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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$142M
AUM Growth
+$16.2M
Cap. Flow
+$10.8M
Cap. Flow %
7.58%
Top 10 Hldgs %
86.51%
Holding
37
New
5
Increased
13
Reduced
12
Closed
–

Top Buys

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.42M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.39M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.99M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$821K

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$389K
2
IYR icon
iShares US Real Estate ETF
IYR
+$195K
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$123K
4
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$42.2K
5
QLD icon
ProShares Ultra QQQ
QLD
+$39.4K

Sector Composition

Rank Sector Weight
1 Healthcare 1.07%
2 Energy 0.59%
3 Financials 0.46%
4 Industrials 0.42%
5 Technology 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEU icon
26
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$503K 0.35%
10,734
+1,056
+11% +$50.7K
JNJ icon
27
Johnson & Johnson
JNJ
$635B
$438K 0.31%
4,188
+50
+1% +$5.27K
ALXN
28
DELISTED
Alexion Pharmaceuticals
ALXN
$370K 0.26%
2,000
– –
USB icon
29
US Bancorp
USB
$99.6B
$340K 0.24%
7,553
-58
-0.8% -$2.5K
IBM icon
30
IBM
IBM
$202B
$312K 0.22%
2,036
+126
+7% +$20K
TFC icon
31
Truist Financial
TFC
$63.2B
$310K 0.22%
7,977
– –
FLOT icon
32
iShares Floating Rate Bond ETF
FLOT
$10.1B
$278K 0.2%
5,495
– –
PG icon
33
Procter & Gamble
PG
$343B
$268K 0.19%
2,944
– –
UWM icon
34
ProShares Ultra Russell2000
UWM
$255M
$218K 0.15%
+9,640
New +$199K
INTC icon
35
Intel
INTC
$466B
$201K 0.14%
+5,545
New +$193K
CBST
36
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$201K 0.14%
+2,000
New +$155K
1
2

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q4 2014 Portfolio in Review

As of Q4 2014, D. Scott Neal held 37 positions worth $142M, up 13% from $126M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

D. Scott Neal deployed $10.8M of net new capital in Q4 2014, opening 5 new positions and adding to 13 existing holdings. Its largest new stake was Vanguard Short-Term Corporate Bond ETF: 10,268 shares worth $818K.

By sector, the portfolio is most concentrated in Healthcare at 1.1% of assets, down from 1.2% a quarter earlier, followed by Energy and Financials.

On the sell side, the largest reduction was iShares MSCI EAFE ETF, an estimated $389K trimmed.

  • D. Scott Neal's largest Q4 2014 buy was Vanguard Short-Term Corporate Bond ETF: 10,268 shares worth $818K.
  • D. Scott Neal added most to Vanguard FTSE Emerging Markets ETF in Q4 2014, an estimated $3.42M increase.
  • D. Scott Neal's biggest Q4 2014 reduction was iShares MSCI EAFE ETF, cutting an estimated $389K.
  • D. Scott Neal's ten largest holdings make up 87% of its $142M portfolio in Q4 2014.
  • D. Scott Neal opened 5 new positions and closed 0 in Q4 2014.
  • D. Scott Neal's portfolio value rose 13% quarter-over-quarter to $142M.

Based on D. Scott Neal's 13F filing for Q4 2014, filed 5 Jan 2015.