We are live on ! Find out more
DSN

D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
-0.87%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$146M
AUM Growth
+$6.02M
Cap. Flow
+$7.84M
Cap. Flow %
5.39%
Top 10 Hldgs %
81.19%
Holding
37
New
4
Increased
21
Reduced
4
Closed
–

Top Buys

Rank Stock Value
1
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$2.41M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$752K
3
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$607K
5
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$489K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$144K
2
XOM icon
ExxonMobil
XOM
+$39.5K
3
IYR icon
iShares US Real Estate ETF
IYR
+$32.2K
4
IBM icon
IBM
IBM
+$13.5K

Sector Composition

Rank Sector Weight
1 Healthcare 1.02%
2 Energy 0.5%
3 Industrials 0.48%
4 Financials 0.45%
5 Technology 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHY icon
26
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$636K 0.44%
7,500
– –
CTRX
27
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$611K 0.42%
10,000
– –
JNJ icon
28
Johnson & Johnson
JNJ
$618B
$408K 0.28%
4,188
– –
ALXN
29
DELISTED
Alexion Pharmaceuticals
ALXN
$362K 0.25%
2,000
– –
USB icon
30
US Bancorp
USB
$98.2B
$331K 0.23%
7,630
+38
+0.5% +$1.66K
TFC icon
31
Truist Financial
TFC
$63.3B
$322K 0.22%
7,977
– –
UWM icon
32
ProShares Ultra Russell2000
UWM
$245M
$300K 0.21%
12,300
+2,660
+28% +$65.2K
IBM icon
33
IBM
IBM
$211B
$298K 0.2%
1,918
-84
-4% -$13.5K
FLOT icon
34
iShares Floating Rate Bond ETF
FLOT
$10.2B
$278K 0.19%
5,495
– –
PG icon
35
Procter & Gamble
PG
$336B
$230K 0.16%
2,944
– –
TSLA icon
36
Tesla
TSLA
$1.23T
$207K 0.14%
+11,550
New +$183K
CTSH icon
37
Cognizant
CTSH
$24.9B
$202K 0.14%
+3,300
New +$207K
1
2

Similar funds

MS
Marshall & Sullivan Seattle, Washington $216M AUM 12.97% 1-Year Est. Return
ICM
IMS Capital Management Portland, Oregon $217M AUM 18.69% 1-Year Est. Return
FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q2 2015 Portfolio in Review

As of Q2 2015, D. Scott Neal held 37 positions worth $146M, up 4.3% from $140M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

D. Scott Neal deployed $7.84M of net new capital in Q2 2015, opening 4 new positions and adding to 21 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Corporate Bond ETF: 78,685 shares worth $2.41M.

By sector, the portfolio is most concentrated in Healthcare at 1% of assets, down from 1.1% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $144K trimmed.

  • D. Scott Neal's largest Q2 2015 buy was State Street SPDR Portfolio Short Term Corporate Bond ETF: 78,685 shares worth $2.41M.
  • D. Scott Neal added most to Invesco QQQ Trust in Q2 2015, an estimated $632K increase.
  • D. Scott Neal's biggest Q2 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $144K.
  • D. Scott Neal's ten largest holdings make up 81% of its $146M portfolio in Q2 2015.
  • D. Scott Neal opened 4 new positions and closed 0 in Q2 2015.
  • D. Scott Neal's portfolio value rose 4.3% quarter-over-quarter to $146M.

Based on D. Scott Neal's 13F filing for Q2 2015, filed 21 Jul 2015.