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D. Scott Neal Portfolio holdings
AUM
$216M
1-Year Est. Return
33.28%
This Fund
S&P 500
This Quarter
Est. Return
-4.69%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$119M
AUM Growth
-$26.5M
(-18%)
Cap. Flow
-$19.8M
Cap. Flow
% of AUM
-16.62%
Top 10 Holdings %
Top 10 Hldgs %
86.36%
Holding
38
New
1
Increased
8
Reduced
21
Closed
5
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$975K |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$785K |
| 3 |
iShares Select Dividend ETF
DVY
|
+$763K |
| 4 |
Intel
INTC
|
+$211K |
| 5 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$96.7K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard FTSE Emerging Markets ETF
VWO
|
+$8.72M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.59M |
| 3 |
ProShares Ultra QQQ
QLD
|
+$1.61M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$1.57M |
| 5 |
Vanguard Real Estate ETF
VNQ
|
+$1.12M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 1.12% |
| 2 | Technology | 0.59% |
| 3 | Energy | 0.53% |
| 4 | Financials | 0.47% |
| 5 | Industrials | 0.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
| $359K | 0.3% |
8,430
-4,955
| -37% | -$229K |
|
|
ALXN
27
DELISTED
Alexion Pharmaceuticals
ALXN
| $313K | 0.26% |
2,000
| – | – |
|
28
US Bancorp
USB
$99.6B
| $306K | 0.26% |
7,467
-163
| -2% | -$7.06K |
|
29
IBM
IBM
$202B
| $272K | 0.23% |
1,960
+42
| +2% | +$6.2K |
|
30
Truist Financial
TFC
$63.2B
| $248K | 0.21% |
6,977
-1,000
| -13% | -$38.6K |
|
|
31
Intel
INTC
$466B
| $220K | 0.18% |
+7,295
| New | +$211K |
|
32
Procter & Gamble
PG
$343B
| $212K | 0.18% |
2,944
| – | – |
|
33
Cognizant
CTSH
$21.5B
| $207K | 0.17% |
3,300
| – | – |
|
34
iShares Floating Rate Bond ETF
FLOT
$10.1B
| – | – |
-5,495
| Closed | -$278K |
|
35
Tesla
TSLA
$1.24T
| – | – |
-11,550
| Closed | -$207K |
|
36
ProShares Ultra Russell2000
UWM
$255M
| – | – |
-12,300
| Closed | -$300K |
|
|
37
Vanguard FTSE Emerging Markets ETF
VWO
$119B
| – | – |
-213,212
| Closed | -$8.72M |
|
|
CTRX
38
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
| – | – |
-10,000
| Closed | -$611K |
|
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D. Scott Neal's Q3 2015 Portfolio in Review
As of Q3 2015, D. Scott Neal held 38 positions worth $119M, down 18% from $146M the previous quarter. Its ten largest holdings account for 86% of the portfolio.
D. Scott Neal withdrew a net $19.8M in Q3 2015, closing 5 positions and reducing 21 holdings. Its most notable exit was Vanguard FTSE Emerging Markets ETF, an estimated $8.72M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 1.1% of assets, up from 1% a quarter earlier, followed by Technology and Energy.
Against the trend, D. Scott Neal opened a new position in Intel worth $220K.
- D. Scott Neal's largest Q3 2015 buy was Intel: 7,295 shares worth $220K.
- D. Scott Neal added most to Vanguard Short-Term Corporate Bond ETF in Q3 2015, an estimated $975K increase.
- D. Scott Neal's biggest Q3 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.59M.
- D. Scott Neal fully exited Vanguard FTSE Emerging Markets ETF in Q3 2015, selling an estimated $8.72M.
- D. Scott Neal's ten largest holdings make up 86% of its $119M portfolio in Q3 2015.
- D. Scott Neal opened 1 new position and closed 5 in Q3 2015.
- D. Scott Neal's portfolio value fell 18% quarter-over-quarter to $119M.
Based on D. Scott Neal's 13F filing for Q3 2015, filed 15 Oct 2015.