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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+6.24%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$112M
AUM Growth
–
Cap. Flow
+$109M
Cap. Flow %
97.47%
Top 10 Hldgs %
83.06%
Holding
37
New
37
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$22.6M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$12.5M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$11.2M
4
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$9.34M
5
IYR icon
iShares US Real Estate ETF
IYR
+$9.27M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Healthcare 1.12%
2 Energy 0.76%
3 Industrials 0.74%
4 Financials 0.47%
5 Technology 0.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTRX
26
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$475K 0.43%
+10,000
New +$472K
SSO icon
27
ProShares Ultra S&P500
SSO
$7.82B
$458K 0.41%
+71,520
New +$419K
IBM icon
28
IBM
IBM
$202B
$370K 0.33%
+2,061
New +$355K
JNJ icon
29
Johnson & Johnson
JNJ
$635B
$370K 0.33%
+4,038
New +$372K
VGIT icon
30
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$366K 0.33%
+5,835
New +$372K
ALXN
31
DELISTED
Alexion Pharmaceuticals
ALXN
$266K 0.24%
+2,000
New +$240K
USB icon
32
US Bancorp
USB
$99.6B
$263K 0.24%
+6,501
New +$249K
TFC icon
33
Truist Financial
TFC
$63.2B
$260K 0.23%
+6,977
New +$241K
GE icon
34
GE Aerospace
GE
$367B
$248K 0.22%
+1,847
New +$233K
UWM icon
35
ProShares Ultra Russell2000
UWM
$255M
$221K 0.2%
+10,400
New +$202K
IWB icon
36
iShares Russell 1000 ETF
IWB
$47.7B
$220K 0.2%
+2,131
New +$211K
VEU icon
37
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$217K 0.19%
+4,273
New +$213K
1
2

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q4 2013 Portfolio in Review

Q4 2013 is the first quarter with a 13F filing on record for D. Scott Neal, which disclosed 37 positions worth $112M. Its ten largest holdings account for 83% of the portfolio.

Its largest position is State Street SPDR S&P 500 ETF Trust: 127,450 shares worth $23.5M.

By sector, the portfolio is most concentrated in Healthcare at 1.1% of assets, followed by Energy and Industrials.

  • D. Scott Neal's largest Q4 2013 buy was State Street SPDR S&P 500 ETF Trust: 127,450 shares worth $23.5M.
  • D. Scott Neal's ten largest holdings make up 83% of its $112M portfolio in Q4 2013.
  • D. Scott Neal disclosed 37 positions in Q4 2013, its first 13F filing on record.

Based on D. Scott Neal's 13F filing for Q4 2013, filed 13 Jan 2014.