |
|
49
PepsiCo
PEP
$192B
| $87K | 0.07% |
+867
| New | +$86.5K |
|
50
Pfizer
PFE
$143B
| $84K | 0.07% |
+2,749
| New | +$86.5K |
|
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D. Scott Neal's Q4 2015 Portfolio in Review
As of Q4 2015, D. Scott Neal held 152 positions worth $126M, up 5.9% from $119M the previous quarter. Its ten largest holdings account for 85% of the portfolio.
D. Scott Neal deployed $4.59M of net new capital in Q4 2015, opening 118 new positions and adding to 7 existing holdings. Its largest new stake was iShares Core S&P 500 ETF: 1,127 shares worth $231K.
By sector, the portfolio is most concentrated in Healthcare at 0.95% of assets, down from 1.1% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In, an estimated $666K trimmed.
- D. Scott Neal's largest Q4 2015 buy was iShares Core S&P 500 ETF: 1,127 shares worth $231K.
- D. Scott Neal added most to iShares 7-10 Year Treasury Bond ETF in Q4 2015, an estimated $1.91M increase.
- D. Scott Neal's biggest Q4 2015 reduction was Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In, cutting an estimated $666K.
- D. Scott Neal's ten largest holdings make up 85% of its $126M portfolio in Q4 2015.
- D. Scott Neal opened 118 new positions and closed 0 in Q4 2015.
- D. Scott Neal's portfolio value rose 5.9% quarter-over-quarter to $126M.
Based on D. Scott Neal's 13F filing for Q4 2015, filed 12 Jan 2016.